Q4 2016 13F Holders as of 31 Dec 2016
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Type / Class
-
Equity / First Trust SSI Strategic Convertible Securities ETF
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Shares outstanding
-
2,300,479
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Number of holders
-
9
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Total 13F shares, excl. options
-
619,209
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Shares change
-
+443,033
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Total reported value, excl. options
-
$16,101,000
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Value change
-
+$11,607,412
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Number of buys
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7
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Number of sells
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3
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Price
-
$26.00
Institutional Holders of First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (FCVT) as of Q4 2016
As of 31 Dec 2016 First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (FCVT) had 11 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 619,209 shares of stock of the company.
Largest 10 holders included BANK OF AMERICA CORP /DE/, Raymond James Financial Services Advisors, Inc., IFC Holdings Incorporated/FL, JPMORGAN CHASE & CO, KCG HOLDINGS, INC., WFG Advisors, LP, Tower Research Capital LLC (TRC), IFP Advisors, Inc, LADENBURG THALMANN FINANCIAL SERVICES INC., and GOLDMAN SACHS GROUP INC.
This table shows 11 institutional shareholders of the security as of 31 Dec 2016.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.