First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (FCVT)

CUSIP: 33739Q507

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class
Equity / First Trust SSI Strategic Convertible Securities ETF
Shares outstanding
2,300,479
Total 13F shares
619,209
Share change
+443,033
Total reported value
$16,101,000
Price per share
$26.00
Number of holders
9
Value change
+$11,607,412
Number of buys
7
Number of sells
3

Quarterly Holders Quick Answers

What is CUSIP 33739Q507?
CUSIP 33739Q507 identifies FCVT - First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of FCVT - First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
No top shareholder records were found across 13F, 13D/G, and Forms 3/4/5 for this issuer.

Institutional Holders of First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (FCVT) as of Q4 2016

As of 31 Dec 2016, First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (FCVT) was held by 9 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 619,209 shares. The largest 9 holders included BANK OF AMERICA CORP /DE/, Raymond James Financial Services Advisors, Inc., IFC Holdings Incorporated/FL, JPMORGAN CHASE & CO, KCG HOLDINGS, INC., WFG Advisors, LP, Tower Research Capital LLC (TRC), IFP Advisors, Inc, and LADENBURG THALMANN FINANCIAL SERVICES INC.. This page lists 9 institutional shareholders reporting positions in this security for the Q4 2016 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q4 2016 vs Q3 2016 Across Filers

Q3 2016 holders
5
Q4 2016 holders
9
Holder diff
4
Investor Q3 2016 Shares Q4 2016 Shares Share Diff Share Chg % Q3 2016 Value $ Q4 2016 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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