First Trust Exchange-Traded Fund III - First Trust California Municipal High Income ETF (FCAL)

CUSIP: 33739P863

Q1 2021 13F Holders as of 31 Mar 2021

Type / Class
Equity / First Trust California Municipal High Income ETF
Shares outstanding
3,850,925
Total 13F shares
998,275
Share change
-119,277
Total reported value
$53,840,409
Price per share
$53.93
Number of holders
30
Value change
-$6,435,393
Number of buys
20
Number of sells
9

Quarterly Holders Quick Answers

What is CUSIP 33739P863?
CUSIP 33739P863 identifies FCAL - First Trust Exchange-Traded Fund III - First Trust California Municipal High Income ETF in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of FCAL - First Trust Exchange-Traded Fund III - First Trust California Municipal High Income ETF (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
No top shareholder records were found across 13F, 13D/G, and Forms 3/4/5 for this issuer.

Institutional Holders of First Trust Exchange-Traded Fund III - First Trust California Municipal High Income ETF (FCAL) as of Q1 2021

As of 31 Mar 2021, First Trust Exchange-Traded Fund III - First Trust California Municipal High Income ETF (FCAL) was held by 30 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 998,275 shares. The largest 10 holders included COMMONWEALTH EQUITY SERVICES, LLC, LPL Financial LLC, Towerpoint Wealth, LLC, Karp Capital Management Corp, BANK OF AMERICA CORP /DE/, JANE STREET GROUP, LLC, Southland Equity Partners LLC, ROYAL BANK OF CANADA, HighTower Advisors, LLC, and ADVISOR GROUP HOLDINGS, INC.. This page lists 30 institutional shareholders reporting positions in this security for the Q1 2021 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2021 vs Q4 2020 Across Filers

Q4 2020 holders
30
Q1 2021 holders
30
Holder diff
0
Investor Q4 2020 Shares Q1 2021 Shares Share Diff Share Chg % Q4 2020 Value $ Q1 2021 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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