Latest Period
Q2 2026
Security Snapshot
First Trust Exchange-Traded Fund III - First Trust California Municipal High Income ETF (FCAL) Institutional Ownership
CUSIP: 33739P863
13F Institutional Holders and Ownership History from Q2 2017 to Q2 2026
Institutions Reporting
86
Shares (Excl. Options)
2,913,890
Price
$49.65
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- Security type / class
- Equity / First Trust California Municipal High Income ETF
- Symbol
- FCAL
- All holders as of 30 Jun 2026
- Q2 2026
- Total 13F shares
- 2,913,890
- Total 13F value
- $144,377,851
- Portfolio coverage rank
- 0%
- Share change
- +56,076
- Value change
- +$2,775,623
- Number of holders
- 86
- Shares outstanding
- 3,850,925
- SEC-reported price per share
- $48.40
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- FCAL - First Trust Exchange-Traded Fund III - First Trust California Municipal High Income ETF is tracked under CUSIP 33739P863.
- 86 institutions reported positions in Q2 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 77 to 86 between Q1 2026 and Q2 2026.
- SEC-reported value moved from $138,404,156 to $144,377,851.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 86 institutions filings for Q2 2026.
Security key
33739P863
Latest holder period
Q2 2026
13F holders
86
13D/G owners
1
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 33739P863:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
FCAL
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| FIRST TRUST PORTFOLIOS LP | 5.6% | $10,554,901 | 216,422 | First Trust Portfolios L.P. | 30 Sep 2025 |
As of 30 Jun 2026, 86 institutional investors reported holding 2,913,890 shares of First Trust Exchange-Traded Fund III - First Trust California Municipal High Income ETF (FCAL). This represents 76% of the company’s total 3,850,925 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
63%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| LPL Financial LLC | 27% | 1,032,799 | +9.6% | 0.01% | $51,280,728 |
| MORGAN STANLEY | 5.6% | 216,147 | -5.6% | 0% | $10,732,197 |
| Citizens Business Bank | 3.1% | 118,489 | -0.27% | 0.91% | $5,883,240 |
| Westside Investment Management, Inc. | 2.7% | 103,785 | -2% | 0.68% | $5,153,153 |
| GUGGENHEIM CAPITAL LLC | 2.4% | 93,217 | -3.9% | 0.03% | $4,628,224 |
| Cetera Investment Advisers | 2.2% | 86,212 | -0.13% | 0% | $4,280,623 |
| Ignite Planners, LLC | 2.1% | 80,134 | +34% | 0.51% | $3,678,781 |
| OSAIC HOLDINGS, INC. | 1.4% | 55,361 | +94% | 0% | $2,749,103 |
| Elequin Capital, LP | 1.4% | 54,092 | 0.09% | $2,685,787 | |
| UBS Group AG | 1.2% | 45,083 | +5.7% | 0% | $2,238,461 |
| CHANNEL WEALTH LLC | 1.2% | 44,985 | +9.5% | 0.5% | $2,233,604 |
| Magnus Financial Group LLC | 1.2% | 44,624 | +0.86% | 0.16% | $2,215,680 |
| HighTower Advisors, LLC | 1.1% | 43,481 | +55% | 0% | $2,158,936 |
| Mariner, LLC | 1.1% | 42,483 | -53% | 0% | $2,109,374 |
| INTEGRAL INVESTMENT ADVISORS, INC. | 0.98% | 37,730 | +15% | 0.41% | $1,873,378 |
| Stonebridge Financial Group, LLC/CA | 0.98% | 37,613 | 0% | 0.26% | $1,867,000 |
| Compound Planning, Inc. | 0.91% | 35,043 | -20% | 0.05% | $1,739,954 |
| Cerity Partners LLC | 0.89% | 34,375 | -5.2% | 0% | $1,706,794 |
| Hennion & Walsh Asset Management, Inc. | 0.87% | 33,563 | +34% | 0.05% | $1,666,477 |
| Composition Wealth, LLC | 0.87% | 33,370 | -77% | 0.02% | $1,656,888 |
| Golden State Wealth Management, LLC | 0.83% | 32,001 | +75% | 0.14% | $1,588,946 |
| MGO ONE SEVEN LLC | 0.81% | 31,195 | +8.7% | 0.03% | $1,548,900 |
| Southland Equity Partners LLC | 0.78% | 30,129 | -16% | 0.26% | $1,495,980 |
| Navigation Group, LLC | 0.77% | 29,536 | 0% | 0.29% | $1,466,527 |
| Rockefeller Capital Management L.P. | 0.65% | 25,211 | +4.7% | 0% | $1,251,782 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
37
Latest
Q2 2026
Rows shown
1-25 of 37
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q2 | 2,913,890 | $144,377,851 | +$2,775,623 | $49.65 | 86 |
| 2026 Q1 | 2,830,778 | $138,404,156 | +$7,078,167 | $48.89 | 77 |
| 2025 Q4 | 2,686,052 | $132,458,819 | +$1,901,576 | $49.31 | 78 |
| 2025 Q3 | 2,628,114 | $128,176,906 | -$93,028,668 | $48.77 | 74 |
| 2025 Q2 | 4,570,287 | $219,200,592 | +$9,524,542 | $47.97 | 80 |
| 2025 Q1 | 4,353,024 | $211,179,229 | +$195,869 | $48.54 | 75 |
| 2024 Q4 | 4,346,609 | $214,587,353 | +$20,762,256 | $49.37 | 69 |
| 2024 Q3 | 3,892,803 | $195,321,739 | +$11,808,456 | $50.18 | 59 |
| 2024 Q2 | 3,658,934 | $181,195,747 | +$20,652,228 | $49.52 | 53 |
| 2024 Q1 | 3,241,442 | $160,936,549 | +$27,983,740 | $49.65 | 50 |
| 2023 Q4 | 2,678,797 | $133,698,473 | +$22,916,224 | $49.91 | 52 |
| 2023 Q3 | 2,143,069 | $101,237,863 | +$8,582,954 | $47.24 | 41 |
| 2023 Q2 | 1,958,810 | $95,961,798 | +$31,252,385 | $48.99 | 44 |
| 2023 Q1 | 1,320,906 | $65,027,806 | +$7,189,548 | $49.23 | 36 |
| 2022 Q4 | 1,175,052 | $394,903,249 | +$246,612,455 | $48.39 | 36 |
| 2022 Q3 | 1,504,490 | $70,439,146 | -$347,858 | $46.82 | 36 |
| 2022 Q2 | 1,526,079 | $73,822,258 | +$3,711,537 | $48.37 | 38 |
| 2022 Q1 | 1,436,334 | $73,147,876 | +$13,122,012 | $50.95 | 35 |
| 2021 Q4 | 1,176,876 | $64,414,543 | +$13,575,331 | $54.73 | 35 |
| 2021 Q3 | 908,078 | $49,510,856 | -$5,620,390 | $54.52 | 31 |
| 2021 Q2 | 1,010,652 | $55,651,024 | +$851,148 | $55.06 | 28 |
| 2021 Q1 | 998,275 | $53,840,409 | -$6,435,393 | $53.93 | 30 |
| 2020 Q4 | 1,117,552 | $60,456,494 | +$3,565,968 | $54.10 | 30 |
| 2020 Q3 | 1,006,742 | $53,147,000 | +$2,381,288 | $52.78 | 26 |
| 2020 Q2 | 950,169 | $49,596,000 | -$957,887 | $52.19 | 24 |