Latest Period
Q1 2026
Security Snapshot
First Trust Exchange-Traded Fund III - First Trust California Municipal High Income ETF (FCAL) Institutional Ownership
CUSIP: 33739P863
13F Institutional Holders and Ownership History from Q2 2017 to Q1 2026
Institutions Reporting
77
Shares (Excl. Options)
2,830,778
Price
$48.89
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- Security type / class
- Equity / First Trust California Municipal High Income ETF
- Symbol
- FCAL
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 2,830,778
- Total 13F value
- $138,404,156
- Portfolio coverage rank
- 0%
- Share change
- +145,170
- Value change
- +$7,078,167
- Number of holders
- 77
- Shares outstanding
- 3,850,925
- SEC-reported price per share
- $49.29
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- FCAL - First Trust Exchange-Traded Fund III - First Trust California Municipal High Income ETF is tracked under CUSIP 33739P863.
- 77 institutions reported positions in Q1 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 78 to 77 between Q4 2025 and Q1 2026.
- SEC-reported value moved from $132,458,819 to $138,404,156.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 77 institutions filings for Q1 2026.
Security key
33739P863
Latest holder period
Q1 2026
13F holders
77
13D/G owners
1
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 33739P863:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
FCAL
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| FIRST TRUST PORTFOLIOS LP | 5.6% | $10,554,901 | 216,422 | First Trust Portfolios L.P. | 30 Sep 2025 |
As of 31 Mar 2026, 77 institutional investors reported holding 2,830,778 shares of First Trust Exchange-Traded Fund III - First Trust California Municipal High Income ETF (FCAL). This represents 74% of the company’s total 3,850,925 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
62%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| LPL Financial LLC | 24% | 942,264 | +8% | 0.01% | $46,067,290 |
| MORGAN STANLEY | 5.9% | 228,955 | +4.8% | 0% | $11,193,623 |
| Composition Wealth, LLC | 3.7% | 143,476 | -4% | 0.1% | $7,014,534 |
| Citizens Business Bank | 3.1% | 118,812 | 0.98% | $5,808,717 | |
| Westside Investment Management, Inc. | 2.7% | 105,885 | -0.68% | 0.79% | $5,181,338 |
| GUGGENHEIM CAPITAL LLC | 2.5% | 97,015 | -1.3% | 0.04% | $4,743,063 |
| Mariner, LLC | 2.4% | 91,324 | +80% | 0.01% | $4,464,814 |
| Cetera Investment Advisers | 2.2% | 86,321 | +8.5% | 0% | $4,220,222 |
| Ignite Planners, LLC | 1.6% | 59,874 | -0.84% | 0.45% | $2,927,240 |
| Magnus Financial Group LLC | 1.1% | 44,242 | +0.34% | 0.18% | $2,162,991 |
| Compound Planning, Inc. | 1.1% | 43,679 | +4.1% | 0.07% | $2,135,467 |
| UBS Group AG | 1.1% | 42,649 | -1.4% | 0% | $2,085,110 |
| CHANNEL WEALTH LLC | 1.1% | 41,084 | +19% | 0.49% | $2,008,597 |
| Cerity Partners LLC | 0.94% | 36,279 | 0% | $1,773,680 | |
| Southland Equity Partners LLC | 0.93% | 35,863 | -17% | 0.34% | $1,753,340 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0.92% | 35,388 | 0% | $1,730,119 | |
| INTEGRAL INVESTMENT ADVISORS, INC. | 0.85% | 32,755 | +0.77% | 0.4% | $1,601,392 |
| JANE STREET GROUP, LLC | 0.78% | 30,181 | -58% | 0% | $1,475,549 |
| Navigation Group, LLC | 0.77% | 29,536 | 0% | 0.34% | $1,444,015 |
| MGO ONE SEVEN LLC | 0.75% | 28,695 | -0.62% | 0.03% | $1,402,899 |
| OSAIC HOLDINGS, INC. | 0.74% | 28,539 | -13% | 0% | $1,395,678 |
| HighTower Advisors, LLC | 0.73% | 28,122 | +5.1% | 0% | $1,374,881 |
| Hennion & Walsh Asset Management, Inc. | 0.65% | 24,982 | +38% | 0.04% | $1,221,370 |
| Rockefeller Capital Management L.P. | 0.63% | 24,085 | -64% | 0% | $1,177,554 |
| New Insight Wealth Advisors | 0.55% | 21,172 | +17% | 0.37% | $1,035,099 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
36
Latest
Q1 2026
Rows shown
1-25 of 36
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q1 | 2,830,778 | $138,404,156 | +$7,078,167 | $48.89 | 77 |
| 2025 Q4 | 2,686,052 | $132,458,819 | +$1,901,576 | $49.31 | 78 |
| 2025 Q3 | 2,628,114 | $128,176,906 | -$93,028,668 | $48.77 | 74 |
| 2025 Q2 | 4,570,287 | $219,200,592 | +$9,524,542 | $47.97 | 80 |
| 2025 Q1 | 4,353,024 | $211,179,229 | +$195,869 | $48.54 | 75 |
| 2024 Q4 | 4,346,609 | $214,587,353 | +$20,762,256 | $49.37 | 69 |
| 2024 Q3 | 3,892,803 | $195,321,739 | +$11,808,456 | $50.18 | 59 |
| 2024 Q2 | 3,658,934 | $181,195,747 | +$20,652,228 | $49.52 | 53 |
| 2024 Q1 | 3,241,442 | $160,936,549 | +$27,983,740 | $49.65 | 50 |
| 2023 Q4 | 2,678,797 | $133,698,473 | +$22,916,224 | $49.91 | 52 |
| 2023 Q3 | 2,143,069 | $101,237,863 | +$8,582,954 | $47.24 | 41 |
| 2023 Q2 | 1,958,810 | $95,961,798 | +$31,252,385 | $48.99 | 44 |
| 2023 Q1 | 1,320,906 | $65,027,806 | +$7,189,548 | $49.23 | 36 |
| 2022 Q4 | 1,175,052 | $394,903,249 | +$246,612,455 | $48.39 | 36 |
| 2022 Q3 | 1,504,490 | $70,439,146 | -$347,858 | $46.82 | 36 |
| 2022 Q2 | 1,526,079 | $73,822,258 | +$3,711,537 | $48.37 | 38 |
| 2022 Q1 | 1,436,334 | $73,147,876 | +$13,122,012 | $50.95 | 35 |
| 2021 Q4 | 1,176,876 | $64,414,543 | +$13,575,331 | $54.73 | 35 |
| 2021 Q3 | 908,078 | $49,510,856 | -$5,620,390 | $54.52 | 31 |
| 2021 Q2 | 1,010,652 | $55,651,024 | +$851,148 | $55.06 | 28 |
| 2021 Q1 | 998,275 | $53,840,409 | -$6,435,393 | $53.93 | 30 |
| 2020 Q4 | 1,117,552 | $60,456,494 | +$3,565,968 | $54.10 | 30 |
| 2020 Q3 | 1,006,742 | $53,147,000 | +$2,381,288 | $52.78 | 26 |
| 2020 Q2 | 950,169 | $49,596,000 | -$957,887 | $52.19 | 24 |
| 2020 Q1 | 969,879 | $49,570,000 | +$9,135,368 | $51.11 | 19 |