First Trust Exchange-Traded Fund III - First Trust Short Duration Managed Municipal ETF (FSMB)

CUSIP: 33739P830

Q1 2020 13F Holders as of 31 Mar 2020

Type / Class
Equity / First Trust Short Duration Managed Municipal ETF
Shares outstanding
25,456,738
Total 13F shares
1,000,046
Share change
+512,720
Total reported value
$20,095,033
Price per share
$20.10
Number of holders
22
Value change
+$10,235,515
Number of buys
16
Number of sells
6

Quarterly Holders Quick Answers

What is CUSIP 33739P830?
CUSIP 33739P830 identifies FSMB - First Trust Exchange-Traded Fund III - First Trust Short Duration Managed Municipal ETF in SEC institutional holdings data.

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Open the full security ownership history page.

Top shareholders of FSMB - First Trust Exchange-Traded Fund III - First Trust Short Duration Managed Municipal ETF (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
No top shareholder records were found across 13F, 13D/G, and Forms 3/4/5 for this issuer.

Institutional Holders of First Trust Exchange-Traded Fund III - First Trust Short Duration Managed Municipal ETF (FSMB) as of Q1 2020

As of 31 Mar 2020, First Trust Exchange-Traded Fund III - First Trust Short Duration Managed Municipal ETF (FSMB) was held by 22 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 1,000,046 shares. The largest 10 holders included LPL Financial LLC, COMMONWEALTH EQUITY SERVICES, LLC, Janney Montgomery Scott LLC, Advisor Group Holdings, Inc., Avestar Capital, LLC, ROYAL BANK OF CANADA, Stratos Wealth Partners, LTD., ATRIA INVESTMENTS LLC, Resources Investment Advisors, LLC., and MML INVESTORS SERVICES, LLC. This page lists 22 institutional shareholders reporting positions in this security for the Q1 2020 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2020 vs Q4 2019 Across Filers

Q4 2019 holders
17
Q1 2020 holders
22
Holder diff
5
Investor Q4 2019 Shares Q1 2020 Shares Share Diff Share Chg % Q4 2019 Value $ Q1 2020 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.