First Trust Exchange-Traded Fund III - First Trust Short Duration Managed Municipal ETF (FSMB)

Q: What does CUSIP 33739P830 represent in this 13F holders report?

CUSIP 33739P830 is the security identifier for FSMB - First Trust Exchange-Traded Fund III - First Trust Short Duration Managed Municipal ETF used to aggregate holder disclosures.

Q: How many institutions held FSMB - First Trust Exchange-Traded Fund III - First Trust Short Duration Managed Municipal ETF in Q4 2019?

17 institutional investors reported FSMB - First Trust Exchange-Traded Fund III - First Trust Short Duration Managed Municipal ETF for Q4 2019. Use the holders table for investor-level position and value details.

CUSIP: 33739P830

Q4 2019 13F Holders as of 31 Dec 2019

Type / Class: Equity / First Trust Short Duration Managed Municipal ETF
Shares outstanding: 25,456,738
Total 13F shares: 485,370
Share change: +56,671
Total reported value: $9,934,591
Price per share: $20.46
Number of holders: 17
Value change: +$1,156,742
Number of buys: 11
Number of sells: 4

Quarterly Holders Quick Answers

What is CUSIP 33739P830?
CUSIP 33739P830 identifies FSMB - First Trust Exchange-Traded Fund III - First Trust Short Duration Managed Municipal ETF in SEC institutional holdings data.

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Explore More Reporting Periods

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Newer quarter: Q1 2020
Previous quarter: Q3 2019

Recent filing periods for CUSIP 33739P830:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of FSMB - First Trust Exchange-Traded Fund III - First Trust Short Duration Managed Municipal ETF (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

No top shareholder records were found across 13F, 13D/G, and Forms 3/4/5 for this issuer.

Institutional Holders of First Trust Exchange-Traded Fund III - First Trust Short Duration Managed Municipal ETF (FSMB) as of Q4 2019

As of 31 Dec 2019, First Trust Exchange-Traded Fund III - First Trust Short Duration Managed Municipal ETF (FSMB) was held by 17 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 485,370 shares. The largest 10 holders included FLOW TRADERS U.S. LLC, Avestar Capital, LLC, LADENBURG THALMANN FINANCIAL SERVICES INC., MML INVESTORS SERVICES, LLC, JANE STREET GROUP, LLC, Larson Financial Group LLC, CREDIT SUISSE AG/, Janney Montgomery Scott LLC, Snowden Capital Advisors LLC, and SUSQUEHANNA INTERNATIONAL GROUP, LLP. This page lists 17 institutional shareholders reporting positions in this security for the Q4 2019 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2019 vs Q3 2019 Across Filers

Q3 2019 holders

Q4 2019 holders

Holder diff

Investor	Q3 2019 Shares	Q4 2019 Shares	Share Diff	Share Chg %	Q3 2019 Value $	Q4 2019 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.