Latest Period
Q1 2026
Security Snapshot
First Trust Exchange-Traded Fund III - First Trust New York Municipal High Income ETF (FMNY) Institutional Ownership
CUSIP: 33739P822
13F Institutional Holders and Ownership History from Q2 2021 to Q2 2026
Institutions Reporting
21
Shares (Excl. Options)
929,514
Price
$26.43
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- Security type / class
- Equity / First Trust New York Municipal High Income ETF
- Symbol
- FMNY
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 929,514
- Total 13F value
- $24,565,589
- Portfolio coverage rank
- 0%
- Share change
- +237,388
- Value change
- +$6,266,681
- Number of holders
- 21
- Shares outstanding
- 799,591
- SEC-reported price per share
- $26.90
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- FMNY - First Trust Exchange-Traded Fund III - First Trust New York Municipal High Income ETF is tracked under CUSIP 33739P822.
- 21 institutions reported positions in Q1 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 21 to 6 between Q1 2026 and Q2 2026.
- SEC-reported value moved from $24,565,589 to $21,389,410.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 21 institutions filings for Q1 2026.
Security key
33739P822
Latest holder period
Q1 2026
13F holders
21
13D/G owners
1
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 33739P822:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
FMNY
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| FIRST TRUST PORTFOLIOS LP | 4.9% | $1,015,415 | 39,100 | First Trust Portfolios L.P. | 30 Jun 2025 |
As of 31 Mar 2026, 21 institutional investors reported holding 929,514 shares of First Trust Exchange-Traded Fund III - First Trust New York Municipal High Income ETF (FMNY). This represents 116% of the company’s total 799,591 outstanding shares.
13F concentration
Top 24 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
116%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| Magnus Financial Group LLC | 46% | 365,614 | +11% | 0.79% | $9,663,191 |
| Hennion & Walsh Asset Management, Inc. | 22% | 179,659 | +16% | 0.16% | $4,748,387 |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | 19% | 152,704 | 1.3% | $4,035,964 | |
| JANE STREET GROUP, LLC | 5.2% | 41,580 | +220% | 0% | $1,098,959 |
| OSAIC HOLDINGS, INC. | 4.1% | 33,062 | +17% | 0% | $873,855 |
| Cetera Investment Advisers | 3.5% | 27,693 | +94% | 0% | $731,926 |
| CITADEL ADVISORS LLC | 3.4% | 27,559 | 0% | $728,384 | |
| COMMONWEALTH EQUITY SERVICES, LLC | 2.4% | 19,567 | -1.6% | 0% | $517,170 |
| NAPLES GLOBAL ADVISORS, LLC | 2% | 16,200 | 0% | 0.03% | $428,166 |
| Platform Technology Partners | 1.9% | 14,942 | +33% | 0.08% | $394,924 |
| Emergent Wealth Advisors, LLC | 1.4% | 11,526 | -24% | 0.18% | $304,636 |
| FLOW TRADERS U.S. LLC | 1.3% | 10,076 | -70% | 0.01% | $266,000 |
| LPL Financial LLC | 1.2% | 9,912 | 0% | 0% | $261,974 |
| GOLDMAN SACHS GROUP INC | 1.1% | 8,989 | -27% | 0% | $237,579 |
| Patriot Financial Group Insurance Agency, LLC | 0.96% | 7,700 | 0.01% | $203,512 | |
| IFP Advisors, Inc | 0.16% | 1,255 | 0% | 0% | $33,170 |
| Smithfield Trust Co | 0.07% | 550 | 0% | 0% | $14,000 |
| JPMORGAN CHASE & CO | 0.05% | 375 | 0% | 0% | $9,906 |
| UBS Group AG | 0.05% | 373 | +694% | 0% | $9,858 |
| OGOREK ANTHONY JOSEPH /NY/ /ADV | 0.02% | 177 | +0.57% | 0% | $4,000 |
| MORGAN STANLEY | 0% | 1 | 0% | 0% | $28 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0% | 0 | -100% | $0 | |
| FIRST TRUST ADVISORS LP | 0% | 0 | -100% | $0 | |
| Kestra Advisory Services, LLC | 0% | 0 | -100% | $0 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
21
Latest
Q1 2026
Rows shown
1-21 of 21
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q2 | 795,151 | $21,389,410 | +$1,241,214 | $26.90 | 6 |
| 2026 Q1 | 929,514 | $24,565,589 | +$6,266,681 | $26.43 | 21 |
| 2025 Q4 | 692,126 | $18,475,048 | +$1,959,160 | $26.70 | 21 |
| 2025 Q3 | 621,362 | $16,439,515 | +$3,281,631 | $26.49 | 14 |
| 2025 Q2 | 498,168 | $12,936,908 | +$1,094,096 | $25.97 | 13 |
| 2025 Q1 | 455,877 | $11,984,064 | -$354,460 | $26.29 | 12 |
| 2024 Q4 | 468,909 | $12,495,609 | +$640,587 | $26.65 | 14 |
| 2024 Q3 | 444,144 | $12,138,485 | -$158,351 | $27.33 | 13 |
| 2024 Q2 | 450,826 | $12,076,627 | -$982,140 | $26.79 | 14 |
| 2024 Q1 | 476,478 | $12,856,392 | +$1,271,634 | $26.98 | 14 |
| 2023 Q4 | 440,057 | $11,939,679 | +$3,175,227 | $27.14 | 11 |
| 2023 Q3 | 323,054 | $8,221,116 | -$1,105,484 | $25.45 | 7 |
| 2023 Q2 | 364,824 | $9,694,691 | -$1,875,835 | $26.57 | 10 |
| 2023 Q1 | 435,342 | $11,659,892 | +$1,887,241 | $26.78 | 11 |
| 2022 Q4 | 364,883 | $9,648,918 | +$2,968,955 | $26.44 | 10 |
| 2022 Q3 | 280,309 | $7,132,779 | -$399,014 | $25.45 | 9 |
| 2022 Q2 | 295,283 | $7,818,998 | +$383,268 | $26.48 | 7 |
| 2022 Q1 | 278,326 | $7,734,829 | -$3,839,770 | $27.79 | 6 |
| 2021 Q4 | 414,115 | $12,538,540 | +$184,437 | $30.28 | 8 |
| 2021 Q3 | 409,364 | $12,264,126 | -$1,785,167 | $29.96 | 7 |
| 2021 Q2 | 467,248 | $14,160,621 | +$14,160,621 | $30.30 | 7 |