Latest Period
Q1 2026
Security Snapshot
FIRST TRUST EXCHANGE-TRADED FUND III - Shares of Beneficial Interests of First Trust RiverFront Dynamic Emerging Markets ETF (RFEM) Institutional Ownership
CUSIP: 33739P707
13F Institutional Holders and Ownership History from Q1 2016 to Q2 2026
Institutions Reporting
38
Shares (Excl. Options)
702,105
Price
$82.16
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- Security type / class
- Equity / Shares of Beneficial Interests of First Trust RiverFront Dynamic Emerging Markets ETF
- Symbol
- RFEM
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 702,105
- Total 13F value
- $57,683,703
- Portfolio coverage rank
- 0%
- Share change
- +66,477
- Value change
- +$5,835,354
- Number of holders
- 38
- Shares outstanding
- 652,884
- SEC-reported price per share
- $93.92
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- RFEM - FIRST TRUST EXCHANGE-TRADED FUND III - Shares of Beneficial Interests of First Trust RiverFront Dynamic Emerging Markets ETF is tracked under CUSIP 33739P707.
- 38 institutions reported positions in Q1 2026.
- 2 significant owners is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 38 to 8 between Q1 2026 and Q2 2026.
- SEC-reported value moved from $57,683,703 to $26,694,643.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 38 institutions filings for Q1 2026.
Security key
33739P707
Latest holder period
Q1 2026
13F holders
38
13D/G owners
2
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 33739P707:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
2
Security
RFEM
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| Robert W. Baird & Co. Inc | 6.9% | -26% | $3,567,336 | -$206,522 | 45,049 | -5.5% | Robert W. Baird & Co. Inc | 31 Dec 2025 |
| TRUIST FINANCIAL CORP | 4.7% | -26% | $2,124,346 | -$98,137 | 28,011 | -4.4% | TRUIST FINANCIAL CORP | 30 Sep 2025 |
As of 31 Mar 2026, 38 institutional investors reported holding 702,105 shares of FIRST TRUST EXCHANGE-TRADED FUND III - Shares of Beneficial Interests of First Trust RiverFront Dynamic Emerging Markets ETF (RFEM). This represents 108% of the company’s total 652,884 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
107%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| Ferguson Shapiro LLC | 33% | 217,818 | +127% | 5.5% | $17,894,903 |
| LPL Financial LLC | 16% | 102,186 | +32% | 0% | $8,395,090 |
| ENVESTNET ASSET MANAGEMENT INC | 9.3% | 60,401 | +0.3% | 0% | $4,962,228 |
| Baird Financial Group, Inc. | 7% | 45,498 | +1% | 0.01% | $3,737,902 |
| Prospera Financial Services Inc | 5.7% | 37,037 | -1% | 0.05% | $3,042,550 |
| RiverFront Investment Group, LLC | 5.6% | 36,407 | -1.4% | 0.05% | $2,991,028 |
| Cetera Investment Advisers | 4.4% | 28,554 | +6.1% | 0% | $2,345,869 |
| TRUIST FINANCIAL CORP | 4% | 26,405 | -2.4% | 0% | $2,169,290 |
| OLD MISSION CAPITAL LLC | 3.3% | 21,350 | 0.04% | $1,754,015 | |
| Cambridge Investment Research Advisors, Inc. | 2.7% | 17,388 | 0% | $1,429,000 | |
| MML INVESTORS SERVICES, LLC | 2.5% | 16,285 | -0.71% | 0% | $1,337,866 |
| Maia Wealth LLC | 2.4% | 15,582 | +8.7% | 0.22% | $1,280,169 |
| RAYMOND JAMES FINANCIAL INC | 2.2% | 14,452 | +258% | 0% | $1,187,322 |
| World Investment Advisors | 1.7% | 11,160 | -6.9% | 0.01% | $916,887 |
| WELLS FARGO & COMPANY/MN | 1.4% | 9,118 | +6.5% | 0% | $749,056 |
| Keystone Wealth Services, LLC | 1.1% | 7,462 | 0.13% | $613,037 | |
| Farther Finance Advisors, LLC | 0.95% | 6,180 | -64% | 0% | $509,393 |
| Triad Wealth Partners, LLC | 0.75% | 4,882 | -18% | 0.03% | $401,082 |
| CITADEL ADVISORS LLC | 0.6% | 3,907 | 0% | $320,981 | |
| MGO ONE SEVEN LLC | 0.59% | 3,869 | -7.2% | 0.01% | $317,859 |
| OSAIC HOLDINGS, INC. | 0.49% | 3,200 | -77% | 0% | $262,917 |
| BENJAMIN EDWARDS INC | 0.45% | 2,969 | 0% | $243,913 | |
| JANE STREET GROUP, LLC | 0.4% | 2,634 | 0% | $216,397 | |
| GeoWealth Management, LLC | 0.36% | 2,373 | 0.01% | $194,968 | |
| GAMMA Investing LLC | 0.29% | 1,890 | 0% | 0.01% | $155,274 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
42
Latest
Q1 2026
Rows shown
1-25 of 42
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q2 | 284,245 | $26,694,643 | +$1,628,464 | $93.92 | 8 |
| 2026 Q1 | 702,105 | $57,683,703 | +$5,835,354 | $82.16 | 38 |
| 2025 Q4 | 636,209 | $50,501,844 | +$7,184,263 | $79.19 | 35 |
| 2025 Q3 | 543,289 | $41,235,242 | +$6,161,019 | $75.84 | 33 |
| 2025 Q2 | 461,620 | $32,960,112 | +$4,574,517 | $71.43 | 32 |
| 2025 Q1 | 400,493 | $26,051,668 | -$532,864 | $65.09 | 35 |
| 2024 Q4 | 409,390 | $25,908,293 | +$498,475 | $63.29 | 37 |
| 2024 Q3 | 394,626 | $26,893,390 | -$2,834,583 | $68.16 | 33 |
| 2024 Q2 | 437,607 | $28,623,042 | -$5,893,513 | $65.41 | 34 |
| 2024 Q1 | 531,649 | $32,554,342 | -$1,862,102 | $61.23 | 32 |
| 2023 Q4 | 565,312 | $33,430,096 | +$1,179,532 | $59.13 | 37 |
| 2023 Q3 | 544,305 | $29,000,684 | -$1,305,767 | $53.25 | 33 |
| 2023 Q2 | 567,548 | $31,232,620 | +$2,508,631 | $55.02 | 33 |
| 2023 Q1 | 525,505 | $27,963,327 | +$534,556 | $53.52 | 34 |
| 2022 Q4 | 511,499 | $25,927,625 | +$570,110 | $50.69 | 30 |
| 2022 Q3 | 495,966 | $22,842,117 | -$615,247 | $46.05 | 28 |
| 2022 Q2 | 501,508 | $26,759,043 | -$6,078,300 | $53.34 | 30 |
| 2022 Q1 | 605,255 | $39,215,018 | +$1,479,672 | $64.86 | 33 |
| 2021 Q4 | 578,655 | $39,124,209 | +$1,406,404 | $67.61 | 34 |
| 2021 Q3 | 542,758 | $36,481,221 | -$2,482,507 | $67.22 | 33 |
| 2021 Q2 | 595,490 | $44,301,166 | -$988,896 | $74.60 | 33 |
| 2021 Q1 | 616,320 | $44,885,159 | +$2,864,561 | $73.34 | 33 |
| 2020 Q4 | 568,251 | $39,333,313 | +$789,852 | $69.08 | 34 |
| 2020 Q3 | 548,951 | $33,229,285 | -$3,865,002 | $60.70 | 30 |
| 2020 Q2 | 597,891 | $33,175,073 | -$2,633,829 | $55.67 | 31 |