Latest Period
Q2 2026
Security Snapshot
FIRST TRUST EXCHANGE-TRADED FUND III - Shares of Beneficial Interests of First Trust RiverFront Dynamic Emerging Markets ETF (RFEM) Institutional Ownership
CUSIP: 33739P707
13F Institutional Holders and Ownership History from Q1 2016 to Q2 2026
Institutions Reporting
37
Shares (Excl. Options)
783,696
Price
$93.92
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- Security type / class
- Equity / Shares of Beneficial Interests of First Trust RiverFront Dynamic Emerging Markets ETF
- Symbol
- RFEM
- All holders as of 30 Jun 2026
- Q2 2026
- Total 13F shares
- 783,696
- Total 13F value
- $73,470,240
- Portfolio coverage rank
- 0%
- Share change
- +81,594
- Value change
- +$7,826,260
- Number of holders
- 37
- Shares outstanding
- 850,896
- SEC-reported price per share
- $91.04
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- RFEM - FIRST TRUST EXCHANGE-TRADED FUND III - Shares of Beneficial Interests of First Trust RiverFront Dynamic Emerging Markets ETF is tracked under CUSIP 33739P707.
- 37 institutions reported positions in Q2 2026.
- 2 significant owners is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 38 to 37 between Q1 2026 and Q2 2026.
- SEC-reported value moved from $57,683,703 to $73,470,240.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 37 institutions filings for Q2 2026.
Security key
33739P707
Latest holder period
Q2 2026
13F holders
37
13D/G owners
2
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 33739P707:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
2
Security
RFEM
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| Robert W. Baird & Co. Inc | 4.8% | -30% | $3,853,945 | -$396,878 | 40,843 | -9.3% | Robert W. Baird & Co. Inc | 30 Jun 2026 |
| TRUIST FINANCIAL CORP | 4.7% | -26% | $2,124,346 | -$98,137 | 28,011 | -4.4% | TRUIST FINANCIAL CORP | 30 Sep 2025 |
As of 30 Jun 2026, 37 institutional investors reported holding 783,696 shares of FIRST TRUST EXCHANGE-TRADED FUND III - Shares of Beneficial Interests of First Trust RiverFront Dynamic Emerging Markets ETF (RFEM). This represents 92% of the company’s total 850,896 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
92%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| Ferguson Shapiro LLC | 25% | 213,603 | -1.9% | 5.9% | $20,061,145 |
| LPL Financial LLC | 14% | 119,247 | +17% | 0% | $11,199,401 |
| Janney Montgomery Scott LLC | 9.4% | 79,888 | 0.01% | $7,503,000 | |
| ENVESTNET ASSET MANAGEMENT INC | 7.1% | 60,193 | -0.34% | 0% | $5,653,231 |
| Baird Financial Group, Inc. | 4.8% | 40,840 | -10% | 0.01% | $3,835,603 |
| Prospera Financial Services Inc | 4% | 33,713 | -9% | 0.05% | $3,166,163 |
| RiverFront Investment Group, LLC | 3.9% | 33,302 | -8.5% | 0.04% | $3,127,651 |
| TRUIST FINANCIAL CORP | 3.2% | 27,179 | +2.9% | 0% | $2,552,572 |
| J.W. COLE ADVISORS, INC. | 3% | 25,184 | 0.04% | $2,365,240 | |
| OLD MISSION CAPITAL LLC | 2.8% | 23,573 | +10% | 0.06% | $2,213,924 |
| MML INVESTORS SERVICES, LLC | 2.1% | 17,925 | +10% | 0% | $1,683,458 |
| Cambridge Investment Research Advisors, Inc. | 2.1% | 17,813 | +2.4% | 0% | $1,673,000 |
| Maia Wealth LLC | 2% | 17,174 | +10% | 0.24% | $1,612,904 |
| Cetera Investment Advisers | 1.5% | 12,539 | -56% | 0% | $1,177,620 |
| RAYMOND JAMES FINANCIAL INC | 1.5% | 12,517 | -13% | 0% | $1,175,516 |
| World Investment Advisors | 1.3% | 11,160 | 0% | 0.02% | $916,887 |
| Keystone Wealth Services, LLC | 0.94% | 7,977 | +6.9% | 0.14% | $749,137 |
| Farther Finance Advisors, LLC | 0.72% | 6,153 | -0.44% | 0% | $577,867 |
| JANE STREET GROUP, LLC | 0.63% | 5,344 | +103% | 0% | $501,897 |
| OSAIC HOLDINGS, INC. | 0.41% | 3,498 | +9.3% | 0% | $328,560 |
| CITADEL ADVISORS LLC | 0.36% | 3,090 | -21% | 0% | $290,206 |
| BENJAMIN EDWARDS INC | 0.32% | 2,690 | -9.4% | 0% | $252,632 |
| GeoWealth Management, LLC | 0.29% | 2,483 | +4.6% | 0.01% | $233,169 |
| Triad Wealth Partners, LLC | 0.28% | 2,416 | -51% | 0.01% | $226,557 |
| GAMMA Investing LLC | 0.22% | 1,890 | 0% | 0.01% | $177,505 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
42
Latest
Q2 2026
Rows shown
1-25 of 42
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q2 | 783,696 | $73,470,240 | +$7,826,260 | $93.92 | 37 |
| 2026 Q1 | 702,105 | $57,683,703 | +$5,835,354 | $82.16 | 38 |
| 2025 Q4 | 636,209 | $50,501,844 | +$7,184,263 | $79.19 | 35 |
| 2025 Q3 | 543,289 | $41,235,242 | +$6,161,019 | $75.84 | 33 |
| 2025 Q2 | 461,620 | $32,960,112 | +$4,574,517 | $71.43 | 32 |
| 2025 Q1 | 400,493 | $26,051,668 | -$532,864 | $65.09 | 35 |
| 2024 Q4 | 409,390 | $25,908,293 | +$498,475 | $63.29 | 37 |
| 2024 Q3 | 394,626 | $26,893,390 | -$2,834,583 | $68.16 | 33 |
| 2024 Q2 | 437,607 | $28,623,042 | -$5,893,513 | $65.41 | 34 |
| 2024 Q1 | 531,649 | $32,554,342 | -$1,862,102 | $61.23 | 32 |
| 2023 Q4 | 565,312 | $33,430,096 | +$1,179,532 | $59.13 | 37 |
| 2023 Q3 | 544,305 | $29,000,684 | -$1,305,767 | $53.25 | 33 |
| 2023 Q2 | 567,548 | $31,232,620 | +$2,508,631 | $55.02 | 33 |
| 2023 Q1 | 525,505 | $27,963,327 | +$534,556 | $53.52 | 34 |
| 2022 Q4 | 511,499 | $25,927,625 | +$570,110 | $50.69 | 30 |
| 2022 Q3 | 495,966 | $22,842,117 | -$615,247 | $46.05 | 28 |
| 2022 Q2 | 501,508 | $26,759,043 | -$6,078,300 | $53.34 | 30 |
| 2022 Q1 | 605,255 | $39,215,018 | +$1,479,672 | $64.86 | 33 |
| 2021 Q4 | 578,655 | $39,124,209 | +$1,406,404 | $67.61 | 34 |
| 2021 Q3 | 542,758 | $36,481,221 | -$2,482,507 | $67.22 | 33 |
| 2021 Q2 | 595,490 | $44,301,166 | -$988,896 | $74.60 | 33 |
| 2021 Q1 | 616,320 | $44,885,159 | +$2,864,561 | $73.34 | 33 |
| 2020 Q4 | 568,251 | $39,333,313 | +$789,852 | $69.08 | 34 |
| 2020 Q3 | 548,951 | $33,229,285 | -$3,865,002 | $60.70 | 30 |
| 2020 Q2 | 597,891 | $33,175,073 | -$2,633,829 | $55.67 | 31 |