Security Snapshot

First Trust Exchange-Traded Fund IV - First Trust Limited Duration Investment Grade Corporate ETF (FSIG) Institutional Ownership

CUSIP: 33738D804

13F Institutional Holders and Ownership History from Q4 2021 to Q4 2025

Latest Period

Q4 2025

Institutions Reporting

160

Shares (Excl. Options)

48,603,466

Price

$19.19

Type / Class
Equity / First Trust Limited Duration Investment Grade Corporate ETF
Symbol
FSIG
Shares outstanding
70,437,020
Price per share
$18.99
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
48,603,466
Total reported value
$932,681,852
% of total 13F portfolios
0%
Share change
+1,294,906
Value change
+$24,837,956
Number of holders
160
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

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Quick Takeaways

  • FSIG - First Trust Exchange-Traded Fund IV - First Trust Limited Duration Investment Grade Corporate ETF is tracked under CUSIP 33738D804.
  • 160 institutions reported positions in Q4 2025.
  • 1 significant owner is listed from Schedule 13D/13G reporting.

What Changed

  • Holder count moved from 149 to 160 between Q3 2025 and Q4 2025.
  • Reported value moved from $907,702,308 to $932,681,852.

Why This Matters

  • You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
  • 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.

Official SEC Source

Backed by Form 13F

Ownership context comes from SEC Form 13F and, when available, Schedule 13D/13G filings.

See Original Filing

Investment Quick Answers

What is CUSIP 33738D804?
CUSIP 33738D804 identifies FSIG - First Trust Exchange-Traded Fund IV - First Trust Limited Duration Investment Grade Corporate ETF in SEC 13F datasets.

Where can I see the latest institutional holders?
Review the Q4 2025 holders report and the ownership history table below.

Significant Owners of First Trust Exchange-Traded Fund IV - First Trust Limited Duration Investment Grade Corporate ETF (FSIG) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 22% +7.7% $293,351,031 +$24,811,790 15,270,746 +9.2% First Trust Portfolios L.P. 30 Sep 2025

As of 31 Dec 2025, 160 institutional investors reported holding 48,603,466 shares of First Trust Exchange-Traded Fund IV - First Trust Limited Duration Investment Grade Corporate ETF (FSIG). This represents 69% of the company’s total 70,437,020 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of First Trust Exchange-Traded Fund IV - First Trust Limited Duration Investment Grade Corporate ETF (FSIG) together control 61% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
MORGAN STANLEY 16% 11,476,255 +4.2% 0.01% $220,229,348
LPL Financial LLC 11% 7,681,212 +8.8% 0.04% $147,402,446
WELLS FARGO & COMPANY/MN 4.9% 3,426,972 +2.1% 0.01% $65,763,587
FIRST TRUST ADVISORS LP 4.1% 2,871,862 +11% 0.04% $55,111,031
AMERIPRISE FINANCIAL INC 3.3% 2,354,045 -1.7% 0.01% $45,165,469
Csenge Advisory Group 3% 2,078,177 +4% 1.8% $39,880,208
ROYAL BANK OF CANADA 2.8% 1,988,948 +3.3% 0.01% $38,168,000
ENVESTNET ASSET MANAGEMENT INC 2.6% 1,840,718 +4.4% 0.01% $35,323,385
TRUIST FINANCIAL CORP 1.4% 975,904 +6.2% 0.03% $18,727,596
OSAIC HOLDINGS, INC. 1.3% 928,113 -27% 0.03% $17,810,612
Cetera Investment Advisers 1.2% 845,272 +3.1% 0.02% $16,220,774
STIFEL FINANCIAL CORP 1.2% 843,748 +10% 0.01% $16,191,396
RAYMOND JAMES FINANCIAL INC 1.2% 831,736 -14% 0% $15,961,014
STEPHENS INC /AR/ 1.1% 767,295 +2.6% 0.18% $14,724,384
ASSETMARK, INC 0.78% 552,196 +2.5% 0.02% $10,596,641
Vestmark Advisory Solutions, Inc. 0.76% 533,519 +6.9% 0.14% $10,238,230
KMG FIDUCIARY PARTNERS, LLC 0.62% 437,138 +3% 0.6% $8,388,686
Cambridge Investment Research Advisors, Inc. 0.61% 428,141 +3.5% 0.02% $8,216,000
JONES FINANCIAL COMPANIES LLLP 0.55% 387,154 +19% 0% $7,429,485
NewEdge Advisors, LLC 0.55% 385,612 -2.3% 0.03% $7,399,890
Envestnet Portfolio Solutions, Inc. 0.47% 330,150 -0.19% 0.02% $6,335,579
TCP Asset Management, LLC 0.39% 277,797 +10% 0.9% $5,330,924
BENJAMIN EDWARDS INC 0.37% 263,051 +33% 0.06% $5,048,516
MGO ONE SEVEN LLC 0.37% 259,971 0.1% $4,988,843
IFG Advisory, LLC 0.34% 242,073 +5.9% 0.2% $4,645,381

Institutional Holders of First Trust Exchange-Traded Fund IV - First Trust Limited Duration Investment Grade Corporate ETF (FSIG) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 48,603,466 $932,681,852 +$24,837,956 $19.19 160
2025 Q3 47,252,476 $907,702,308 +$18,922,051 $19.21 149
2025 Q2 46,288,070 $884,751,184 +$21,600,681 $19.12 154
2025 Q1 45,245,926 $857,091,364 -$8,795,689 $18.94 148
2024 Q4 46,148,758 $870,819,547 -$48,357,194 $18.87 158
2024 Q3 47,312,792 $929,191,767 +$16,638,918 $19.20 148
2024 Q2 40,937,690 $767,202,912 +$1,346,005 $18.74 146
2024 Q1 40,761,884 $765,074,990 +$104,191,570 $18.77 138
2023 Q4 35,253,079 $668,369,664 +$104,546,230 $18.96 123
2023 Q3 29,521,244 $542,914,771 -$47,693,184 $18.39 109
2023 Q2 31,678,431 $589,982,708 +$98,738,993 $18.62 109
2023 Q1 26,392,530 $497,020,857 +$244,462,179 $18.83 87
2022 Q4 13,372,613 $249,802,948 +$223,757,676 $18.67 52
2022 Q3 349,046 $6,447,103 -$964,468 $18.46 17
2022 Q2 413,031 $7,433,851 +$894,620 $18.72 12
2022 Q1 344,417 $6,627,549 -$758,798 $19.24 9
2021 Q4 383,908 $7,682,000 +$7,682,000 $20.01 4

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