First Trust Exchange-Traded Fund IV - First Trust Limited Duration Investment Grade Corporate ETF (FSIG)

Historical Holders from Q4 2021 to Q4 2025

Type / Class
Equity / First Trust Limited Duration Investment Grade Corporate ETF
Symbol
FSIG
Shares outstanding
70,437,020
Price per share
$19.19
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares as of 30 Sep 2025
47,233,656
Total reported value
$907,334,162
% of total 13F portfolios
0%
Share change
+977,564
Value change
+$18,839,084
Avg buy value change
+0%
Avg sell value change
-0%
Number of holders
148
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of First Trust Exchange-Traded Fund IV - First Trust Limited Duration Investment Grade Corporate ETF (FSIG) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 22% +7.7% $293,351,031 +$24,811,790 15,270,746 +9.2% First Trust Portfolios L.P. 30 Sep 2025
As of 30 Sep 2025, First Trust Exchange-Traded Fund IV - First Trust Limited Duration Investment Grade Corporate ETF (FSIG) has 148 institutional shareholders filing 13F forms. They hold 47,233,656 shares of 70,437,020 outstanding shares (67%) .

Top 25 institutional shareholders own 59% of the company.

Filer Ownership Nb Shares Share Change % Portfolio % Holdings Value
MORGAN STANLEY 16% 11,013,206 +4.4% 0.01% $211,563,713
LPL Financial LLC 10% 7,062,431 +0.45% 0.04% $135,669,292
WELLS FARGO & COMPANY/MN 4.8% 3,356,084 +1.8% 0.01% $64,470,391
FIRST TRUST ADVISORS LP 3.7% 2,598,830 +1.9% 0.04% $49,923,524
AMERIPRISE FINANCIAL INC 3.4% 2,395,790 +7.8% 0.01% $46,020,978
Csenge Advisory Group 2.8% 1,997,699 +9.8% 1.8% $38,375,789
ROYAL BANK OF CANADA 2.7% 1,925,973 +0.15% 0.01% $36,998,000
ENVESTNET ASSET MANAGEMENT INC 2.5% 1,763,472 +7.7% 0.01% $33,876,304
OSAIC HOLDINGS, INC. 1.8% 1,276,394 +42% 0.03% $24,493,689
RAYMOND JAMES FINANCIAL INC 1.4% 961,994 -6.2% 0.01% $18,479,905
TRUIST FINANCIAL CORP 1.3% 919,250 +5.2% 0.02% $17,658,798
Cetera Investment Advisers 1.2% 819,788 +22% 0.02% $15,748,135
STIFEL FINANCIAL CORP 1.1% 767,248 +3.3% 0.01% $14,738,844
STEPHENS INC /AR/ 1.1% 747,984 +1.2% 0.18% $14,368,773
ASSETMARK, INC 0.76% 538,616 +7.6% 0.02% $10,346,813
Vestmark Advisory Solutions, Inc. 0.71% 499,261 -46% 0.18% $9,590,804
KMG FIDUCIARY PARTNERS, LLC 0.6% 424,447 +2.1% 0.55% $8,153,635
Integrated Wealth Concepts LLC 0.59% 413,863 -1.7% 0.07% $7,950,309
Cambridge Investment Research Advisors, Inc. 0.59% 413,729 -2.7% 0.02% $7,948,000
NewEdge Advisors, LLC 0.56% 394,753 -10% 0.03% $7,583,201
Uniting Wealth Partners, LLC 0.47% 333,181 1.5% $6,400,399
Envestnet Portfolio Solutions, Inc. 0.47% 330,786 -2.6% 0.02% $6,354,399
JONES FINANCIAL COMPANIES LLLP 0.46% 326,266 +20% 0% $6,257,782
TCP Asset Management, LLC 0.36% 252,013 +5.3% 0.86% $4,841,170
&PARTNERS 0.33% 234,129 -23% 0.03% $4,501,886

Institutional Holders of First Trust Exchange-Traded Fund IV - First Trust Limited Duration Investment Grade Corporate ETF (FSIG) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price Investors
2025 Q4 406,917 $7,808,867 +$520,105 $19.19 5
2025 Q3 47,233,656 $907,334,162 +$18,839,084 $19.21 148
2025 Q2 46,288,070 $884,751,184 +$21,600,681 $19.12 154
2025 Q1 45,245,926 $857,091,364 -$8,795,689 $18.94 148
2024 Q4 46,148,758 $870,819,547 -$48,357,194 $18.87 158
2024 Q3 47,312,792 $929,191,767 +$16,638,918 $19.20 148
2024 Q2 40,937,690 $767,202,912 +$1,346,005 $18.74 146
2024 Q1 40,761,884 $765,074,990 +$104,191,570 $18.77 138
2023 Q4 35,253,079 $668,369,664 +$104,546,230 $18.96 123
2023 Q3 29,521,244 $542,914,771 -$47,693,184 $18.39 109
2023 Q2 31,678,431 $589,982,708 +$98,738,993 $18.62 109
2023 Q1 26,392,530 $497,020,857 +$244,462,179 $18.83 87
2022 Q4 13,372,613 $249,802,948 +$223,757,676 $18.67 52
2022 Q3 349,046 $6,447,103 -$964,468 $18.46 17
2022 Q2 413,031 $7,433,851 +$894,620 $18.72 12
2022 Q1 344,417 $6,627,549 -$758,798 $19.24 9
2021 Q4 383,908 $7,682,000 +$7,682,000 $20.01 4