First Trust Exchange-Traded Fund IV - First Trust Core Investment Grade ETF (FTCB) Institutional Ownership

13F Institutional Holders and Ownership History from Q4 2023 to Q4 2025

Type / Class
Equity / First Trust Core Investment Grade ETF
Symbol
FTCB
Shares outstanding
81,208,764
Price per share
$21.23
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
50,888,419
Total reported value
$1,084,444,802
% of total 13F portfolios
0.01%
Share change
+6,301,832
Value change
+$134,660,134
Number of holders
139
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of First Trust Exchange-Traded Fund IV - First Trust Core Investment Grade ETF (FTCB) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 19% +21% $320,847,950 +$97,715,151 15,112,951 +44% First Trust Portfolios L.P. 31 Dec 2025

As of 30 Sep 2025, 139 institutional investors reported holding 50,888,419 shares of First Trust Exchange-Traded Fund IV - First Trust Core Investment Grade ETF (FTCB). This represents 63% of the company’s total 81,208,764 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of First Trust Exchange-Traded Fund IV - First Trust Core Investment Grade ETF (FTCB) together control 52% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
LPL Financial LLC 11% 8,764,125 +26% 0.05% $186,763,491
MORGAN STANLEY 6.6% 5,331,849 +4.8% 0.01% $113,621,720
ENVESTNET ASSET MANAGEMENT INC 4.2% 3,436,919 +4% 0.02% $73,240,741
LVZ, Inc. 3.8% 3,074,804 +1% 7.4% $65,524,069
Long Run Wealth Advisors, LLC 2.7% 2,168,309 +7.2% 9.1% $46,206,665
STIFEL FINANCIAL CORP 2.6% 2,103,054 +202% 0.04% $44,816,102
Cetera Investment Advisers 2.2% 1,762,990 +20% 0.04% $37,569,336
Kestra Advisory Services, LLC 2% 1,603,198 +14% 0.16% $34,164,158
Seascape Capital Management 1.6% 1,326,054 +2% 8.1% $28,258,000
&PARTNERS 1.6% 1,309,779 +15% 0.18% $27,926,112
STEPHENS INC /AR/ 1.5% 1,217,273 +2.3% 0.33% $25,940,093
OSAIC HOLDINGS, INC. 1.4% 1,150,672 +4.5% 0.03% $24,502,811
Cambridge Investment Research Advisors, Inc. 1.3% 1,021,835 +28% 0.06% $21,775,000
Prospera Financial Services Inc 1.2% 956,493 +5.7% 0.35% $20,385,908
McCarthy & Cox 1.2% 935,912 +8.9% 4.6% $19,944,277
Cyndeo Wealth Partners, LLC 1.1% 932,585 +0.07% 1.1% $19,873,379
HARBOUR INVESTMENTS, INC. 1.1% 902,145 +82% 0.44% $19,224,702
Private Advisor Group, LLC 0.97% 784,448 +46% 0.08% $16,716,587
FIRST TRUST ADVISORS LP 0.74% 599,707 +13% 0.01% $12,779,756
BENJAMIN EDWARDS INC 0.71% 574,550 +23% 0.14% $12,244,138
First Heartland Consultants, Inc. 0.69% 560,966 +963% 0.97% $11,954,185
Centennial Wealth Advisory LLC 0.67% 547,774 +51% 3.2% $11,673,072
ASSETMARK, INC 0.64% 522,527 +9.5% 0.02% $11,135,050
Equitable Holdings, Inc. 0.6% 490,150 +46% 0.08% $10,445,097
Bank of New York Mellon Corp 0.5% 408,272 +7.6% 0% $8,700,276

Institutional Holders of First Trust Exchange-Traded Fund IV - First Trust Core Investment Grade ETF (FTCB) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 4,983,416 $105,798,215 +$13,186,294 $21.23 30
2025 Q3 50,888,419 $1,084,444,802 +$134,660,134 $21.31 139
2025 Q2 44,414,351 $935,349,200 +$259,380,093 $21.06 121
2025 Q1 32,276,907 $679,805,153 +$318,205,395 $20.99 99
2024 Q4 17,472,081 $360,590,379 +$326,835,625 $20.65 63
2024 Q3 1,506,412 $32,472,820 +$18,906,000 $21.63 24
2024 Q2 654,939 $13,576,979 -$229,272 $20.71 16
2024 Q1 666,483 $13,909,512 -$1,290,883 $20.91 13
2023 Q4 725,035 $15,363,313 +$15,253,210 $21.19 9