First Trust Exchange-Traded Fund IV - First Trust Commercial Mortgage Opportunities ETF (CAAA)

Historical Holders from Q1 2024 to Q3 2025

Symbol
CAAA
Type / Class
Equity / First Trust Commercial Mortgage Opportunities ETF
Shares outstanding
500,112
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares, excl. options
1,156,945
Holdings value
$23,737,407
% of all portfolios
0%
Number of holders
18
Number of buys
14
Average buys %
+0%
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of First Trust Exchange-Traded Fund IV - First Trust Commercial Mortgage Opportunities ETF (CAAA)

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 7.16% $730,125 35,808 First Trust Portfolios L.P. 31 Mar 2025

Institutional Holders of First Trust Exchange-Traded Fund IV - First Trust Commercial Mortgage Opportunities ETF (CAAA)

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price Investors
2025 Q3 1,156,945 $23,737,407 +$7,968,952 $20.51 18
2025 Q2 785,652 $16,090,021 +$6,482,597 $20.48 13
2025 Q1 470,980 $9,583,189 -$5,243,260 $20.34 14
2024 Q4 729,210 $14,715,293 -$277,221 $20.18 11
2024 Q3 743,085 $15,397,222 +$533,397 $20.72 9
2024 Q2 744,111 $15,004,606 +$3,220,638 $20.16 7
2024 Q1 584,397 $11,845,862 +$11,845,862 $20.27 5