Q4 2019 13F Holders as of 31 Dec 2019
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Type / Class
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Equity / Exchange Traded Fund
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Shares outstanding
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3,125,353
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Number of holders
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33
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Total 13F shares, excl. options
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1,002,426
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Shares change
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+290,395
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Total reported value, excl. options
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$38,416,833
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Value change
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+$11,276,028
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Number of buys
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18
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Number of sells
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-11
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Price
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$38.33
Significant Holders of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) as of Q4 2019
36 filings reported holding FYT - FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund as of Q4 2019.
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) has 33 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1,002,426 shares
of 3,125,353 outstanding shares and own 32% of the company stock.
Largest 10 shareholders include AE Wealth Management LLC (167,788 shares), Sawtooth Solutions, LLC (166,966 shares), MORGAN STANLEY (146,283 shares), LPL Financial LLC (102,480 shares), BANK OF AMERICA CORP /DE/ (95,518 shares), WELLS FARGO & COMPANY/MN (68,685 shares), Gladstone Institutional Advisory LLC (55,235 shares), US BANCORP \DE\ (25,664 shares), Koshinski Asset Management, Inc. (20,026 shares), and ROYAL BANK OF CANADA (18,377 shares).
This table shows the top 33 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.