Q3 2018 13F Holders as of 30 Sep 2018
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Type / Class
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Equity / Exchange Traded Fund
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Shares outstanding
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3,125,353
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Number of holders
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37
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Total 13F shares, excl. options
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969,191
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Shares change
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+34,866
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Total reported value, excl. options
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$37,504,703
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Value change
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+$1,334,920
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Number of buys
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21
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Number of sells
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-13
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Price
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$38.71
Significant Holders of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) as of Q3 2018
39 filings reported holding FYT - FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund as of Q3 2018.
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) has 37 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 969,191 shares
of 3,125,353 outstanding shares and own 31.01% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (180,173 shares), Raymond James Financial Services Advisors, Inc. (114,479 shares), LPL Financial LLC (101,800 shares), BANK OF AMERICA CORP /DE/ (77,252 shares), NORTHWEST WEALTH MANAGEMENT, LLC (69,387 shares), WELLS FARGO & COMPANY/MN (67,383 shares), LexAurum Advisors, LLC (47,357 shares), ROYAL BANK OF CANADA (38,408 shares), BENJAMIN F. EDWARDS & COMPANY, INC. (34,764 shares), and JANE STREET GROUP, LLC (24,687 shares).
This table shows the top 37 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.