Q3 2017 13F Holders as of 9/30/2017
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Type / Class
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Equity / Exchange Traded Fund
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Shares outstanding
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3.13M
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Number of holders
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31
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Total 13F shares, excl. options
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825K
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Shares change
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-95.5K
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Total reported value, excl. options
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$29.4M
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Value change
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-$3.31M
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Number of buys
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11
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Number of sells
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-18
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Price
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$35.65
Significant Holders of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) as of Q3 2017
37 filings reported holding FYT - FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund as of Q3 2017.
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) has 31 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 825K shares
of 3.13M outstanding shares and own 26.4% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (165K shares), BANK OF AMERICA CORP /DE/ (101K shares), LPL Financial LLC (89.5K shares), RAYMOND JAMES & ASSOCIATES (68.1K shares), CREDIT SUISSE AG/ (62K shares), WELLS FARGO & COMPANY/MN (52.4K shares), Sequent Asset Management, LLC (52K shares), BENJAMIN F. EDWARDS & COMPANY, INC. (50K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (25.6K shares), and MML INVESTORS SERVICES, LLC (19.9K shares).
This table shows the top 31 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.