Q3 2015 13F Holders as of 30 Sep 2015
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Type / Class
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Equity / Exchange Traded Fund
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Shares outstanding
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3,125,353
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Number of holders
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30
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Total 13F shares, excl. options
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1,042,377
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Shares change
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-325,483
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Total reported value, excl. options
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$28,595,000
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Value change
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-$10,370,856
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Number of buys
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17
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Number of sells
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-13
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Price
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$27.36
Significant Holders of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) as of Q3 2015
34 filings reported holding FYT - FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund as of Q3 2015.
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) has 30 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1,042,377 shares
of 3,125,353 outstanding shares and own 33.4% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (353,401 shares), WELLS FARGO & COMPANY/MN (140,646 shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (112,487 shares), LPL Financial LLC (71,032 shares), CITADEL ADVISORS LLC (59,408 shares), HRT FINANCIAL LLC (36,278 shares), Sequent Asset Management, LLC (33,620 shares), GOLDMAN SACHS GROUP INC (32,309 shares), Janney Montgomery Scott LLC (31,633 shares), and BANK OF AMERICA CORP /DE/ (15,598 shares).
This table shows the top 30 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.