Q1 2023 13F Holders as of 31 Mar 2023
-
Type / Class
-
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
-
Shares outstanding
-
6,144,387
-
Number of holders
-
69
-
Total 13F shares, excl. options
-
2,196,388
-
Shares change
-
+109,114
-
Total reported value, excl. options
-
$126,089,468
-
Value change
-
+$6,374,919
-
Number of buys
-
28
-
Number of sells
-
33
-
Price
-
$57.85
Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q1 2023
As of 31 Mar 2023 First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) had 69 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 2,196,388 shares of stock of the company.
Largest 10 holders included LPL Financial LLC, Raymond James Financial Services Advisors, Inc., MORGAN STANLEY, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, Royal Bank of Canada, IFP Advisors, Inc, PNC Financial Services Group, Inc., RAYMOND JAMES & ASSOCIATES, and ENVESTNET ASSET MANAGEMENT INC.
This table shows 70 institutional shareholders of the security as of 31 Mar 2023.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.