Type / Class
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
Shares outstanding
6,144,387
Total 13F shares
2,196,388
Share change
+109,114
Total reported value
$126,089,468
Price per share
$57.85
Number of holders
69
Value change
+$6,374,919
Number of buys
28
Number of sells
33

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q1 2023

As of 31 Mar 2023, First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) was held by 69 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 2,196,388 shares. The largest 10 holders included LPL Financial LLC, Raymond James Financial Services Advisors, Inc., MORGAN STANLEY, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, Royal Bank of Canada, IFP Advisors, Inc, PNC Financial Services Group, Inc., RAYMOND JAMES & ASSOCIATES, and ENVESTNET ASSET MANAGEMENT INC. This page lists 70 institutional shareholders reporting positions in this security for the Q1 2023 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.