Q4 2021 13F Holders as of 31 Dec 2021
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Type / Class
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Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
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Shares outstanding
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6,144,387
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Number of holders
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90
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Total 13F shares, excl. options
-
3,299,491
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Shares change
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-45,856
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Total reported value, excl. options
-
$245,580,387
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Value change
-
-$3,121,074
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Number of buys
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38
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Number of sells
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-40
-
Price
-
$74.56
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q4 2021
99 filings reported holding FYC - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund as of Q4 2021.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) has 90 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 3,299,491 shares
of 6,144,387 outstanding shares and own 53.7% of the company stock.
Largest 10 shareholders include LPL Financial LLC (416,305 shares), FIRST TRUST ADVISORS LP (379,581 shares), MORGAN STANLEY (234,510 shares), WELLS FARGO & COMPANY/MN (220,029 shares), BANK OF AMERICA CORP /DE/ (149,527 shares), RAYMOND JAMES & ASSOCIATES (135,696 shares), BENJAMIN F. EDWARDS & COMPANY, INC. (120,872 shares), Avestar Capital, LLC (105,696 shares), STIFEL FINANCIAL CORP (100,984 shares), and Raymond James Financial Services Advisors, Inc. (95,707 shares).
This table shows the top 90 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.