Q2 2021 13F Holders as of 30 Jun 2021
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Type / Class
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Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
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Shares outstanding
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6,144,387
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Number of holders
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82
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Total 13F shares, excl. options
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3,952,615
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Shares change
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-307,473
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Total reported value, excl. options
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$289,091,761
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Value change
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-$21,890,845
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Number of buys
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42
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Number of sells
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-42
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Price
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$73.28
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q2 2021
98 filings reported holding FYC - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund as of Q2 2021.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) has 82 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 3,952,615 shares
of 6,144,387 outstanding shares and own 64.33% of the company stock.
Largest 10 shareholders include LPL Financial LLC (511,865 shares), WELLS FARGO & COMPANY/MN (369,871 shares), FIRST TRUST ADVISORS LP (362,292 shares), TRUIST FINANCIAL CORP (330,112 shares), MORGAN STANLEY (256,874 shares), J Arnold Wealth Management Co (227,456 shares), BENJAMIN F. EDWARDS & COMPANY, INC. (138,611 shares), RAYMOND JAMES & ASSOCIATES (135,094 shares), BANK OF AMERICA CORP /DE/ (132,513 shares), and Raymond James Financial Services Advisors, Inc. (121,354 shares).
This table shows the top 82 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.