Q2 2018 13F Holders as of 30 Jun 2018
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Type / Class
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Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
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Shares outstanding
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6,144,387
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Number of holders
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59
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Total 13F shares, excl. options
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4,273,639
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Shares change
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+1,889,782
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Total reported value, excl. options
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$207,354,305
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Value change
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+$91,725,778
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Number of buys
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45
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Number of sells
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-7
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Price
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$48.52
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q2 2018
60 filings reported holding FYC - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund as of Q2 2018.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) has 59 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 4,273,639 shares
of 6,144,387 outstanding shares and own 70% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (952,818 shares), RAYMOND JAMES & ASSOCIATES (606,825 shares), BANK OF AMERICA CORP /DE/ (550,278 shares), LPL Financial LLC (455,229 shares), UBS Group AG (201,210 shares), FIRST TRUST ADVISORS LP (193,990 shares), BENJAMIN F. EDWARDS & COMPANY, INC. (184,530 shares), Cambridge Investment Research Advisors, Inc. (169,706 shares), CWM, LLC (76,468 shares), and Raymond James Financial Services Advisors, Inc. (73,535 shares).
This table shows the top 59 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.