Q1 2016 13F Holders as of 31 Mar 2016
-
Type / Class
-
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
-
Shares outstanding
-
6,144,387
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Total 13F shares
-
925,232
-
Share change
-
-1,246,489
-
Total reported value
-
$27,766,014
-
Price per share
-
$30.14
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Number of holders
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28
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Value change
-
-$37,572,911
-
Number of buys
-
8
-
Number of sells
-
21
Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q1 2016
As of 31 Mar 2016 First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) had 28 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 925,232 shares of stock of the company.
Largest 10 holders included LPL Financial LLC, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, BANK OF AMERICA CORP /DE/, JANE STREET GROUP, LLC, BENJAMIN F. EDWARDS & COMPANY, INC., Cambridge Investment Research Advisors, Inc., SUSQUEHANNA INTERNATIONAL GROUP, LLP, ROYAL BANK OF CANADA, and Raymond James Financial Services Advisors, Inc..
This table shows 28 institutional shareholders of the security as of 31 Mar 2016.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.