Latest Period
Q1 2026
Security Snapshot
First Trust Exchange-Traded AlphaDEX Fund II - First Trust United Kingdom AlphaDEX(R) Fund (FKU) Institutional Ownership
CUSIP: 33737J224
13F Institutional Holders and Ownership History from Q1 2014 to Q1 2026
Institutions Reporting
29
Shares (Excl. Options)
1,817,903
Price
$50.36
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- Security type / class
- Equity / First Trust United Kingdom AlphaDEX(R) Fund
- Symbol
- FKU
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 1,817,903
- Total 13F value
- $91,527,836
- Portfolio coverage rank
- 0%
- Share change
- +479,084
- Value change
- +$24,106,640
- Number of holders
- 29
- Shares outstanding
- 2,049,865
- SEC-reported price per share
- $53.02
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- FKU - First Trust Exchange-Traded AlphaDEX Fund II - First Trust United Kingdom AlphaDEX(R) Fund is tracked under CUSIP 33737J224.
- 29 institutions reported positions in Q1 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 29 to 29 between Q4 2025 and Q1 2026.
- SEC-reported value moved from $68,245,063 to $91,527,836.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 29 institutions filings for Q1 2026.
Security key
33737J224
Latest holder period
Q1 2026
13F holders
29
13D/G owners
1
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 33737J224:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
FKU
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| FIRST TRUST PORTFOLIOS LP | 59% | +34% | $66,667,266 | +$25,266,407 | 1,214,340 | +61% | First Trust Portfolios L.P. | 28 Feb 2026 |
As of 31 Mar 2026, 29 institutional investors reported holding 1,817,903 shares of First Trust Exchange-Traded AlphaDEX Fund II - First Trust United Kingdom AlphaDEX(R) Fund (FKU). This represents 89% of the company’s total 2,049,865 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
89%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | 56% | 1,149,823 | +52% | 0.04% | $57,906,810 |
| &PARTNERS | 7.2% | 148,376 | +151% | 0.04% | $7,472,437 |
| CITADEL ADVISORS LLC | 4.2% | 85,471 | -37% | 0% | $4,304,448 |
| Advisory Services Network, LLC | 3.7% | 75,610 | 0.05% | $3,807,814 | |
| JANE STREET GROUP, LLC | 3% | 62,210 | +211% | 0% | $3,132,989 |
| Rathbones Group PLC | 2.2% | 45,343 | -23% | 0.01% | $2,283,541 |
| MORGAN STANLEY | 1.9% | 38,174 | -59% | 0% | $1,922,521 |
| Corient Private Wealth LLC | 1.6% | 32,444 | +1.4% | 0% | $1,609,829 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1% | 21,458 | -44% | 0% | $1,080,657 |
| Quantinno Capital Management LP | 1% | 20,794 | -11% | 0% | $1,047,217 |
| RAYMOND JAMES FINANCIAL INC | 0.94% | 19,352 | +27% | 0% | $974,596 |
| Private Advisory Group LLC | 0.82% | 16,903 | 0.06% | $851,260 | |
| London & Capital Asset Management Ltd | 0.75% | 15,425 | +30% | 0.01% | $776,726 |
| PGIM Custom Harvest LLC | 0.72% | 14,812 | +5.6% | 0.01% | $745,955 |
| Dunhill Financial, LLC | 0.71% | 14,497 | +369% | 0.17% | $730,165 |
| Transamerica Financial Advisors, LLC | 0.66% | 13,619 | +160% | 0.06% | $685,892 |
| COTTONWOOD CAPITAL ADVISORS, LLC | 0.58% | 11,788 | +11% | 0.42% | $593,677 |
| Genesee Capital Advisors, LLC | 0.57% | 11,778 | -9.1% | 0.25% | $593,158 |
| Walkner Condon Financial Advisors LLC | 0.26% | 5,427 | 0% | 0.04% | $273,312 |
| Williams Jones Wealth Management, LLC. | 0.24% | 5,000 | 0% | 0% | $251,800 |
| LPL Financial LLC | 0.21% | 4,312 | 0% | $217,141 | |
| OSAIC HOLDINGS, INC. | 0.16% | 3,230 | 0% | 0% | $162,661 |
| NewEdge Advisors, LLC | 0.04% | 737 | 0% | 0% | $37,116 |
| UBS Group AG | 0.03% | 605 | +450% | 0% | $30,468 |
| Annis Gardner Whiting Capital Advisors, LLC | 0.02% | 374 | 0% | $18,836 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
49
Latest
Q1 2026
Rows shown
1-25 of 49
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q1 | 1,817,903 | $91,527,836 | +$24,106,640 | $50.36 | 29 |
| 2025 Q4 | 1,338,943 | $68,245,063 | +$9,341,410 | $50.91 | 29 |
| 2025 Q3 | 1,157,572 | $56,102,059 | +$5,888,036 | $48.47 | 25 |
| 2025 Q2 | 1,037,725 | $48,657,329 | +$230,162 | $46.89 | 24 |
| 2025 Q1 | 1,049,986 | $42,031,908 | -$14,554,865 | $40.03 | 22 |
| 2024 Q4 | 1,416,200 | $53,929,569 | -$1,593,896 | $38.08 | 23 |
| 2024 Q3 | 1,453,296 | $60,794,301 | +$56,895 | $41.83 | 20 |
| 2024 Q2 | 1,520,524 | $57,969,220 | +$2,793,683 | $38.12 | 20 |
| 2024 Q1 | 1,445,887 | $54,561,680 | +$42,097,526 | $37.76 | 18 |
| 2023 Q4 | 326,654 | $11,967,068 | -$2,834,965 | $36.66 | 16 |
| 2023 Q3 | 406,078 | $13,209,298 | +$317,669 | $32.51 | 19 |
| 2023 Q2 | 396,127 | $13,185,605 | -$3,206,442 | $33.33 | 19 |
| 2023 Q1 | 447,341 | $15,140,902 | -$1,899,149 | $33.85 | 18 |
| 2022 Q4 | 518,377 | $16,414,149 | -$748,752 | $31.66 | 24 |
| 2022 Q3 | 437,355 | $11,951,000 | -$38,250,762 | $26.80 | 19 |
| 2022 Q2 | 1,685,597 | $53,445,000 | -$743,511 | $31.57 | 26 |
| 2022 Q1 | 1,686,491 | $64,989,000 | -$584,084 | $38.53 | 26 |
| 2021 Q4 | 1,668,734 | $73,663,221 | +$3,362,267 | $44.14 | 26 |
| 2021 Q3 | 1,594,336 | $66,994,000 | +$60,244,139 | $42.02 | 22 |
| 2021 Q2 | 159,205 | $6,987,000 | -$896,118 | $43.89 | 17 |
| 2021 Q1 | 183,564 | $7,812,000 | +$1,133,624 | $41.75 | 15 |
| 2020 Q4 | 168,671 | $6,313,000 | -$100,091 | $37.72 | 13 |
| 2020 Q3 | 158,589 | $4,901,000 | -$1,083,866 | $30.89 | 9 |
| 2020 Q2 | 193,920 | $5,674,000 | +$655,725 | $29.26 | 10 |
| 2020 Q1 | 171,560 | $4,060,000 | -$986,345 | $23.61 | 10 |