Latest Period
Q1 2026
Security Snapshot
First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Germany AlphaDEX(R) Fund (FGM) Institutional Ownership
CUSIP: 33737J190
13F Institutional Holders and Ownership History from Q1 2014 to Q1 2026
Institutions Reporting
28
Shares (Excl. Options)
1,480,432
Price
$60.02
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- Security type / class
- Equity / First Trust Germany AlphaDEX(R) Fund
- Symbol
- FGM
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 1,480,432
- Total 13F value
- $88,852,914
- Portfolio coverage rank
- 0%
- Share change
- +448,998
- Value change
- +$26,801,664
- Number of holders
- 28
- Shares outstanding
- 1,549,893
- SEC-reported price per share
- $66.87
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- FGM - First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Germany AlphaDEX(R) Fund is tracked under CUSIP 33737J190.
- 28 institutions reported positions in Q1 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 26 to 28 between Q4 2025 and Q1 2026.
- SEC-reported value moved from $64,390,436 to $88,852,914.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 28 institutions filings for Q1 2026.
Security key
33737J190
Latest holder period
Q1 2026
13F holders
28
13D/G owners
1
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 33737J190:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
FGM
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| FIRST TRUST PORTFOLIOS LP | 65% | +21% | $68,064,425 | +$2,428,490 | 1,013,165 | +3.7% | First Trust Portfolios L.P. | 31 May 2026 |
As of 31 Mar 2026, 28 institutional investors reported holding 1,480,432 shares of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Germany AlphaDEX(R) Fund (FGM). This represents 96% of the company’s total 1,549,893 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
96%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | 60% | 925,098 | +53% | 0.04% | $55,522,439 |
| &PARTNERS | 7.7% | 118,936 | +147% | 0.04% | $7,138,288 |
| Arlington Capital Management, Inc. | 5.4% | 83,731 | -1.3% | 2.8% | $5,025,359 |
| Advisory Services Network, LLC | 3.8% | 58,673 | 0.05% | $3,521,430 | |
| CITADEL ADVISORS LLC | 3.6% | 55,527 | 0% | $3,332,614 | |
| MEITAV INVESTMENT HOUSE LTD | 3.4% | 52,000 | 0% | 0.03% | $3,120,931 |
| GTS SECURITIES LLC | 3.1% | 47,654 | +122% | 0.1% | $2,860,098 |
| JANE STREET GROUP, LLC | 1.9% | 29,669 | -28% | 0% | $1,780,671 |
| COTTONWOOD CAPITAL ADVISORS, LLC | 1.3% | 19,998 | +4.8% | 0.85% | $1,200,237 |
| RAYMOND JAMES FINANCIAL INC | 0.98% | 15,192 | +22% | 0% | $911,792 |
| Private Advisory Group LLC | 0.85% | 13,230 | 0.06% | $794,037 | |
| Transamerica Financial Advisors, LLC | 0.74% | 11,434 | +159% | 0.06% | $686,293 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0.67% | 10,459 | -75% | 0% | $627,727 |
| Genesee Capital Advisors, LLC | 0.59% | 9,136 | -10% | 0.23% | $548,324 |
| FLOW TRADERS U.S. LLC | 0.47% | 7,340 | -13% | 0.01% | $441,000 |
| OSAIC HOLDINGS, INC. | 0.37% | 5,759 | +0.14% | 0% | $345,617 |
| MORGAN STANLEY | 0.36% | 5,507 | -3.8% | 0% | $330,528 |
| Cetera Investment Advisers | 0.3% | 4,662 | 0% | $279,812 | |
| Waverly Advisors, LLC | 0.22% | 3,456 | -17% | 0% | $207,422 |
| Golden State Wealth Management, LLC | 0.07% | 1,060 | 0% | 0.01% | $63,656 |
| IFP Advisors, Inc | 0.04% | 602 | +50% | 0% | $36,131 |
| Farther Finance Advisors, LLC | 0.02% | 319 | 0% | 0% | $19,534 |
| Annis Gardner Whiting Capital Advisors, LLC | 0.02% | 316 | 0% | $18,966 | |
| JPMORGAN CHASE & CO | 0.01% | 211 | -56% | 0% | $12,217 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 0.01% | 200 | 0% | 0% | $12,011 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
49
Latest
Q1 2026
Rows shown
1-25 of 49
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q1 | 1,480,432 | $88,852,914 | +$26,801,664 | $60.02 | 28 |
| 2025 Q4 | 1,031,434 | $64,390,436 | +$6,690,799 | $62.36 | 26 |
| 2025 Q3 | 925,894 | $54,441,366 | +$8,317,548 | $58.81 | 22 |
| 2025 Q2 | 785,878 | $44,292,546 | +$32,543,175 | $56.36 | 20 |
| 2025 Q1 | 205,757 | $9,446,227 | +$2,990,051 | $45.91 | 15 |
| 2024 Q4 | 141,862 | $5,448,721 | -$1,673,784 | $38.41 | 12 |
| 2024 Q3 | 183,335 | $7,321,488 | +$458,797 | $39.93 | 12 |
| 2024 Q2 | 174,022 | $6,430,652 | -$2,203,668 | $36.89 | 11 |
| 2024 Q1 | 231,449 | $9,260,113 | -$2,305,023 | $40.10 | 12 |
| 2023 Q4 | 297,741 | $11,571,803 | -$4,858,589 | $38.89 | 15 |
| 2023 Q3 | 425,558 | $15,407,501 | -$6,417,784 | $36.20 | 15 |
| 2023 Q2 | 594,546 | $20,427,676 | +$11,153,071 | $38.84 | 17 |
| 2023 Q1 | 261,049 | $10,141,094 | -$5,793,014 | $38.26 | 16 |
| 2022 Q4 | 391,173 | $11,512,368 | -$1,480,770 | $35.32 | 20 |
| 2022 Q3 | 443,435 | $10,650,000 | +$1,549,281 | $28.31 | 19 |
| 2022 Q2 | 340,003 | $11,545,000 | -$3,787,195 | $33.73 | 18 |
| 2022 Q1 | 451,433 | $19,768,000 | -$56,245,835 | $43.90 | 21 |
| 2021 Q4 | 1,544,294 | $82,843,363 | -$2,852,350 | $53.67 | 24 |
| 2021 Q3 | 1,508,479 | $82,823,000 | -$8,343,642 | $54.90 | 22 |
| 2021 Q2 | 1,661,967 | $94,793,000 | -$631,078 | $57.04 | 23 |
| 2021 Q1 | 1,673,637 | $90,068,000 | +$2,642,739 | $53.82 | 21 |
| 2020 Q4 | 1,625,405 | $83,338,000 | +$514,820 | $51.28 | 21 |
| 2020 Q3 | 1,618,896 | $71,771,000 | -$9,661,346 | $44.30 | 20 |
| 2020 Q2 | 1,844,301 | $74,686,681 | -$12,541,585 | $40.50 | 20 |
| 2020 Q1 | 2,154,255 | $67,439,695 | -$31,606,893 | $31.31 | 22 |