Q3 2014 13F Holders as of 30 Sep 2014
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Type / Class
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Equity / First Trust Japan AlphaDEX(R) Fund
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Shares outstanding
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2,855,294
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Number of holders
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18
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Total 13F shares, excl. options
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516,730
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Shares change
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-1,881,064
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Total reported value, excl. options
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$24,138,230
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Value change
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-$89,976,227
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Number of buys
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7
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Number of sells
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-17
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Price
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$46.67
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Japan AlphaDEX(R) Fund (FJP) as of Q3 2014
26 filings reported holding FJP - First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Japan AlphaDEX(R) Fund as of Q3 2014.
First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Japan AlphaDEX(R) Fund (FJP) has 18 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 516,730 shares
of 2,855,294 outstanding shares and own 18.1% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (248,647 shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (74,066 shares), Institute for Wealth Management, LLC. (60,380 shares), BANK OF AMERICA CORP /DE/ (29,516 shares), ROYAL BANK OF CANADA (24,365 shares), SignalPoint Asset Management, LLC (15,791 shares), ENVESTNET ASSET MANAGEMENT INC (13,098 shares), UBS AG (9,995 shares), Jefferies Group LLC (9,678 shares), and JANE STREET GROUP, LLC (7,950 shares).
This table shows the top 18 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.