Security Snapshot

First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Japan AlphaDEX(R) Fund (FJP) Institutional Ownership

CUSIP: 33737J158

13F Institutional Holders and Ownership History from Q1 2014 to Q2 2026

Latest Period

Q1 2026

Institutions Reporting

87

Shares (Excl. Options)

2,663,848

Price

$72.60

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Latest holder snapshot 5 signals
Portfolio coverage rank
0%
Share change
+49,267
Value change
+$3,843,722
Number of holders
87
Issuer context Names, identifiers, and filing context for this profile. 2 identity fields
Shares outstanding
2,855,294
SEC-reported price per share
$76.33
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors

Key facts

  • FJP - First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Japan AlphaDEX(R) Fund is tracked under CUSIP 33737J158.
  • 87 institutions reported positions in Q1 2026.
  • 1 significant owner is listed from Schedule 13D/13G reporting.

Change

  • Holder count moved from 87 to 3 between Q1 2026 and Q2 2026.
  • SEC-reported value moved from $193,462,787 to $1,344,093.

Research use

  • You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
  • 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.

Evidence

Source: SEC Form 13F

Latest holder context comes from 87 institutions filings for Q1 2026.

Open SEC evidence

Security key

33737J158

Latest holder period

Q1 2026

13F holders

87

13D/G owners

1

CIK / CUSIP context first

13D/G owners

Significant owners

Large-stake holder rows connected to Schedule 13D/G evidence.

Rows
1
Security
FJP
Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 1.5% -93% $2,482,239 -$37,718,593 43,686 -94% First Trust Portfolios L.P. 28 Feb 2025

As of 31 Mar 2026, 87 institutional investors reported holding 2,663,848 shares of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Japan AlphaDEX(R) Fund (FJP). This represents 93% of the company’s total 2,855,294 outstanding shares.

13F concentration

Top 25 institutional shareholders

Largest 13F positions for this security by reported shares and value.

Top holder share
84%
Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
OSAIC HOLDINGS, INC. 26% 735,733 +0.04% 0.08% $53,414,308
LPL Financial LLC 9.1% 260,261 +8.4% 0.01% $18,894,979
MORGAN STANLEY 8.5% 243,580 -10% 0% $17,683,954
ENVESTNET ASSET MANAGEMENT INC 7.7% 218,787 +1.4% 0% $15,883,934
Cetera Investment Advisers 4.4% 124,329 +4.1% 0.01% $9,026,292
Rathbones Group PLC 3.4% 96,225 -8.6% 0.03% $6,985,935
RAYMOND JAMES FINANCIAL INC 3.1% 87,979 +111% 0% $6,387,292
ASSETMARK, INC 3% 86,147 -0.86% 0.01% $6,254,272
Holistic Financial Partners 2.4% 69,247 +2.6% 1.9% $5,027,303
Cambridge Investment Research Advisors, Inc. 2.1% 58,937 +11% 0.01% $4,279,000
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 1.9% 54,012 -41% 0.01% $3,964,746
Gateway Wealth Partners, LLC 1.3% 37,752 +99% 0.11% $2,740,847
BENJAMIN EDWARDS INC 1.3% 37,644 +7.7% 0.03% $2,735,498
STIFEL FINANCIAL CORP 1.3% 37,144 +64% 0% $2,696,745
HighTower Advisors, LLC 1.3% 36,162 +18% 0% $2,625,402
Transamerica Financial Advisors, LLC 0.94% 26,820 -11% 0.17% $1,947,200
Concorde Asset Management, LLC 0.93% 26,413 +4.3% 0.94% $1,917,584
Prospera Financial Services Inc 0.89% 25,279 +3.5% 0.03% $1,835,080
IFP Advisors, Inc 0.87% 24,936 +4.4% 0.04% $1,810,354
Janney Montgomery Scott LLC 0.77% 22,108 +14% 0% $1,605,000
Bank of New York Mellon Corp 0.71% 20,170 -4.7% 0% $1,464,358
CITADEL ADVISORS LLC 0.65% 18,491 +130% 0% $1,342,447
AE Wealth Management LLC 0.61% 17,442 -11% 0.01% $1,266,307
Atria Investments, Inc 0.57% 16,136 -8.2% 0.01% $1,171,484
Orion Porfolio Solutions, LLC 0.54% 15,540 -4.3% 0.01% $1,128,197

Quarter history

Institutional holders across reporting periods

Holder count, reported shares/value, and median price by quarter.

Periods
50
Latest
Q1 2026
Rows shown
1-25 of 50
Period 13F Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2026 Q2 17,610 $1,344,093 -$671,739 $76.33 3
2026 Q1 2,663,848 $193,462,787 +$3,843,722 $72.60 87
2025 Q4 2,620,504 $176,226,055 +$6,311,587 $67.18 78
2025 Q3 2,522,821 $164,439,613 +$51,049,122 $65.17 71
2025 Q2 2,507,196 $149,778,233 +$6,371,232 $59.72 75
2025 Q1 2,416,211 $132,495,279 -$46,100,656 $54.82 72
2024 Q4 3,323,993 $171,793,353 -$3,272,819 $51.68 80
2024 Q3 3,377,697 $183,142,324 +$6,442,194 $54.25 73
2024 Q2 3,329,948 $171,556,591 -$1,614,993 $51.52 72
2024 Q1 3,351,052 $184,689,747 -$3,239,564 $55.13 72
2023 Q4 3,416,877 $172,227,686 +$74,399 $50.39 73
2023 Q3 3,399,611 $169,132,723 +$9,483,657 $49.74 68
2023 Q2 3,201,923 $153,606,521 +$45,345,291 $47.98 40
2023 Q1 2,256,755 $102,343,134 +$17,536,906 $45.33 23
2022 Q4 1,849,848 $78,546,787 +$53,780,750 $42.46 23
2022 Q3 585,242 $22,092,131 -$336,666 $37.75 19
2022 Q2 593,442 $24,501,000 +$2,593,510 $41.30 20
2022 Q1 526,416 $25,974,420 +$601,186 $49.37 18
2021 Q4 514,171 $25,617,488 -$796,895 $49.82 21
2021 Q3 529,549 $28,128,592 -$2,004,597 $53.02 20
2021 Q2 567,324 $29,035,288 +$423,243 $51.17 22
2021 Q1 549,675 $29,376,666 +$913,534 $53.45 24
2020 Q4 570,794 $29,464,360 -$2,886,829 $51.62 22
2020 Q3 598,337 $29,193,898 -$11,494,533 $48.80 19
2020 Q2 838,846 $38,454,021 -$712,314 $45.84 23
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