Latest Period
Q1 2026
Security Snapshot
First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Asia Pacific ex-Japan AlphaDEX(R) Fund (FPA) Institutional Ownership
CUSIP: 33737J109
13F Institutional Holders and Ownership History from Q1 2014 to Q2 2026
Institutions Reporting
14
Shares (Excl. Options)
508,588
Price
$43.47
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- Security type / class
- Equity / First Trust Asia Pacific ex-Japan AlphaDEX(R) Fund
- Symbol
- FPA
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 508,588
- Total 13F value
- $22,120,152
- Portfolio coverage rank
- 0%
- Share change
- +58,993
- Value change
- +$2,564,481
- Number of holders
- 14
- Shares outstanding
- 2,349,849
- SEC-reported price per share
- $53.52
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- FPA - First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Asia Pacific ex-Japan AlphaDEX(R) Fund is tracked under CUSIP 33737J109.
- 14 institutions reported positions in Q1 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 14 to 4 between Q1 2026 and Q2 2026.
- SEC-reported value moved from $22,120,152 to $4,539,405.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 14 institutions filings for Q1 2026.
Security key
33737J109
Latest holder period
Q1 2026
13F holders
14
13D/G owners
1
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 33737J109:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
FPA
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| FIRST TRUST PORTFOLIOS LP | 50% | -9.9% | $61,337,718 | -$11,102,421 | 1,185,499 | -15% | First Trust Portfolios L.P. | 30 Jun 2026 |
As of 31 Mar 2026, 14 institutional investors reported holding 508,588 shares of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Asia Pacific ex-Japan AlphaDEX(R) Fund (FPA). This represents 22% of the company’s total 2,349,849 outstanding shares.
13F concentration
Top 14 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
22%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| London & Capital Asset Management Ltd | 11% | 255,410 | +13% | 0.12% | $11,105,227 |
| LPL Financial LLC | 2.3% | 53,442 | +43% | 0% | $2,323,293 |
| Rathbones Group PLC | 1.8% | 42,208 | +14% | 0.01% | $1,834,933 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1.6% | 37,994 | +5.1% | 0% | $1,651,736 |
| Dunhill Financial, LLC | 1.3% | 31,067 | 0.32% | $1,350,629 | |
| Farther Finance Advisors, LLC | 0.92% | 21,681 | -4.3% | 0.01% | $951,035 |
| RPg Family Wealth Advisory, LLC | 0.81% | 19,096 | -5.6% | 0.17% | $830,172 |
| CITADEL ADVISORS LLC | 0.78% | 18,323 | -59% | 0% | $796,567 |
| Risk Paradigm Group, LLC | 0.78% | 18,212 | -5.8% | 0.68% | $791,741 |
| JANE STREET GROUP, LLC | 0.23% | 5,474 | 0% | $237,974 | |
| OSAIC HOLDINGS, INC. | 0.15% | 3,449 | -5% | 0% | $149,808 |
| MORGAN STANLEY | 0.08% | 1,888 | -2.6% | 0% | $82,082 |
| UBS Group AG | 0.01% | 244 | +597% | 0% | $10,608 |
| Steward Partners Investment Advisory, LLC | 0% | 100 | 0% | 0% | $4,347 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
50
Latest
Q1 2026
Rows shown
1-25 of 50
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q2 | 84,817 | $4,539,405 | +$1,120,066 | $53.52 | 4 |
| 2026 Q1 | 508,588 | $22,120,152 | +$2,564,481 | $43.47 | 14 |
| 2025 Q4 | 449,595 | $16,791,125 | -$571,652 | $37.37 | 12 |
| 2025 Q3 | 448,881 | $16,636,747 | +$143,373 | $37.37 | 12 |
| 2025 Q2 | 445,509 | $15,887,392 | +$5,510,383 | $35.73 | 15 |
| 2025 Q1 | 297,473 | $8,458,859 | +$441,501 | $28.40 | 9 |
| 2024 Q4 | 307,058 | $8,413,901 | -$85,035 | $27.40 | 8 |
| 2024 Q3 | 309,240 | $9,448,568 | +$115,625 | $30.57 | 10 |
| 2024 Q2 | 308,636 | $8,666,646 | +$178,871 | $28.00 | 10 |
| 2024 Q1 | 302,694 | $8,356,538 | -$3,244,078 | $27.60 | 14 |
| 2023 Q4 | 420,353 | $11,471,169 | +$2,765,042 | $27.24 | 13 |
| 2023 Q3 | 323,066 | $8,248,810 | -$601,344 | $25.53 | 12 |
| 2023 Q2 | 345,921 | $9,193,227 | -$270,590 | $26.53 | 13 |
| 2023 Q1 | 355,991 | $9,544,508 | +$2,066,013 | $26.81 | 15 |
| 2022 Q4 | 278,926 | $7,301,937 | -$897,501 | $25.56 | 10 |
| 2022 Q3 | 318,176 | $7,285,658 | -$188,081 | $22.55 | 13 |
| 2022 Q2 | 330,111 | $8,803,000 | -$24,306 | $26.01 | 16 |
| 2022 Q1 | 328,104 | $9,984,925 | -$17,745,692 | $30.62 | 15 |
| 2021 Q4 | 891,701 | $27,759,250 | +$8,381,150 | $31.12 | 16 |
| 2021 Q3 | 620,910 | $20,083,515 | +$4,925,328 | $32.35 | 17 |
| 2021 Q2 | 452,205 | $16,091,007 | -$195,561 | $35.94 | 19 |
| 2021 Q1 | 441,114 | $15,209,933 | +$1,476,775 | $33.59 | 17 |
| 2020 Q4 | 416,479 | $13,239,915 | +$409,624 | $31.78 | 16 |
| 2020 Q3 | 403,685 | $11,119,647 | -$1,190,292 | $26.58 | 15 |
| 2020 Q2 | 449,287 | $11,400,383 | +$393,950 | $24.40 | 16 |