Q4 2019 13F Holders as of 31 Dec 2019
-
Type / Class
-
Equity / First Trust Utilities AlphaDEX(R) Fund
-
Shares outstanding
-
39,147,674
-
Number of holders
-
99
-
Total 13F shares, excl. options
-
35,093,274
-
Shares change
-
-821,768
-
Total reported value, excl. options
-
$1,025,034,196
-
Value change
-
-$24,198,327
-
Number of buys
-
44
-
Number of sells
-
46
-
Price
-
$29.21
Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q4 2019
As of 31 Dec 2019 First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) had 119 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 35,093,274 shares of stock of the company.
Largest 10 holders included FIRST TRUST ADVISORS LP, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, BANK OF AMERICA CORP /DE/, UBS Group AG, NewSquare Capital LLC, RAYMOND JAMES & ASSOCIATES, COMMONWEALTH EQUITY SERVICES, LLC, Raymond James Financial Services Advisors, Inc., and ROYAL BANK OF CANADA.
This table shows 119 institutional shareholders of the security as of 31 Dec 2019.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.