First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU)

Q: What does CUSIP 33734X184 represent in this 13F holders report?

CUSIP 33734X184 is the security identifier for FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund used to aggregate holder disclosures.

Q: How many institutions held FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund in Q4 2017?

75 institutional investors reported FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund for Q4 2017. Use the holders table for investor-level position and value details.

CUSIP: 33734X184

Q4 2017 13F Holders as of 31 Dec 2017

Type / Class: Equity / First Trust Utilities AlphaDEX(R) Fund
Shares outstanding: 17,345,806
Total 13F shares: 6,625,025
Share change: -33,693,049
Total reported value: $172,369,051
Price per share: $26.02
Number of holders: 75
Value change: -$896,440,042
Number of buys: 16
Number of sells: 77

Quarterly Holders Quick Answers

What is CUSIP 33734X184?
CUSIP 33734X184 identifies FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund in SEC institutional holdings data.

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SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2018
Previous quarter: Q3 2017

Recent filing periods for CUSIP 33734X184:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

No top shareholder records were found across 13F, 13D/G, and Forms 3/4/5 for this issuer.

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q4 2017

As of 31 Dec 2017, First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) was held by 75 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 6,625,025 shares. The largest 10 holders included RiverFront Investment Group, LLC, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, RAYMOND JAMES & ASSOCIATES, BANK OF AMERICA CORP /DE/, ROYAL BANK OF CANADA, UBS Group AG, BENJAMIN F. EDWARDS & COMPANY, INC., Janney Montgomery Scott LLC, and BB&T SECURITIES, LLC. This page lists 75 institutional shareholders reporting positions in this security for the Q4 2017 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2017 vs Q3 2017 Across Filers

Q3 2017 holders

Q4 2017 holders

Holder diff

-24

Investor	Q3 2017 Shares	Q4 2017 Shares	Share Diff	Share Chg %	Q3 2017 Value $	Q4 2017 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.