Type / Class
Equity / First Trust Utilities AlphaDEX(R) Fund
Shares outstanding
39,147,674
Number of holders
61
Total 13F shares, excl. options
6,053,863
Shares change
-20,606,808
Total reported value, excl. options
$143,121,965
Value change
-$508,824,337
Put/Call ratio
66%
Number of buys
31
Number of sells
39
Price
$23.64

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q1 2015

As of 31 Mar 2015 First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) had 61 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions held a total of 6,053,863 shares of stock of the company.
Largest 10 holders included MORGAN STANLEY, HAYS ADVISORY LLC, Shamrock Asset Management LLC, GOLDMAN SACHS GROUP INC, WELLS FARGO & COMPANY/MN, FTB Advisors, Inc., BANK OF AMERICA CORP /DE/, UBS Group AG, SignalPoint Asset Management, LLC, and Astor Investment Management LLC.
This table shows 61 institutional shareholders of the security as of 31 Mar 2015.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.