Latest Period
Q1 2026
Security Snapshot
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Technology AlphaDEX(R) Fund (FXL) Institutional Ownership
CUSIP: 33734X176
13F Institutional Holders and Ownership History from Q1 2014 to Q2 2026
Institutions Reporting
242
Shares (Excl. Options)
4,808,498
Price
$158.87
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- Security type / class
- Equity / First Trust Technology AlphaDEX(R) Fund
- Symbol
- FXL
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 4,808,498
- Total 13F value
- $765,399,441
- Portfolio coverage rank
- 0%
- Share change
- -145,125
- Value change
- -$24,925,205
- Number of holders
- 242
- Shares outstanding
- 12,706,422
- SEC-reported price per share
- $217.22
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- FXL - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Technology AlphaDEX(R) Fund is tracked under CUSIP 33734X176.
- 242 institutions reported positions in Q1 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 242 to 78 between Q1 2026 and Q2 2026.
- SEC-reported value moved from $765,399,441 to $97,109,865.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 242 institutions filings for Q1 2026.
Security key
33734X176
Latest holder period
Q1 2026
13F holders
242
13D/G owners
1
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 33734X176:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
FXL
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| FIRST TRUST PORTFOLIOS LP | 29% | $809,202,968 | 3,725,523 | First Trust Portfolios L.P. | 30 Jun 2026 |
As of 31 Mar 2026, 242 institutional investors reported holding 4,808,498 shares of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Technology AlphaDEX(R) Fund (FXL). This represents 38% of the company’s total 12,706,422 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
30%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| MORGAN STANLEY | 5.4% | 681,271 | -0.86% | 0.01% | $108,233,646 |
| LPL Financial LLC | 4.4% | 563,382 | -2.3% | 0.02% | $89,504,460 |
| WELLS FARGO & COMPANY/MN | 3.5% | 447,401 | -11% | 0.01% | $71,078,641 |
| RAYMOND JAMES FINANCIAL INC | 3.4% | 433,582 | +8.6% | 0.02% | $68,883,081 |
| UBS Group AG | 1.3% | 166,673 | +15% | 0% | $26,479,340 |
| COMMONWEALTH EQUITY SERVICES, LLC | 0.99% | 126,222 | -2.7% | 0.03% | $20,052,960 |
| Genesee Capital Advisors, LLC | 0.91% | 115,214 | -0.96% | 7.7% | $18,304,041 |
| BANK OF AMERICA CORP /DE/ | 0.87% | 110,093 | -5.1% | 0% | $17,490,432 |
| TRUIST FINANCIAL CORP | 0.79% | 99,900 | -1.2% | 0.02% | $15,871,100 |
| AMERIPRISE FINANCIAL INC | 0.74% | 94,558 | +2.9% | 0% | $15,023,387 |
| ENVESTNET ASSET MANAGEMENT INC | 0.73% | 93,218 | +5.1% | 0% | $14,809,524 |
| STIFEL FINANCIAL CORP | 0.68% | 86,737 | -2.3% | 0.01% | $13,780,323 |
| Cetera Investment Advisers | 0.64% | 81,370 | -4.1% | 0.01% | $12,927,224 |
| Vestmark Advisory Solutions, Inc. | 0.61% | 78,113 | -2.3% | 0.14% | $12,409,812 |
| Janney Montgomery Scott LLC | 0.61% | 77,905 | -3.4% | 0.03% | $12,377,000 |
| MAI Capital Management | 0.52% | 66,420 | -2% | 0.06% | $10,552,207 |
| RVW Wealth, LLC | 0.49% | 61,631 | -6% | 0.76% | $9,791,377 |
| ROYAL BANK OF CANADA | 0.46% | 58,013 | -12% | 0% | $9,218,000 |
| Choice Wealth Advisors LLC | 0.45% | 57,375 | +2.6% | 3.6% | $9,115,171 |
| OSAIC HOLDINGS, INC. | 0.44% | 55,317 | -19% | 0.01% | $8,796,280 |
| Creative Planning | 0.38% | 47,792 | -2.5% | 0.01% | $7,592,692 |
| Cambridge Investment Research Advisors, Inc. | 0.36% | 45,594 | +2.6% | 0.02% | $7,243,000 |
| D.A. DAVIDSON & CO. | 0.31% | 39,964 | -4.5% | 0.04% | $6,349,081 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0.27% | 34,819 | -23% | 0.01% | $5,531,694 |
| CAPTRUST FINANCIAL ADVISORS | 0.26% | 33,586 | -1.4% | 0.01% | $5,310,717 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
50
Latest
Q1 2026
Rows shown
1-25 of 50
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q2 | 447,597 | $97,109,865 | +$23,506,059 | $217.22 | 78 |
| 2026 Q1 | 4,808,498 | $765,399,441 | -$24,925,205 | $158.87 | 242 |
| 2025 Q4 | 4,959,007 | $834,818,614 | +$10,268,027 | $168.28 | 265 |
| 2025 Q3 | 4,882,707 | $820,125,645 | -$32,353,336 | $167.99 | 251 |
| 2025 Q2 | 5,101,994 | $803,056,979 | -$14,282,128 | $157.36 | 250 |
| 2025 Q1 | 5,157,980 | $682,564,531 | -$46,770,638 | $132.25 | 228 |
| 2024 Q4 | 5,555,942 | $825,492,599 | -$5,972,092 | $148.55 | 256 |
| 2024 Q3 | 5,597,780 | $774,588,478 | -$23,437,114 | $138.65 | 232 |
| 2024 Q2 | 5,748,373 | $783,362,899 | -$22,119,107 | $136.26 | 231 |
| 2024 Q1 | 5,887,180 | $792,972,448 | -$17,267,643 | $134.82 | 225 |
| 2023 Q4 | 6,119,370 | $783,507,470 | +$27,971,041 | $128.07 | 222 |
| 2023 Q3 | 5,849,442 | $650,406,668 | +$12,018,335 | $111.15 | 206 |
| 2023 Q2 | 5,741,405 | $660,459,505 | +$6,033,579 | $115.04 | 202 |
| 2023 Q1 | 5,666,209 | $595,165,643 | -$20,422,057 | $105.19 | 196 |
| 2022 Q4 | 5,870,033 | $537,977,836 | -$12,228,694 | $91.55 | 193 |
| 2022 Q3 | 5,998,026 | $520,906,668 | -$16,952,263 | $86.70 | 183 |
| 2022 Q2 | 6,185,375 | $583,379,052 | -$70,351,521 | $94.11 | 182 |
| 2022 Q1 | 6,914,830 | $802,802,041 | -$268,541,727 | $116.15 | 202 |
| 2021 Q4 | 9,214,714 | $1,214,999,337 | -$755,101,276 | $132.02 | 225 |
| 2021 Q3 | 15,090,299 | $1,854,911,503 | +$67,754,127 | $122.87 | 208 |
| 2021 Q2 | 14,706,183 | $1,825,612,701 | -$62,136,903 | $124.15 | 202 |
| 2021 Q1 | 15,210,514 | $1,730,339,086 | -$187,359,878 | $113.63 | 212 |
| 2020 Q4 | 16,814,909 | $1,882,775,367 | -$57,184,248 | $111.82 | 221 |
| 2020 Q3 | 16,989,247 | $1,545,181,826 | -$56,076,333 | $90.92 | 189 |
| 2020 Q2 | 17,610,328 | $1,469,033,501 | -$141,802,406 | $83.39 | 176 |