Latest Period
Q1 2026
Security Snapshot
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Energy AlphaDEX(R) Fund (FXN) Institutional Ownership
CUSIP: 33734X127
13F Institutional Holders and Ownership History from Q1 2014 to Q2 2026
Institutions Reporting
139
Shares (Excl. Options)
45,821,065
Price
$22.46
Save this security page for your next review
Keep this CUSIP in your watchlists so you can revisit quarter changes from one place. If you create an account from here, we will bring you back after verification.
- Security type / class
- Equity / First Trust Energy AlphaDEX(R) Fund
- Symbol
- FXN
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 45,821,065
- Total 13F value
- $1,027,997,141
- Portfolio coverage rank
- 0%
- Share change
- +37,567,248
- Value change
- +$844,273,804
- Number of holders
- 139
- Shares outstanding
- 20,399,653
- SEC-reported price per share
- $21.08
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- FXN - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Energy AlphaDEX(R) Fund is tracked under CUSIP 33734X127.
- 139 institutions reported positions in Q1 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 139 to 43 between Q1 2026 and Q2 2026.
- SEC-reported value moved from $1,027,997,141 to $27,304,572.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 139 institutions filings for Q1 2026.
Security key
33734X127
Latest holder period
Q1 2026
13F holders
139
13D/G owners
1
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 33734X127:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
FXN
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| FIRST TRUST PORTFOLIOS LP | 3.5% | $14,461,216 | 705,828 | First Trust Portfolios L.P. | 30 Jun 2026 |
As of 31 Mar 2026, 139 institutional investors reported holding 45,821,065 shares of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Energy AlphaDEX(R) Fund (FXN). This represents 225% of the company’s total 20,399,653 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
213%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | 147% | 29,937,777 | 0.48% | $672,402,471 | |
| MORGAN STANLEY | 14% | 2,841,391 | +59% | 0% | $63,817,688 |
| WELLS FARGO & COMPANY/MN | 7.9% | 1,604,478 | +41% | 0.01% | $36,036,574 |
| LPL Financial LLC | 7% | 1,429,176 | +15% | 0.01% | $32,099,286 |
| Nilsine Partners, LLC | 4.6% | 939,896 | 1.6% | $20,198,365 | |
| NewEdge Advisors, LLC | 3.4% | 684,027 | +1887% | 0.06% | $15,363,245 |
| Advisory Services Network, LLC | 3.2% | 660,279 | 0.2% | $14,829,873 | |
| &PARTNERS | 3.2% | 649,026 | +3542% | 0.07% | $14,577,123 |
| RAYMOND JAMES FINANCIAL INC | 3.1% | 640,121 | +69% | 0% | $14,377,107 |
| BANK OF AMERICA CORP /DE/ | 2.8% | 564,138 | +39% | 0% | $12,670,531 |
| UBS Group AG | 2.8% | 563,276 | +47% | 0% | $12,651,179 |
| Virtue Capital Management, LLC | 1.8% | 357,491 | 1.3% | $8,140,070 | |
| Cambridge Investment Research Advisors, Inc. | 1.7% | 350,990 | +301% | 0.02% | $7,883,000 |
| ROYAL BANK OF CANADA | 1.6% | 325,290 | +131% | 0% | $7,306,000 |
| Independent Advisor Alliance | 1.4% | 285,046 | +67% | 0.07% | $6,402,133 |
| D.A. DAVIDSON & CO. | 1.2% | 251,057 | +2201% | 0.03% | $5,638,758 |
| Quadrature Capital Ltd | 1.1% | 223,025 | 0.06% | $5,009,142 | |
| STIFEL FINANCIAL CORP | 0.95% | 194,113 | +109% | 0% | $4,359,765 |
| Crumly & Associates Inc. | 0.95% | 193,220 | 0% | 0.91% | $4,339,728 |
| Summit Financial, LLC | 0.76% | 156,009 | -9.3% | 0.04% | $3,503,951 |
| Baird Financial Group, Inc. | 0.76% | 154,367 | 0.01% | $3,467,083 | |
| HighTower Advisors, LLC | 0.56% | 113,913 | -2.6% | 0% | $2,558,492 |
| Cetera Investment Advisers | 0.55% | 112,966 | +12% | 0% | $2,537,219 |
| Rockefeller Capital Management L.P. | 0.55% | 111,291 | +2221% | 0% | $2,499,606 |
| CITADEL ADVISORS LLC | 0.54% | 110,027 | +106% | 0% | $2,471,206 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
50
Latest
Q1 2026
Rows shown
1-25 of 50
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q2 | 1,350,444 | $27,304,572 | -$25,088,449 | $20.23 | 43 |
| 2026 Q1 | 45,821,065 | $1,027,997,141 | +$844,273,804 | $22.46 | 139 |
| 2025 Q4 | 8,266,651 | $136,153,821 | -$24,856,988 | $16.47 | 120 |
| 2025 Q3 | 9,871,443 | $162,254,168 | +$6,206,548 | $16.30 | 113 |
| 2025 Q2 | 9,997,245 | $151,769,340 | -$29,263,597 | $15.18 | 115 |
| 2025 Q1 | 11,328,319 | $187,039,230 | -$46,157,943 | $16.52 | 115 |
| 2024 Q4 | 14,448,681 | $236,196,379 | -$124,679,729 | $16.34 | 125 |
| 2024 Q3 | 21,474,293 | $356,237,810 | -$65,649,862 | $16.22 | 122 |
| 2024 Q2 | 19,397,676 | $353,036,053 | -$32,080,670 | $18.20 | 134 |
| 2024 Q1 | 21,213,402 | $397,157,877 | -$20,216,054 | $18.73 | 143 |
| 2023 Q4 | 22,257,369 | $371,388,450 | -$32,120,249 | $16.69 | 151 |
| 2023 Q3 | 24,256,233 | $422,494,657 | +$46,096,866 | $17.42 | 154 |
| 2023 Q2 | 21,582,493 | $337,552,271 | -$138,226,202 | $15.64 | 146 |
| 2023 Q1 | 29,979,363 | $465,011,811 | -$1,064,034,113 | $15.52 | 163 |
| 2022 Q4 | 94,543,577 | $1,616,111,560 | +$110,379,922 | $17.09 | 187 |
| 2022 Q3 | 87,429,110 | $1,365,472,496 | +$7,070,284 | $15.61 | 161 |
| 2022 Q2 | 87,140,015 | $1,286,462,820 | +$24,379,367 | $14.76 | 159 |
| 2022 Q1 | 84,771,881 | $1,350,937,834 | +$966,290,920 | $15.93 | 145 |
| 2021 Q4 | 24,166,221 | $289,424,765 | +$87,218,619 | $11.92 | 131 |
| 2021 Q3 | 16,369,514 | $188,039,173 | -$69,791,148 | $11.48 | 95 |
| 2021 Q2 | 22,802,601 | $260,259,767 | +$27,469,843 | $11.41 | 99 |
| 2021 Q1 | 20,499,395 | $207,356,136 | +$91,801,113 | $10.12 | 95 |
| 2020 Q4 | 11,135,831 | $88,555,937 | -$41,404 | $7.93 | 66 |
| 2020 Q3 | 11,326,206 | $63,437,945 | -$462,467,234 | $5.60 | 57 |
| 2020 Q2 | 83,853,183 | $550,934,689 | +$531,207,635 | $6.57 | 80 |