Latest Period
Q2 2026
Security Snapshot
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Energy AlphaDEX(R) Fund (FXN) Institutional Ownership
CUSIP: 33734X127
13F Institutional Holders and Ownership History from Q1 2014 to Q2 2026
Institutions Reporting
128
Shares (Excl. Options)
12,078,955
Price
$20.23
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- Security type / class
- Equity / First Trust Energy AlphaDEX(R) Fund
- Symbol
- FXN
- All holders as of 30 Jun 2026
- Q2 2026
- Total 13F shares
- 12,078,955
- Total 13F value
- $244,392,465
- Portfolio coverage rank
- 0%
- Share change
- -33,643,252
- Value change
- -$751,663,929
- Number of holders
- 128
- Shares outstanding
- 20,399,653
- SEC-reported price per share
- $23.37
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- FXN - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Energy AlphaDEX(R) Fund is tracked under CUSIP 33734X127.
- 128 institutions reported positions in Q2 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 139 to 128 between Q1 2026 and Q2 2026.
- SEC-reported value moved from $1,027,997,141 to $244,392,465.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 128 institutions filings for Q2 2026.
Security key
33734X127
Latest holder period
Q2 2026
13F holders
128
13D/G owners
1
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 33734X127:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
FXN
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| FIRST TRUST PORTFOLIOS LP | 3.5% | $14,461,216 | 705,828 | First Trust Portfolios L.P. | 30 Jun 2026 |
As of 30 Jun 2026, 128 institutional investors reported holding 12,078,955 shares of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Energy AlphaDEX(R) Fund (FXN). This represents 59% of the company’s total 20,399,653 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
50%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| MORGAN STANLEY | 7.7% | 1,572,706 | -45% | 0% | $31,815,874 |
| WELLS FARGO & COMPANY/MN | 7.3% | 1,481,350 | -7.7% | 0.01% | $29,967,719 |
| LPL Financial LLC | 5.8% | 1,178,237 | -18% | 0.01% | $23,835,726 |
| RAYMOND JAMES FINANCIAL INC | 4% | 823,638 | +29% | 0% | $16,662,197 |
| Qube Research & Technologies Ltd | 2.9% | 599,541 | +59954000% | 0.01% | $12,128,714 |
| Summit Financial, LLC | 2.5% | 519,974 | +233% | 0.12% | $10,519,082 |
| ROYAL BANK OF CANADA | 2.5% | 515,806 | +59% | 0% | $10,435,000 |
| UBS Group AG | 1.6% | 327,243 | -42% | 0% | $6,620,126 |
| Virtue Capital Management, LLC | 1.5% | 302,856 | -15% | 0.82% | $6,126,775 |
| BENJAMIN EDWARDS INC | 1.3% | 267,084 | +198% | 0.05% | $5,402,969 |
| BANK OF AMERICA CORP /DE/ | 1.2% | 244,890 | -57% | 0% | $4,954,134 |
| TWO SIGMA INVESTMENTS, LP | 1.2% | 244,642 | +519% | 0% | $4,949,108 |
| D. E. Shaw & Co., Inc. | 1.1% | 219,719 | 0% | $4,444,915 | |
| Tower Research Capital LLC (TRC) | 1.1% | 219,004 | +656% | 0.11% | $4,430,451 |
| GOLDMAN SACHS GROUP INC | 0.99% | 201,144 | +87% | 0% | $4,069,143 |
| GREENUP STREET WEALTH MANAGEMENT LLC | 0.93% | 190,700 | 0.47% | $3,857,869 | |
| Independent Advisor Alliance | 0.92% | 188,500 | -34% | 0.09% | $3,813,363 |
| Cambridge Investment Research Advisors, Inc. | 0.74% | 150,980 | -57% | 0.01% | $3,054,000 |
| GTS SECURITIES LLC | 0.74% | 150,193 | 0.06% | $3,038,404 | |
| Crumly & Associates Inc. | 0.69% | 140,849 | -27% | 0.55% | $2,849,378 |
| Equitable Holdings, Inc. | 0.68% | 138,613 | +292% | 0.02% | $2,804,138 |
| STIFEL FINANCIAL CORP | 0.66% | 133,964 | -31% | 0% | $2,710,108 |
| NewEdge Advisors, LLC | 0.59% | 120,431 | -82% | 0.01% | $2,436,318 |
| OSAIC HOLDINGS, INC. | 0.58% | 118,684 | +13% | 0% | $2,400,988 |
| Cetera Investment Advisers | 0.57% | 115,604 | +2.3% | 0% | $2,338,675 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
50
Latest
Q2 2026
Rows shown
1-25 of 50
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q2 | 12,078,955 | $244,392,465 | -$751,663,929 | $20.23 | 128 |
| 2026 Q1 | 45,821,065 | $1,027,997,141 | +$844,272,141 | $22.46 | 139 |
| 2025 Q4 | 8,266,651 | $136,153,821 | -$24,856,988 | $16.47 | 120 |
| 2025 Q3 | 9,871,443 | $162,254,168 | +$6,206,548 | $16.30 | 113 |
| 2025 Q2 | 9,997,245 | $151,769,340 | -$29,263,597 | $15.18 | 115 |
| 2025 Q1 | 11,328,319 | $187,039,230 | -$46,157,943 | $16.52 | 115 |
| 2024 Q4 | 14,448,681 | $236,196,379 | -$124,679,729 | $16.34 | 125 |
| 2024 Q3 | 21,474,293 | $356,237,810 | -$65,649,862 | $16.22 | 122 |
| 2024 Q2 | 19,397,676 | $353,036,053 | -$32,080,670 | $18.20 | 134 |
| 2024 Q1 | 21,213,402 | $397,157,877 | -$20,216,054 | $18.73 | 143 |
| 2023 Q4 | 22,257,369 | $371,388,450 | -$32,120,249 | $16.69 | 151 |
| 2023 Q3 | 24,256,233 | $422,494,657 | +$46,096,866 | $17.42 | 154 |
| 2023 Q2 | 21,582,493 | $337,552,271 | -$138,226,202 | $15.64 | 146 |
| 2023 Q1 | 29,979,363 | $465,011,811 | -$1,064,034,113 | $15.52 | 163 |
| 2022 Q4 | 94,543,577 | $1,616,111,560 | +$110,379,922 | $17.09 | 187 |
| 2022 Q3 | 87,429,110 | $1,365,472,496 | +$7,070,284 | $15.61 | 161 |
| 2022 Q2 | 87,140,015 | $1,286,462,820 | +$24,379,367 | $14.76 | 159 |
| 2022 Q1 | 84,771,881 | $1,350,937,834 | +$966,290,920 | $15.93 | 145 |
| 2021 Q4 | 24,166,221 | $289,424,765 | +$87,218,619 | $11.92 | 131 |
| 2021 Q3 | 16,369,514 | $188,039,173 | -$69,791,148 | $11.48 | 95 |
| 2021 Q2 | 22,802,601 | $260,259,767 | +$27,469,843 | $11.41 | 99 |
| 2021 Q1 | 20,499,395 | $207,356,136 | +$91,801,113 | $10.12 | 95 |
| 2020 Q4 | 11,135,831 | $88,555,937 | -$41,404 | $7.93 | 66 |
| 2020 Q3 | 11,326,206 | $63,437,945 | -$462,467,234 | $5.60 | 57 |
| 2020 Q2 | 83,853,183 | $550,934,689 | +$531,207,635 | $6.57 | 80 |