13F reference period
Q2 2026
Security Snapshot
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Energy AlphaDEX(R) Fund (FXN) Institutional Ownership
CUSIP: 33734X127
13F Institutional Holders and Ownership History from Q1 2014 to Q3 2026
Institutions Reporting
128
Shares (Excl. Options)
12.08M
Full value: 12,078,955 · shares · 30 Jun 2026Price
$20.23
The headline uses the Q2 2026 reference period after its reporting deadline. Available reports may still be incomplete or amended. Newer periods in the history table contain incoming reports and may be incomplete.
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- Security type / class
- Equity / First Trust Energy AlphaDEX(R) Fund
- Symbol
- FXN
- All holders as of 30 Jun 2026
- Q2 2026
- Total 13F shares
- 12,078,955
- Total 13F value
- $244,392,465
- Portfolio coverage rank
- 0%
- Share change
- -33,672,848
- Value change
- -$752,328,655
- Number of holders
- 128
- Shares outstanding
- 16,304,884
- SEC-reported price per share
- $24.16
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Filing notes and source
Key facts
- FXN - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Energy AlphaDEX(R) Fund is tracked under CUSIP 33734X127.
- 128 institutions reported positions in Q2 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 139 to 128 between Q1 2026 and Q2 2026.
- SEC-reported value moved from to
$1.03B
Full value: $1,027,997,141 · USD · 31 Mar 2026.$244.39M
Full value: $244,392,465 · USD · 30 Jun 2026
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 128 institutions filings for Q2 2026.
Security key
33734X127
13F reference period
Q2 2026
13F holders
128
13D/G owners
1
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 33734X127:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
FXN
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| FIRST TRUST PORTFOLIOS LP | 5.2% | +57% | $18,383,104 | +$2,960,762 | 841,332 | +19% | First Trust Portfolios L.P. | 30 Sep 2026 |
As of 30 Jun 2026,
128
institutional investors reported holding
shares of
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Energy AlphaDEX(R) Fund (FXN).
This represents
74%
of the company’s total
outstanding shares.
12.08M
Full value: 12,078,955 · shares · 30 Jun 202616.3M
Full value: 16,304,884 · shares · Stored outstanding share count13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
62%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| MORGAN STANLEY | 9.6% | 1,572,706 | -45% | 0% | $31,815,874 |
| WELLS FARGO & COMPANY/MN | 9.1% | 1,481,350 | -7.7% | 0.01% | $29,967,719 |
| LPL Financial LLC | 7.2% | 1,178,237 | -18% | 0.01% | $23,835,726 |
| RAYMOND JAMES FINANCIAL INC | 5.1% | 823,638 | +29% | 0% | $16,662,197 |
| Qube Research & Technologies Ltd | 3.7% | 599,541 | +59954000% | 0.01% | $12,128,714 |
| Summit Financial, LLC | 3.2% | 519,974 | +233% | 0.12% | $10,519,082 |
| ROYAL BANK OF CANADA | 3.2% | 515,806 | +59% | 0% | $10,435,000 |
| UBS Group AG | 2% | 327,243 | -42% | 0% | $6,620,126 |
| Virtue Capital Management, LLC | 1.9% | 302,856 | -15% | 0.82% | $6,126,775 |
| BENJAMIN EDWARDS INC | 1.6% | 267,084 | +198% | 0.05% | $5,402,969 |
| BANK OF AMERICA CORP /DE/ | 1.5% | 244,890 | -57% | 0% | $4,954,134 |
| TWO SIGMA INVESTMENTS, LP | 1.5% | 244,642 | +519% | 0% | $4,949,108 |
| D. E. Shaw & Co., Inc. | 1.3% | 219,719 | 0% | $4,444,915 | |
| Tower Research Capital LLC (TRC) | 1.3% | 219,004 | +656% | 0.11% | $4,430,451 |
| GOLDMAN SACHS GROUP INC | 1.2% | 201,144 | +87% | 0% | $4,069,143 |
| GREENUP STREET WEALTH MANAGEMENT LLC | 1.2% | 190,700 | 0.47% | $3,857,869 | |
| Independent Advisor Alliance | 1.2% | 188,500 | -34% | 0.09% | $3,813,363 |
| Cambridge Investment Research Advisors, Inc. | 0.93% | 150,980 | -57% | 0.01% | $3,054,000 |
| GTS SECURITIES LLC | 0.92% | 150,193 | 0.06% | $3,038,404 | |
| Crumly & Associates Inc. | 0.86% | 140,849 | -27% | 0.55% | $2,849,378 |
| Equitable Holdings, Inc. | 0.85% | 138,613 | +292% | 0.02% | $2,804,138 |
| STIFEL FINANCIAL CORP | 0.82% | 133,964 | -31% | 0% | $2,710,108 |
| NewEdge Advisors, LLC | 0.74% | 120,431 | -82% | 0.01% | $2,436,318 |
| OSAIC HOLDINGS, INC. | 0.73% | 118,684 | +13% | 0% | $2,400,988 |
| Cetera Investment Advisers | 0.71% | 115,604 | +2.3% | 0% | $2,338,675 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
51
Headline period
Q2 2026
Rows shown
1-25 of 51
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q3 | 900,201 | $19,802,497 | -$4,172,949 | $21.85 | 38 |
| 2026 Q2 | 12,078,955 | $244,392,465 | -$752,328,655 | $20.23 | 128 |
| 2026 Q1 | 45,821,065 | $1,027,997,141 | +$844,272,141 | $22.46 | 139 |
| 2025 Q4 | 8,266,651 | $136,153,821 | -$24,856,988 | $16.47 | 120 |
| 2025 Q3 | 9,871,443 | $162,254,168 | +$6,206,548 | $16.30 | 113 |
| 2025 Q2 | 9,997,245 | $151,769,340 | -$29,263,597 | $15.18 | 115 |
| 2025 Q1 | 11,328,319 | $187,039,230 | -$46,157,943 | $16.52 | 115 |
| 2024 Q4 | 14,448,681 | $236,196,379 | -$124,679,729 | $16.34 | 125 |
| 2024 Q3 | 21,474,293 | $356,237,810 | -$65,649,862 | $16.22 | 122 |
| 2024 Q2 | 19,397,676 | $353,036,053 | -$32,080,670 | $18.20 | 134 |
| 2024 Q1 | 21,213,402 | $397,157,877 | -$20,216,054 | $18.73 | 143 |
| 2023 Q4 | 22,257,369 | $371,388,450 | -$32,120,249 | $16.69 | 151 |
| 2023 Q3 | 24,256,233 | $422,494,657 | +$46,096,866 | $17.42 | 154 |
| 2023 Q2 | 21,582,493 | $337,552,271 | -$138,226,202 | $15.64 | 146 |
| 2023 Q1 | 29,979,363 | $465,011,811 | -$1,064,034,113 | $15.52 | 163 |
| 2022 Q4 | 94,543,577 | $1,616,111,560 | +$110,379,922 | $17.09 | 187 |
| 2022 Q3 | 87,429,110 | $1,365,472,496 | +$7,070,284 | $15.61 | 161 |
| 2022 Q2 | 87,140,015 | $1,286,462,820 | +$24,379,367 | $14.76 | 159 |
| 2022 Q1 | 84,771,881 | $1,350,937,834 | +$966,290,920 | $15.93 | 145 |
| 2021 Q4 | 24,166,221 | $289,424,765 | +$87,218,619 | $11.92 | 131 |
| 2021 Q3 | 16,369,514 | $188,039,173 | -$69,791,148 | $11.48 | 95 |
| 2021 Q2 | 22,802,601 | $260,259,767 | +$27,469,843 | $11.41 | 99 |
| 2021 Q1 | 20,499,395 | $207,356,136 | +$91,801,113 | $10.12 | 95 |
| 2020 Q4 | 11,135,831 | $88,555,937 | -$41,404 | $7.93 | 66 |
| 2020 Q3 | 11,326,206 | $63,437,945 | -$462,467,234 | $5.60 | 57 |