Security key
33733U108
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT)
CUSIP: 33733U108
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 25,887,390
- Total 13F shares
- 11,224,611
- Share change
- +414,467
- Total reported value
- $113,246,406
- Price per share
- $10.09
- Number of holders
- 77
- Value change
- +$4,188,421
- Number of buys
- 30
- Number of sells
- 29
Report period
Q4 2023
Institutions
77
Top holders
10
FCT full security history
Newer quarter: Q1 2024
Previous quarter: Q3 2023
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33733U108
Recent filing periods:
Top shareholders of FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
7.2%
|
1,855,442
|
$18,554,420 | — | 30 Sep 2023 | |
| LPL Financial LLC |
13F
|
Company |
5.3%
|
1,371,779
|
$13,717,792 | — | 30 Sep 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
4.2%
|
1,090,677
|
$10,906,772 | — | 30 Sep 2023 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
3%
|
779,031
|
$7,790,320 | — | 30 Sep 2023 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
2.4%
|
631,315
|
$6,313,150 | — | 30 Sep 2023 | |
| Invesco Ltd. |
13F
|
Company |
2%
|
528,947
|
$5,289,470 | — | 30 Sep 2023 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.8%
|
462,268
|
$4,622,680 | — | 30 Sep 2023 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
1.6%
|
420,006
|
$4,200,063 | — | 30 Sep 2023 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
1.6%
|
415,950
|
$4,159,500 | — | 30 Sep 2023 | |
| Wagner Wealth Management, LLC |
13F
|
Company |
1.2%
|
306,961
|
$3,069,608 | — | 30 Sep 2023 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.2%
|
303,075
|
$3,030,750 | — | 30 Sep 2023 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.91%
|
235,759
|
$2,357,599 | — | 30 Sep 2023 | |
| JONES ROAD CAPITAL MANAGEMENT, L.P. |
13F
|
Company |
0.91%
|
235,000
|
$2,350,000 | — | 30 Sep 2023 | |
| UBS Group AG |
13F
|
Company |
0.85%
|
220,635
|
$2,206,350 | — | 30 Sep 2023 | |
| TFG Advisers LLC |
13F
|
Company |
0.73%
|
188,548
|
$1,885,482 | — | 30 Sep 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.7%
|
179,965
|
$1,800,000 | — | 30 Sep 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.65%
|
167,800
|
$1,678,000 | — | 30 Sep 2023 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.49%
|
126,563
|
$1,265,630 | — | 30 Sep 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.45%
|
116,459
|
$1,164,581 | — | 30 Sep 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.4%
|
102,803
|
$1,028,098 | — | 30 Sep 2023 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.39%
|
100,317
|
$1,003,173 | — | 30 Sep 2023 | |
| EVOKE WEALTH, LLC |
13F
|
Company |
0.29%
|
74,975
|
$749,746 | — | 30 Sep 2023 | |
| Matisse Capital |
13F
|
Company |
0.27%
|
69,740
|
$697,400 | — | 30 Sep 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.26%
|
68,400
|
$683,998 | — | 30 Sep 2023 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
0.26%
|
68,101
|
$681,010 | — | 30 Sep 2023 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.24%
|
63,287
|
$633,000 | — | 30 Sep 2023 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.2%
|
51,600
|
$516,000 | — | 30 Sep 2023 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.17%
|
45,008
|
$450,086 | — | 30 Sep 2023 | |
| Westchester Capital Management, LLC |
13F
|
Company |
0.17%
|
43,269
|
$432,690 | — | 30 Sep 2023 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0.16%
|
41,424
|
$414,000 | — | 30 Sep 2023 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.15%
|
39,157
|
$391,572 | — | 30 Sep 2023 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.14%
|
35,713
|
$357,000 | — | 30 Sep 2023 | |
| Cetera Investment Advisers |
13F
|
Company |
0.12%
|
31,576
|
$315,760 | — | 30 Sep 2023 | |
| AEGON USA Investment Management, LLC |
13F
|
Company |
0.12%
|
30,017
|
$300,170 | — | 30 Sep 2023 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.1%
|
26,627
|
$266,270 | — | 30 Sep 2023 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.1%
|
25,227
|
$252,270 | — | 30 Sep 2023 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.1%
|
24,676
|
$246,760 | — | 30 Sep 2023 | |
| WESCAP Management Group, Inc. |
13F
|
Company |
0.09%
|
22,142
|
$221,420 | — | 30 Sep 2023 | |
| TFB Advisors LLC |
13F
|
Company |
0.07%
|
18,055
|
$180,550 | — | 30 Sep 2023 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.06%
|
16,586
|
$165,860 | — | 30 Sep 2023 | |
| Apriem Advisors |
13F
|
Company |
0.06%
|
16,200
|
$162,000 | — | 30 Sep 2023 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.06%
|
15,854
|
$158,540 | — | 30 Sep 2023 | |
| WHITENER CAPITAL MANAGEMENT, INC. |
13F
|
Company |
0.06%
|
14,670
|
$146,700 | — | 30 Sep 2023 | |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC |
13F
|
Company |
0.05%
|
14,225
|
$142,250 | — | 30 Sep 2023 | |
| HRT FINANCIAL LP |
13F
|
Company |
0.05%
|
12,586
|
$125,000 | — | 30 Sep 2023 | |
| Realta Investment Advisors |
13F
|
Company |
0.05%
|
11,895
|
$117,765 | — | 30 Sep 2023 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.04%
|
10,845
|
$108,450 | — | 30 Sep 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.04%
|
10,226
|
$102,260 | — | 30 Sep 2023 | |
| CULLEN/FROST BANKERS, INC. |
13F
|
Company |
0.04%
|
10,000
|
$100,000 | — | 30 Sep 2023 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
0.04%
|
9,785
|
$97,850 | — | 30 Sep 2023 |
Institutional Holders of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT) as of Q4 2023
As of 31 Dec 2023,
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT) was held by
77 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
11,224,611 shares.
The largest 10 holders included
MORGAN STANLEY, LPL Financial LLC, BANK OF AMERICA CORP /DE/, Edgemoor Investment Advisors, Inc., 1607 Capital Partners, LLC, Relative Value Partners Group, LLC, Invesco Ltd., GUGGENHEIM CAPITAL LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, and JONES ROAD CAPITAL MANAGEMENT, L.P..
This page lists
77
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
68
Q4 2023 holders
77
Holder diff
9
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.