FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT)

Q: What does CUSIP 33733U108 represent in this 13F holders report?

CUSIP 33733U108 is the security identifier for FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest used to aggregate holder disclosures.

Q: How many institutions held FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest in Q3 2021?

63 institutional investors reported FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest for Q3 2021. Use the holders table for investor-level position and value details.

CUSIP: 33733U108

Q3 2021 13F Holders as of 30 Sep 2021

Type / Class: Equity / Common Shares of Beneficial Interest
Shares outstanding: 25,887,390
Total 13F shares: 7,987,011
Share change: +187,085
Total reported value: $97,740,165
Price per share: $12.24
Number of holders: 63
Value change: +$2,283,402
Number of buys: 31
Number of sells: 14

Quarterly Holders Quick Answers

What is CUSIP 33733U108?
CUSIP 33733U108 identifies FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest in SEC institutional holdings data.

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Newer quarter: Q4 2021
Previous quarter: Q2 2021

Recent filing periods for CUSIP 33733U108:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
BANK OF AMERICA CORP /DE/	13F	Company	5.6%	1,449,610	$18,410,000	—	30 Jun 2021	13F
MORGAN STANLEY	13F	Company	5.3%	1,378,614	$17,508,000	—	30 Jun 2021	13F
Gradient Investments LLC	13F	Company	3.5%	913,086	$11,596,000	—	30 Jun 2021	13F
Edgemoor Investment Advisors, Inc.	13F	Company	3.4%	879,446	$11,169,000	—	30 Jun 2021	13F
Invesco Ltd.	13F	Company	2.5%	652,920	$8,292,000	—	30 Jun 2021	13F
LPL Financial LLC	13F	Company	2.1%	538,286	$6,836,000	—	30 Jun 2021	13F
UBS Group AG	13F	Company	1.1%	277,893	$3,530,000	—	30 Jun 2021	13F
STIFEL FINANCIAL CORP	13F	Company	0.83%	215,620	$2,738,000	—	30 Jun 2021	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	0.67%	174,071	$2,210,000	—	30 Jun 2021	13F
TFG Advisers LLC	13F	Company	0.64%	165,868	$2,107,000	—	30 Jun 2021	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.54%	139,935	$1,777,000	—	30 Jun 2021	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.47%	121,384	$1,542,000	—	30 Jun 2021	13F
Advisors Asset Management, Inc.	13F	Company	0.29%	74,292	$944,000	—	30 Jun 2021	13F
OPPENHEIMER & CO INC	13F	Company	0.27%	68,989	$876,000	—	30 Jun 2021	13F
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV	13F	Company	0.2%	52,753	$670,000	—	30 Jun 2021	13F
OSAIC HOLDINGS, INC.	13F	Company	0.19%	49,185	$625,000	—	30 Jun 2021	13F
Private Advisor Group, LLC	13F	Company	0.18%	46,001	$584,000	—	30 Jun 2021	13F
VIRTUS ADVISERS, LLC	13F	Company	0.17%	43,175	$548,000	—	30 Jun 2021	13F
B. Riley Wealth Advisors, Inc.	13F	Company	0.16%	42,384	$539,000	—	30 Jun 2021	13F
ROYAL BANK OF CANADA	13F	Company	0.15%	39,452	$501,000	—	30 Jun 2021	13F
THRIVENT FINANCIAL FOR LUTHERANS	13F	Company	0.13%	34,006	$432,000	—	30 Jun 2021	13F
FIRST FOUNDATION ADVISORS	13F	Company	0.13%	33,075	$420,000	—	30 Jun 2021	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.12%	31,067	$394,000	—	30 Jun 2021	13F
WESCAP Management Group, Inc.	13F	Company	0.12%	30,599	$388,000	—	30 Jun 2021	13F
SeaCrest Wealth Management, LLC	13F	Company	0.11%	27,987	$355,000	—	30 Jun 2021	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.1%	26,523	$337,000	—	30 Jun 2021	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	0.09%	24,514	$311,000	—	30 Jun 2021	13F
JPMORGAN CHASE & CO	13F	Company	0.09%	24,044	$305,000	—	30 Jun 2021	13F
Apriem Advisors	13F	Company	0.09%	23,000	$292,000	—	30 Jun 2021	13F
SHUFRO ROSE & CO LLC	13F	Company	0.08%	21,100	$268,000	—	30 Jun 2021	13F
Rockefeller Capital Management L.P.	13F	Company	0.08%	19,940	$253,000	—	30 Jun 2021	13F
WHITENER CAPITAL MANAGEMENT, INC.	13F	Company	0.07%	18,950	$240,000	—	30 Jun 2021	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.07%	17,612	$224,000	—	30 Jun 2021	13F
DHJJ Financial Advisors, Ltd.	13F	Company	0.07%	17,275	$219,000	—	30 Jun 2021	13F
Cetera Advisor Networks LLC	13F	Company	0.06%	15,334	$195,000	—	30 Jun 2021	13F
Narwhal Capital Management	13F	Company	0.06%	15,165	$193,000	—	30 Jun 2021	13F
EVOKE WEALTH, LLC	13F	Company	0.06%	15,164	$193,000	—	30 Jun 2021	13F
Kestra Advisory Services, LLC	13F	Company	0.06%	15,015	$191,000	—	30 Jun 2021	13F
Geneos Wealth Management Inc.	13F	Company	0.05%	13,930	$175,000	—	30 Jun 2021	13F
SENTINEL PENSION ADVISORS, LLC	13F	Company	0.04%	11,499	$146,000	—	30 Jun 2021	13F
Lumature Wealth Partners, LLC	13F	Company	0.04%	10,000	$127,000	—	30 Jun 2021	13F
BARCLAYS PLC	13F	Company	0.04%	9,785	$124,000	—	30 Jun 2021	13F
Westchester Capital Management, LLC	13F	Company	0.02%	5,810	$74,000	—	30 Jun 2021	13F
Hexagon Capital Partners LLC	13F	Company	0.01%	3,180	$40,000	—	30 Jun 2021	13F
CULLEN/FROST BANKERS, INC.	13F	Company	0.01%	3,000	$38,000	—	30 Jun 2021	13F
Advisory Services Network, LLC	13F	Company	0.01%	1,517	$19,000	—	30 Jun 2021	13F
HARBOUR INVESTMENTS, INC.	13F	Company	0.01%	1,489	$19,000	—	30 Jun 2021	13F
Carmichael Hill & Associates, Inc.	13F	Company	0%	1,290	$16,000	—	30 Jun 2021	13F
Cordasco Financial Network	13F	Company	0%	1,100	$14,000	—	30 Jun 2021	13F
AlphaMark Advisors, LLC	13F	Company	0%	1,000	$13,000	—	30 Jun 2021	13F

Institutional Holders of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT) as of Q3 2021

As of 30 Sep 2021, FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT) was held by 63 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 7,987,011 shares. The largest 10 holders included BANK OF AMERICA CORP /DE/, MORGAN STANLEY, Gradient Investments LLC, Edgemoor Investment Advisors, Inc., LPL Financial LLC, Invesco Ltd., UBS Group AG, STIFEL FINANCIAL CORP, TFG Advisers LLC, and GUGGENHEIM CAPITAL LLC. This page lists 63 institutional shareholders reporting positions in this security for the Q3 2021 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2021 vs Q2 2021 Across Filers

Q2 2021 holders

Q3 2021 holders

Holder diff

Investor	Q2 2021 Shares	Q3 2021 Shares	Share Diff	Share Chg %	Q2 2021 Value $	Q3 2021 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.