FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA)
CUSIP: 337318109
Q4 2017 13F Holders as of 31 Dec 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 20,016,035
- Total 13F shares
- 5,704,489
- Share change
- -447,601
- Total reported value
- $92,352,363
- Price per share
- $16.19
- Number of holders
- 48
- Value change
- -$6,467,705
- Number of buys
- 19
- Number of sells
- 26
Quarterly Holders Quick Answers
What is CUSIP 337318109?
CUSIP 337318109 identifies FFA - FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock in SEC institutional holdings data.
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Explore More Reporting Periods
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Recent filing periods for CUSIP 337318109:
Top shareholders of FFA - FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
5.3%
|
1,067,774
|
$16,070,000 | — | 30 Sep 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
3.5%
|
703,755
|
$10,592,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
3.3%
|
655,962
|
$9,872,000 | — | 30 Sep 2017 | |
| Invesco Ltd. |
13F
|
Company |
2.8%
|
558,216
|
$8,401,000 | — | 30 Sep 2017 | |
| Karpus Management, Inc. |
13F
|
Company |
2%
|
402,683
|
$6,060,000 | — | 30 Sep 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
1.5%
|
305,869
|
$4,603,000 | — | 30 Sep 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.5%
|
301,247
|
$4,534,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.4%
|
280,619
|
$4,223,000 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
0.85%
|
170,341
|
$2,564,000 | — | 30 Sep 2017 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0.81%
|
161,808
|
$2,435,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.75%
|
150,886
|
$2,271,000 | — | 30 Sep 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.74%
|
148,808
|
$2,240,000 | — | 30 Sep 2017 | |
| Edmonds Duncan Registered Investment Advisors, LLC |
13F
|
Company |
0.7%
|
140,724
|
$2,183,000 | — | 30 Sep 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.62%
|
123,603
|
$1,861,000 | — | 30 Sep 2017 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.35%
|
69,613
|
$1,048,000 | — | 30 Sep 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.27%
|
54,545
|
$820,000 | — | 30 Sep 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.25%
|
50,720
|
$763,000 | — | 30 Sep 2017 | |
| BANK OF NOVA SCOTIA |
13F
|
Company |
0.24%
|
48,398
|
$728,000 | — | 30 Sep 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.22%
|
43,210
|
$650,000 | — | 30 Sep 2017 | |
| Laurion Capital Management LP |
13F
|
Company |
0.2%
|
40,746
|
$613,000 | — | 30 Sep 2017 | |
| BRINKER CAPITAL INC |
13F
|
Company |
0.18%
|
36,398
|
$548,000 | — | 30 Sep 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.16%
|
32,593
|
$491,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.15%
|
29,674
|
$447,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.12%
|
24,906
|
$375,000 | — | 30 Sep 2017 | |
| Bellwether Investment Group, LLC |
13F
|
Company |
0.11%
|
21,766
|
$328,000 | — | 30 Sep 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.1%
|
19,579
|
$295,000 | — | 30 Sep 2017 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.09%
|
18,682
|
$281,000 | — | 30 Sep 2017 | |
| Regis Management CO LLC |
13F
|
Company |
0.09%
|
18,500
|
$278,000 | — | 30 Sep 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.09%
|
18,164
|
$273,000 | — | 30 Sep 2017 | |
| Cetera Advisors LLC |
13F
|
Company |
0.07%
|
13,109
|
$197,000 | — | 30 Sep 2017 | |
| Curi Capital, LLC |
13F
|
Company |
0.06%
|
12,698
|
$191,000 | — | 30 Sep 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.05%
|
10,523
|
$158,000 | — | 30 Sep 2017 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
0.05%
|
10,353
|
$155,000 | — | 30 Sep 2017 | |
| MassMutual Private Wealth & Trust, FSB |
13F
|
Company |
0.03%
|
6,911
|
$104,011 | — | 30 Sep 2017 | |
| CWM, LLC |
13F
|
Company |
0.02%
|
4,303
|
$65,000 | — | 30 Sep 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
3,632
|
$55,000 | — | 30 Sep 2017 | |
| FIRST INTERSTATE BANK |
13F
|
Company |
0.02%
|
3,470
|
$52,000 | — | 30 Sep 2017 | |
| Wealthcare Advisory Partners LLC |
13F
|
Company |
0.01%
|
2,075
|
$31,000 | — | 30 Sep 2017 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0.01%
|
1,972
|
$30,000 | — | 30 Sep 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
1,158
|
$17,000 | — | 30 Sep 2017 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
0%
|
1,000
|
$15,000 | — | 30 Sep 2017 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
890
|
$13,000 | — | 30 Sep 2017 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0%
|
727
|
$11,000 | — | 30 Sep 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
725
|
$11,000 | — | 30 Sep 2017 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
647
|
$10,000 | — | 30 Sep 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
615
|
$9,000 | — | 30 Sep 2017 | |
| ENTERPRISE FINANCIAL SERVICES CORP |
13F
|
Company |
0%
|
510
|
$8,000 | — | 30 Sep 2017 |
Institutional Holders of FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA) as of Q4 2017
As of 31 Dec 2017,
FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA) was held by
48 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,704,489 shares.
The largest 10 holders included
MORGAN STANLEY, Advisors Asset Management, Inc., RAYMOND JAMES & ASSOCIATES, Invesco Ltd., Raymond James Financial Services Advisors, Inc., WELLS FARGO & COMPANY/MN, Exeter Financial, LLC, North Star Investment Management Corp., GUGGENHEIM CAPITAL LLC, and ROYAL BANK OF CANADA.
This page lists
48
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
47
Q4 2017 holders
48
Holder diff
1
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.