FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA)
CUSIP: 337318109
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 20,016,035
- Total 13F shares
- 5,775,053
- Share change
- -160,989
- Total reported value
- $86,978,011
- Price per share
- $15.05
- Number of holders
- 47
- Value change
- -$2,372,608
- Number of buys
- 22
- Number of sells
- 22
Quarterly Holders Quick Answers
What is CUSIP 337318109?
CUSIP 337318109 identifies FFA - FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 337318109:
Top shareholders of FFA - FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
5.1%
|
1,030,531
|
$15,097,000 | — | 30 Jun 2017 | |
| Karpus Management, Inc. |
13F
|
Company |
3.6%
|
726,304
|
$10,640,000 | — | 30 Jun 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
3.2%
|
645,216
|
$9,452,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
3.1%
|
616,794
|
$9,036,000 | — | 30 Jun 2017 | |
| Invesco Ltd. |
13F
|
Company |
2.7%
|
531,031
|
$7,779,000 | — | 30 Jun 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
1.6%
|
315,172
|
$4,617,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.5%
|
308,945
|
$4,526,000 | — | 30 Jun 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.3%
|
252,397
|
$3,698,000 | — | 30 Jun 2017 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.58%
|
115,620
|
$3,313,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
0.87%
|
174,418
|
$2,555,000 | — | 30 Jun 2017 | |
| Laurion Capital Management LP |
13F
|
Company |
0.78%
|
155,734
|
$2,282,000 | — | 30 Jun 2017 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0.76%
|
152,447
|
$2,233,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.71%
|
142,040
|
$2,081,000 | — | 30 Jun 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.48%
|
96,051
|
$1,406,000 | — | 30 Jun 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.42%
|
83,880
|
$1,229,000 | — | 30 Jun 2017 | |
| Edmonds Duncan Registered Investment Advisors, LLC |
13F
|
Company |
0.35%
|
69,883
|
$1,024,000 | — | 30 Jun 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.33%
|
65,064
|
$953,000 | — | 30 Jun 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.28%
|
55,545
|
$814,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.22%
|
43,950
|
$644,000 | — | 30 Jun 2017 | |
| BRINKER CAPITAL INC |
13F
|
Company |
0.21%
|
41,325
|
$605,000 | — | 30 Jun 2017 | |
| Curi Capital, LLC |
13F
|
Company |
0.2%
|
40,229
|
$589,000 | — | 30 Jun 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.17%
|
34,257
|
$501,000 | — | 30 Jun 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.16%
|
31,824
|
$466,000 | — | 30 Jun 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.14%
|
27,122
|
$397,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.13%
|
26,402
|
$387,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.12%
|
23,672
|
$347,000 | — | 30 Jun 2017 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.11%
|
21,819
|
$320,000 | — | 30 Jun 2017 | |
| Regis Management CO LLC |
13F
|
Company |
0.09%
|
18,500
|
$271,000 | — | 30 Jun 2017 | |
| Bellwether Investment Group, LLC |
13F
|
Company |
0.09%
|
17,829
|
$261,000 | — | 30 Jun 2017 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.09%
|
17,500
|
$260,000 | — | 30 Jun 2017 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.09%
|
17,494
|
$256,000 | — | 30 Jun 2017 | |
| Cetera Advisors LLC |
13F
|
Company |
0.07%
|
14,355
|
$210,000 | — | 30 Jun 2017 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.06%
|
12,865
|
$188,000 | — | 30 Jun 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.06%
|
11,967
|
$175,000 | — | 30 Jun 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.05%
|
10,900
|
$160,000 | — | 30 Jun 2017 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
0.05%
|
10,353
|
$151,000 | — | 30 Jun 2017 | |
| MassMutual Private Wealth & Trust, FSB |
13F
|
Company |
0.03%
|
6,911
|
$101,246 | — | 30 Jun 2017 | |
| CWM, LLC |
13F
|
Company |
0.02%
|
4,223
|
$62,000 | — | 30 Jun 2017 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.01%
|
2,400
|
$35,000 | — | 30 Jun 2017 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0.01%
|
1,972
|
$29,000 | — | 30 Jun 2017 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,290
|
$19,000 | — | 30 Jun 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
1,158
|
$17,000 | — | 30 Jun 2017 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
0%
|
1,000
|
$15,000 | — | 30 Jun 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
725
|
$11,000 | — | 30 Jun 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
615
|
$9,000 | — | 30 Jun 2017 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0%
|
550
|
$8,000 | — | 30 Jun 2017 | |
| ENTERPRISE FINANCIAL SERVICES CORP |
13F
|
Company |
0%
|
510
|
$7,000 | — | 30 Jun 2017 | |
| Creative Planning |
13F
|
Company |
0%
|
500
|
$7,000 | — | 30 Jun 2017 | |
| SevenBridge Financial Group, LLC |
13F
|
Company |
0%
|
464
|
$7,000 | — | 30 Jun 2017 | |
| QCI ASSET MANAGEMENT INC/NY |
13F
|
Company |
0%
|
350
|
$5,000 | — | 30 Jun 2017 |
Institutional Holders of FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA) as of Q3 2017
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.