FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA)
CUSIP: 337318109
Q4 2014 13F Holders as of 31 Dec 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 20,016,035
- Total 13F shares
- 4,978,328
- Share change
- +313,914
- Total reported value
- $71,386,081
- Price per share
- $14.34
- Number of holders
- 35
- Value change
- +$4,504,215
- Number of buys
- 18
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 337318109?
CUSIP 337318109 identifies FFA - FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 337318109:
Top shareholders of FFA - FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
|
Company |
5.8%
|
1,167,731
|
$16,687,000 | — | 30 Sep 2014 | |
| Invesco Ltd. |
13F
|
Company |
4.7%
|
946,007
|
$13,518,000 | — | 30 Sep 2014 | |
| MORGAN STANLEY |
13F
|
Company |
3.7%
|
739,433
|
$10,567,000 | — | 30 Sep 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2%
|
391,680
|
$5,598,000 | — | 30 Sep 2014 | |
| North Star Investment Management Corp. |
13F
|
Company |
1.5%
|
293,748
|
$4,198,000 | — | 30 Sep 2014 | |
| UBS AG |
13F
|
Company |
0.94%
|
188,766
|
$2,697,000 | — | 30 Sep 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.92%
|
183,671
|
$2,625,000 | — | 30 Sep 2014 | |
| Karpus Management, Inc. |
13F
|
Company |
0.65%
|
129,338
|
$1,848,000 | — | 30 Sep 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.65%
|
129,192
|
$1,846,000 | — | 30 Sep 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.54%
|
107,359
|
$1,534,000 | — | 30 Sep 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.41%
|
83,015
|
$1,186,000 | — | 30 Sep 2014 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.28%
|
56,448
|
$807,000 | — | 30 Sep 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.22%
|
44,138
|
$628,000 | — | 30 Sep 2014 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.17%
|
33,910
|
$485,000 | — | 30 Sep 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.16%
|
31,801
|
$455,000 | — | 30 Sep 2014 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.15%
|
30,734
|
$439,000 | — | 30 Sep 2014 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.12%
|
23,170
|
$331,000 | — | 30 Sep 2014 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.08%
|
15,692
|
$224,000 | — | 30 Sep 2014 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.06%
|
11,615
|
$165,000 | — | 30 Sep 2014 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.04%
|
7,469
|
$107,000 | — | 30 Sep 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.03%
|
5,306
|
$76,000 | — | 30 Sep 2014 | |
| TRUST CO OF VERMONT |
13F
|
Company |
0.02%
|
4,000
|
$57,000 | — | 30 Sep 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
2,795
|
$39,940 | — | 30 Sep 2014 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.01%
|
2,579
|
$36,000 | — | 30 Sep 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
2,104
|
$30,000 | — | 30 Sep 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,631
|
$23,000 | — | 30 Sep 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
1,400
|
$20,000 | — | 30 Sep 2014 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.01%
|
1,106
|
$16,000 | — | 30 Sep 2014 | |
| Barrett Asset Management, LLC |
13F
|
Company |
0%
|
1,000
|
$14,000 | — | 30 Sep 2014 | |
| ENTERPRISE FINANCIAL SERVICES CORP |
13F
|
Company |
0%
|
714
|
$10,000 | — | 30 Sep 2014 | |
| WFG Advisors, LP |
13F
|
Company |
0%
|
245
|
$4,000 | — | 30 Sep 2014 | |
| Ground Swell Capital, LLC |
13F
|
Company |
0%
|
110
|
$2,000 | — | 30 Sep 2014 | |
| MassMutual Private Wealth & Trust, FSB |
13F
|
Company |
0%
|
43
|
$614 | — | 30 Sep 2014 |
Institutional Holders of FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA) as of Q4 2014
As of 31 Dec 2014,
FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA) was held by
35 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,978,328 shares.
The largest 10 holders included
Advisors Asset Management, Inc., Invesco Ltd., MORGAN STANLEY, WELLS FARGO & COMPANY/MN, North Star Investment Management Corp., RAYMOND JAMES & ASSOCIATES, UBS Group AG, ROYAL BANK OF CANADA, Commonwealth Equity Services, Inc, and Karpus Management, Inc..
This page lists
35
institutional shareholders reporting positions in this security
for the Q4 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2014 vs Q3 2014 Across Filers
Q3 2014 holders
32
Q4 2014 holders
35
Holder diff
3
| Investor | Q3 2014 Shares | Q4 2014 Shares | Share Diff | Share Chg % | Q3 2014 Value $ | Q4 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.