FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA)
CUSIP: 337318109
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 20,016,035
- Total 13F shares
- 4,637,840
- Share change
- +94,618
- Total reported value
- $66,271,554
- Price per share
- $14.29
- Number of holders
- 32
- Value change
- +$1,336,631
- Number of buys
- 18
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 337318109?
CUSIP 337318109 identifies FFA - FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 337318109:
Top shareholders of FFA - FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
|
Company |
6%
|
1,196,847
|
$17,306,000 | — | 30 Jun 2014 | |
| Invesco Ltd. |
13F
|
Company |
3.8%
|
767,087
|
$11,092,000 | — | 30 Jun 2014 | |
| MORGAN STANLEY |
13F
|
Company |
3.4%
|
689,037
|
$9,963,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.9%
|
388,425
|
$5,617,000 | — | 30 Jun 2014 | |
| North Star Investment Management Corp. |
13F
|
Company |
1.4%
|
287,187
|
$4,153,000 | — | 30 Jun 2014 | |
| Karpus Management, Inc. |
13F
|
Company |
1.1%
|
218,506
|
$3,160,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
0.91%
|
181,806
|
$2,629,000 | — | 30 Jun 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.79%
|
157,148
|
$2,272,000 | — | 30 Jun 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.63%
|
127,075
|
$1,838,000 | — | 30 Jun 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.53%
|
105,333
|
$1,523,000 | — | 30 Jun 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.44%
|
88,940
|
$1,286,000 | — | 30 Jun 2014 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.3%
|
59,854
|
$863,000 | — | 30 Jun 2014 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.28%
|
56,035
|
$810,000 | — | 30 Jun 2014 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.24%
|
48,336
|
$699,000 | — | 30 Jun 2014 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.24%
|
47,475
|
$686,000 | — | 30 Jun 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.2%
|
40,738
|
$589,000 | — | 30 Jun 2014 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.12%
|
23,170
|
$335,000 | — | 30 Jun 2014 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.08%
|
15,692
|
$227,000 | — | 30 Jun 2014 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.06%
|
11,598
|
$161,000 | — | 30 Jun 2014 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.04%
|
7,469
|
$108,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.04%
|
7,249
|
$105,000 | — | 30 Jun 2014 | |
| TRUST CO OF VERMONT |
13F
|
Company |
0.02%
|
4,000
|
$58,000 | — | 30 Jun 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
3,282
|
$47,000 | — | 30 Jun 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
2,795
|
$40,415 | — | 30 Jun 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
2,104
|
$30,000 | — | 30 Jun 2014 | |
| Barrett Asset Management, LLC |
13F
|
Company |
0.01%
|
1,800
|
$26,000 | — | 30 Jun 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,766
|
$26,000 | — | 30 Jun 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
1,000
|
$14,000 | — | 30 Jun 2014 | |
| ENTERPRISE FINANCIAL SERVICES CORP |
13F
|
Company |
0%
|
714
|
$10,000 | — | 30 Jun 2014 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0%
|
509
|
$7,363 | — | 30 Jun 2014 | |
| WFG Advisors, LP |
13F
|
Company |
0%
|
245
|
$4,000 | — | 30 Jun 2014 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.05%
|
10,168
|
$1,470 | — | 30 Jun 2014 |
Institutional Holders of FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA) as of Q3 2014
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.