Security key
337318109
FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA)
CUSIP: 337318109
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 20,016,035
- Total 13F shares
- 4,637,840
- Share change
- +94,618
- Total reported value
- $66,271,554
- Price per share
- $14.29
- Number of holders
- 32
- Value change
- +$1,336,631
- Number of buys
- 18
- Number of sells
- 9
Report period
Q3 2014
Institutions
32
Top holders
10
FFA full security history
Newer quarter: Q4 2014
Previous quarter: Q2 2014
FIRST TRUST ENHANCED EQUITY INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 337318109
Recent filing periods:
Top shareholders of FFA - FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
|
Company |
6%
|
1,196,847
|
$17,306,000 | — | 30 Jun 2014 | |
| Invesco Ltd. |
13F
|
Company |
3.8%
|
767,087
|
$11,092,000 | — | 30 Jun 2014 | |
| MORGAN STANLEY |
13F
|
Company |
3.4%
|
689,037
|
$9,963,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.9%
|
388,425
|
$5,617,000 | — | 30 Jun 2014 | |
| North Star Investment Management Corp. |
13F
|
Company |
1.4%
|
287,187
|
$4,153,000 | — | 30 Jun 2014 | |
| Karpus Management, Inc. |
13F
|
Company |
1.1%
|
218,506
|
$3,160,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
0.91%
|
181,806
|
$2,629,000 | — | 30 Jun 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.79%
|
157,148
|
$2,272,000 | — | 30 Jun 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.63%
|
127,075
|
$1,838,000 | — | 30 Jun 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.53%
|
105,333
|
$1,523,000 | — | 30 Jun 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.44%
|
88,940
|
$1,286,000 | — | 30 Jun 2014 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.3%
|
59,854
|
$863,000 | — | 30 Jun 2014 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.28%
|
56,035
|
$810,000 | — | 30 Jun 2014 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.24%
|
48,336
|
$699,000 | — | 30 Jun 2014 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.24%
|
47,475
|
$686,000 | — | 30 Jun 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.2%
|
40,738
|
$589,000 | — | 30 Jun 2014 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.12%
|
23,170
|
$335,000 | — | 30 Jun 2014 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.08%
|
15,692
|
$227,000 | — | 30 Jun 2014 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.06%
|
11,598
|
$161,000 | — | 30 Jun 2014 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.05%
|
10,168
|
$1,470 | — | 30 Jun 2014 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.04%
|
7,469
|
$108,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.04%
|
7,249
|
$105,000 | — | 30 Jun 2014 | |
| TRUST CO OF VERMONT |
13F
|
Company |
0.02%
|
4,000
|
$58,000 | — | 30 Jun 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
3,282
|
$47,000 | — | 30 Jun 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
2,795
|
$40,415 | — | 30 Jun 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
2,104
|
$30,000 | — | 30 Jun 2014 | |
| Barrett Asset Management, LLC |
13F
|
Company |
0.01%
|
1,800
|
$26,000 | — | 30 Jun 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,766
|
$26,000 | — | 30 Jun 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
1,000
|
$14,000 | — | 30 Jun 2014 | |
| ENTERPRISE FINANCIAL SERVICES CORP |
13F
|
Company |
0%
|
714
|
$10,000 | — | 30 Jun 2014 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0%
|
509
|
$7,363 | — | 30 Jun 2014 | |
| WFG Advisors, LP |
13F
|
Company |
0%
|
245
|
$4,000 | — | 30 Jun 2014 |
Institutional Holders of FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA) as of Q3 2014
As of 30 Sep 2014,
FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA) was held by
32 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,637,840 shares.
The largest 10 holders included
Advisors Asset Management, Inc., Invesco Ltd., MORGAN STANLEY, WELLS FARGO & COMPANY/MN, North Star Investment Management Corp., UBS AG, RAYMOND JAMES & ASSOCIATES, Karpus Management, Inc., ROYAL BANK OF CANADA, and Commonwealth Equity Services, Inc.
This page lists
32
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
32
Q3 2014 holders
32
Holder diff
0
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.