Security key
33718W103
First Trust Intermediate Duration Preferred & Income Fund - Common Stock (FPF)
CUSIP: 33718W103
Q3 2018 13F Holders as of 30 Sep 2018
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 60,669,515
- Total 13F shares
- 9,989,530
- Share change
- -229,233
- Total reported value
- $215,344,394
- Price per share
- $21.56
- Number of holders
- 87
- Value change
- -$4,985,252
- Number of buys
- 47
- Number of sells
- 41
Report period
Q3 2018
Institutions
87
Top holders
10
FPF full security history
Newer quarter: Q4 2018
Previous quarter: Q2 2018
First Trust Intermediate Duration Preferred & Income Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33718W103
Recent filing periods:
Top shareholders of FPF - First Trust Intermediate Duration Preferred & Income Fund - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
6.6%
|
3,984,368
|
$86,023,000 | — | 30 Jun 2018 | |
| HCR Wealth Advisors |
13F
|
Company |
2%
|
1,211,521
|
$25,853,000 | — | 30 Jun 2018 | |
| Invesco Ltd. |
13F
|
Company |
1.4%
|
826,277
|
$17,840,000 | — | 30 Jun 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.4%
|
819,919
|
$17,702,000 | — | 30 Jun 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.65%
|
394,857
|
$8,525,000 | — | 30 Jun 2018 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.61%
|
369,371
|
$7,975,000 | — | 30 Jun 2018 | |
| COMERICA SECURITIES INC |
13F
|
Company |
0.58%
|
354,152
|
$7,646,000 | — | 30 Jun 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.53%
|
318,897
|
$6,885,000 | — | 30 Jun 2018 | |
| Bramshill Investments, LLC |
13F
|
Company |
0.46%
|
279,135
|
$6,027,000 | — | 30 Jun 2018 | |
| Sterneck Capital Management, LLC |
13F
|
Company |
0.4%
|
240,398
|
$5,190,000 | — | 30 Jun 2018 | |
| LPL Financial LLC |
13F
|
Company |
0.36%
|
217,781
|
$4,702,000 | — | 30 Jun 2018 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.29%
|
175,850
|
$3,797,000 | — | 30 Jun 2018 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.24%
|
147,081
|
$3,175,000 | — | 30 Jun 2018 | |
| Curi Capital, LLC |
13F
|
Company |
0.22%
|
131,465
|
$2,838,000 | — | 30 Jun 2018 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.21%
|
129,755
|
$2,801,000 | — | 30 Jun 2018 | |
| UBS Group AG |
13F
|
Company |
0.2%
|
121,707
|
$2,628,000 | — | 30 Jun 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.19%
|
112,415
|
$2,427,000 | — | 30 Jun 2018 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.18%
|
111,223
|
$2,401,000 | — | 30 Jun 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
0.17%
|
100,446
|
$2,169,000 | — | 30 Jun 2018 | |
| VISTA INVESTMENT MANAGEMENT |
13F
|
Company |
0.14%
|
87,306
|
$1,885,000 | — | 30 Jun 2018 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.13%
|
78,750
|
$1,700,000 | — | 30 Jun 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.12%
|
70,663
|
$1,643,000 | — | 30 Jun 2018 | |
| Icon Wealth Partners, LLC |
13F
|
Company |
0.11%
|
65,920
|
$1,423,000 | — | 30 Jun 2018 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.1%
|
61,234
|
$1,322,000 | — | 30 Jun 2018 | |
| Cornerstone Wealth Management, LLC |
13F
|
Company |
0.1%
|
57,940
|
$2,691,000 | — | 30 Jun 2018 | |
| Cetera Advisors LLC |
13F
|
Company |
0.09%
|
56,584
|
$1,225,000 | — | 30 Jun 2018 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.09%
|
51,635
|
$1,114,000 | — | 30 Jun 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.08%
|
49,972
|
$1,079,000 | — | 30 Jun 2018 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.08%
|
46,021
|
$994,000 | — | 30 Jun 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
0.07%
|
44,850
|
$968,000 | — | 30 Jun 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.07%
|
42,740
|
$923,000 | — | 30 Jun 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.07%
|
42,033
|
$907,000 | — | 30 Jun 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.07%
|
41,197
|
$889,000 | — | 30 Jun 2018 | |
| Wela Strategies, Inc. |
13F
|
Company |
0.07%
|
39,656
|
$856,000 | — | 30 Jun 2018 | |
| Mathes Company, Inc. |
13F
|
Company |
0.05%
|
33,250
|
$718,000 | — | 30 Jun 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.05%
|
32,266
|
$698,000 | — | 30 Jun 2018 | |
| Na Bokf |
13F
|
Individual |
0.05%
|
30,800
|
$665,000 | — | 30 Jun 2018 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.05%
|
29,884
|
$645,000 | — | 30 Jun 2018 | |
| Armor Investment Advisors, LLC |
13F
|
Company |
0.05%
|
29,200
|
$630,000 | — | 30 Jun 2018 | |
| Cetera Investment Advisers |
13F
|
Company |
0.04%
|
24,652
|
$533,000 | — | 30 Jun 2018 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.04%
|
24,586
|
$531,000 | — | 30 Jun 2018 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.04%
|
24,365
|
$526,000 | — | 30 Jun 2018 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.04%
|
24,027
|
$519,000 | — | 30 Jun 2018 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.04%
|
21,953
|
$474,000 | — | 30 Jun 2018 | |
| INFRASTRUCTURE CAPITAL ADVISORS, LLC |
13F
|
Company |
0.04%
|
21,500
|
$464,000 | — | 30 Jun 2018 | |
| DELTA CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.03%
|
19,540
|
$422,000 | — | 30 Jun 2018 | |
| Sowell Financial Services LLC |
13F
|
Company |
0.03%
|
19,475
|
$424,000 | — | 30 Jun 2018 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
0.03%
|
17,814
|
$385,000 | — | 30 Jun 2018 | |
| Dynasty Wealth Management, LLC |
13F
|
Company |
0.03%
|
16,692
|
$360,000 | — | 30 Jun 2018 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.02%
|
14,954
|
$323,000 | — | 30 Jun 2018 |
Institutional Holders of First Trust Intermediate Duration Preferred & Income Fund - Common Stock (FPF) as of Q3 2018
As of 30 Sep 2018,
First Trust Intermediate Duration Preferred & Income Fund - Common Stock (FPF) was held by
87 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,989,530 shares.
The largest 10 holders included
MORGAN STANLEY, Invesco Ltd., WELLS FARGO & COMPANY/MN, ROYAL BANK OF CANADA, COMERICA SECURITIES INC, BANK OF AMERICA CORP /DE/, Sterneck Capital Management, LLC, LPL Financial LLC, Capital Investment Advisors, LLC, and Parametric Portfolio Associates LLC.
This page lists
87
institutional shareholders reporting positions in this security
for the Q3 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2018 vs Q2 2018 Across Filers
Q2 2018 holders
87
Q3 2018 holders
87
Holder diff
0
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 Value $ | Q3 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.