Security key
33718W103
First Trust Intermediate Duration Preferred & Income Fund - Common Stock (FPF)
CUSIP: 33718W103
Q4 2018 13F Holders as of 31 Dec 2018
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 60,669,515
- Total 13F shares
- 10,738,786
- Share change
- +788,690
- Total reported value
- $212,692,981
- Price per share
- $19.80
- Number of holders
- 91
- Value change
- +$14,544,866
- Number of buys
- 48
- Number of sells
- 45
Report period
Q4 2018
Institutions
91
Top holders
10
FPF full security history
Newer quarter: Q1 2019
Previous quarter: Q3 2018
First Trust Intermediate Duration Preferred & Income Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33718W103
Recent filing periods:
Top shareholders of FPF - First Trust Intermediate Duration Preferred & Income Fund - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
7.2%
|
4,339,398
|
$93,557,000 | — | 30 Sep 2018 | |
| Invesco Ltd. |
13F
|
Company |
1.6%
|
966,937
|
$20,847,000 | — | 30 Sep 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.1%
|
696,608
|
$15,020,000 | — | 30 Sep 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.73%
|
442,488
|
$9,540,000 | — | 30 Sep 2018 | |
| COMERICA SECURITIES INC |
13F
|
Company |
0.55%
|
334,486
|
$7,212,000 | — | 30 Sep 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.47%
|
283,307
|
$6,108,000 | — | 30 Sep 2018 | |
| Cornerstone Wealth Management, LLC |
13F
|
Company |
0.4%
|
243,479
|
$9,905,000 | — | 30 Sep 2018 | |
| Sterneck Capital Management, LLC |
13F
|
Company |
0.38%
|
228,741
|
$4,932,000 | — | 30 Sep 2018 | |
| LPL Financial LLC |
13F
|
Company |
0.35%
|
212,884
|
$4,590,000 | — | 30 Sep 2018 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.32%
|
194,668
|
$4,197,000 | — | 30 Sep 2018 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.26%
|
155,323
|
$3,349,000 | — | 30 Sep 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
0.23%
|
136,831
|
$2,950,000 | — | 30 Sep 2018 | |
| UBS Group AG |
13F
|
Company |
0.2%
|
118,736
|
$2,560,000 | — | 30 Sep 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.18%
|
111,807
|
$2,410,000 | — | 30 Sep 2018 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.17%
|
104,371
|
$2,250,000 | — | 30 Sep 2018 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.17%
|
103,543
|
$2,232,000 | — | 30 Sep 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.17%
|
101,805
|
$2,195,000 | — | 30 Sep 2018 | |
| VISTA INVESTMENT MANAGEMENT |
13F
|
Company |
0.15%
|
92,013
|
$1,984,000 | — | 30 Sep 2018 | |
| NINE MASTS CAPITAL Ltd |
13F
|
Company |
0.15%
|
90,900
|
$1,947,000 | — | 30 Sep 2018 | |
| Curi Capital, LLC |
13F
|
Company |
0.11%
|
67,672
|
$1,459,000 | — | 30 Sep 2018 | |
| Icon Wealth Partners, LLC |
13F
|
Company |
0.11%
|
66,920
|
$1,443,000 | — | 30 Sep 2018 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.11%
|
65,612
|
$1,415,000 | — | 30 Sep 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
0.11%
|
65,316
|
$1,409,000 | — | 30 Sep 2018 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.11%
|
65,040
|
$1,402,000 | — | 30 Sep 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.09%
|
56,093
|
$1,209,000 | — | 30 Sep 2018 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.09%
|
52,943
|
$1,141,000 | — | 30 Sep 2018 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.08%
|
48,338
|
$1,027,000 | — | 30 Sep 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.08%
|
45,535
|
$982,000 | — | 30 Sep 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.07%
|
42,386
|
$913,000 | — | 30 Sep 2018 | |
| Wela Strategies, Inc. |
13F
|
Company |
0.07%
|
41,860
|
$903,000 | — | 30 Sep 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.07%
|
40,679
|
$874,000 | — | 30 Sep 2018 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.06%
|
34,282
|
$739,000 | — | 30 Sep 2018 | |
| Mathes Company, Inc. |
13F
|
Company |
0.05%
|
32,750
|
$706,000 | — | 30 Sep 2018 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.05%
|
32,293
|
$696,000 | — | 30 Sep 2018 | |
| Armor Investment Advisors, LLC |
13F
|
Company |
0.05%
|
29,568
|
$637,000 | — | 30 Sep 2018 | |
| Cetera Advisors LLC |
13F
|
Company |
0.05%
|
27,913
|
$604,000 | — | 30 Sep 2018 | |
| Proficio Capital Partners LLC |
13F
|
Company |
0.04%
|
24,115
|
$520,000 | — | 30 Sep 2018 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.04%
|
23,900
|
$515,000 | — | 30 Sep 2018 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.04%
|
23,572
|
$508,000 | — | 30 Sep 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.04%
|
22,745
|
$490,000 | — | 30 Sep 2018 | |
| INFRASTRUCTURE CAPITAL ADVISORS, LLC |
13F
|
Company |
0.03%
|
21,000
|
$453,000 | — | 30 Sep 2018 | |
| DELTA CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.03%
|
20,040
|
$432,000 | — | 30 Sep 2018 | |
| Sowell Financial Services LLC |
13F
|
Company |
0.03%
|
19,532
|
$421,000 | — | 30 Sep 2018 | |
| Fiera Capital Corp |
13F
|
Company |
0.03%
|
17,991
|
$388,000 | — | 30 Sep 2018 | |
| Na Bokf |
13F
|
Individual |
0.03%
|
16,905
|
$364,000 | — | 30 Sep 2018 | |
| Dynasty Wealth Management, LLC |
13F
|
Company |
0.03%
|
16,200
|
$349,000 | — | 30 Sep 2018 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0.03%
|
15,334
|
$326,000 | — | 30 Sep 2018 | |
| HCR Wealth Advisors |
13F
|
Company |
0.03%
|
15,300
|
$2,611,000 | — | 30 Sep 2018 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.02%
|
14,765
|
$319,000 | — | 30 Sep 2018 | |
| WHITENER CAPITAL MANAGEMENT, INC. |
13F
|
Company |
0.02%
|
13,900
|
$299,000 | — | 30 Sep 2018 |
Institutional Holders of First Trust Intermediate Duration Preferred & Income Fund - Common Stock (FPF) as of Q4 2018
As of 31 Dec 2018,
First Trust Intermediate Duration Preferred & Income Fund - Common Stock (FPF) was held by
91 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
10,738,786 shares.
The largest 10 holders included
MORGAN STANLEY, Invesco Ltd., WELLS FARGO & COMPANY/MN, RIVERNORTH CAPITAL MANAGEMENT, LLC, ROYAL BANK OF CANADA, BANK OF AMERICA CORP /DE/, Parametric Portfolio Associates LLC, STIFEL FINANCIAL CORP, Capital Investment Advisors, LLC, and Sterneck Capital Management, LLC.
This page lists
91
institutional shareholders reporting positions in this security
for the Q4 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2018 vs Q3 2018 Across Filers
Q3 2018 holders
87
Q4 2018 holders
91
Holder diff
4
| Investor | Q3 2018 Shares | Q4 2018 Shares | Share Diff | Share Chg % | Q3 2018 Value $ | Q4 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.