Security key
33718W103
First Trust Intermediate Duration Preferred & Income Fund - Common Stock (FPF)
CUSIP: 33718W103
Q1 2017 13F Holders as of 31 Mar 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 60,669,515
- Total 13F shares
- 9,908,294
- Share change
- +513,707
- Total reported value
- $230,277,715
- Price per share
- $23.24
- Number of holders
- 71
- Value change
- +$12,524,364
- Number of buys
- 34
- Number of sells
- 31
Report period
Q1 2017
Institutions
71
Top holders
10
FPF full security history
Newer quarter: Q2 2017
Previous quarter: Q4 2016
First Trust Intermediate Duration Preferred & Income Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33718W103
Recent filing periods:
Top shareholders of FPF - First Trust Intermediate Duration Preferred & Income Fund - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
6.1%
|
3,730,216
|
$84,639,000 | — | 31 Dec 2016 | |
| BESSEMER GROUP INC |
13F
|
Company |
1.1%
|
659,343
|
$14,960,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.88%
|
534,058
|
$12,118,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.83%
|
502,024
|
$11,390,000 | — | 31 Dec 2016 | |
| Invesco Ltd. |
13F
|
Company |
0.81%
|
489,199
|
$11,100,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
0.73%
|
445,088
|
$10,099,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.68%
|
413,793
|
$9,390,000 | — | 31 Dec 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.45%
|
271,333
|
$5,798,000 | — | 31 Dec 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.44%
|
265,861
|
$6,033,000 | — | 31 Dec 2016 | |
| COMERICA SECURITIES INC |
13F
|
Company |
0.43%
|
263,154
|
$5,971,000 | — | 31 Dec 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.35%
|
209,421
|
$4,804,000 | — | 31 Dec 2016 | |
| Sterneck Capital Management, LLC |
13F
|
Company |
0.34%
|
203,802
|
$4,624,000 | — | 31 Dec 2016 | |
| JANUS HENDERSON INVESTORS US LLC |
13F
|
Company |
0.19%
|
113,600
|
$2,578,000 | — | 31 Dec 2016 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.17%
|
100,753
|
$2,292,000 | — | 31 Dec 2016 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
0.16%
|
98,236
|
$2,228,000 | — | 31 Dec 2016 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
0.15%
|
92,232
|
$2,091,000 | — | 31 Dec 2016 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.13%
|
80,216
|
$1,820,000 | — | 31 Dec 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.12%
|
75,284
|
$1,710,000 | — | 31 Dec 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.11%
|
69,721
|
$1,582,000 | — | 31 Dec 2016 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.11%
|
66,050
|
$1,541,000 | — | 31 Dec 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.11%
|
64,987
|
$1,475,000 | — | 31 Dec 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.11%
|
64,529
|
$1,464,000 | — | 31 Dec 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.1%
|
57,960
|
$1,315,000 | — | 31 Dec 2016 | |
| INFRASTRUCTURE CAPITAL ADVISORS, LLC |
13F
|
Company |
0.07%
|
42,865
|
$973,000 | — | 31 Dec 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.07%
|
40,497
|
$919,000 | — | 31 Dec 2016 | |
| Mathes Company, Inc. |
13F
|
Company |
0.06%
|
39,250
|
$891,000 | — | 31 Dec 2016 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.06%
|
33,824
|
$779,000 | — | 31 Dec 2016 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.05%
|
27,563
|
$638,000 | — | 31 Dec 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.04%
|
24,750
|
$562,000 | — | 31 Dec 2016 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.04%
|
21,845
|
$496,000 | — | 31 Dec 2016 | |
| HCR Wealth Advisors |
13F
|
Company |
0.03%
|
19,545
|
$2,235,000 | — | 31 Dec 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.03%
|
18,348
|
$417,000 | — | 31 Dec 2016 | |
| IHT Wealth Management, LLC |
13F
|
Company |
0.03%
|
15,525
|
$356,000 | — | 31 Dec 2016 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.02%
|
14,400
|
$327,000 | — | 31 Dec 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.02%
|
14,283
|
$324,000 | — | 31 Dec 2016 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.02%
|
14,280
|
$324,000 | — | 31 Dec 2016 | |
| Transform Wealth, LLC |
13F
|
Company |
0.02%
|
13,516
|
$307,000 | — | 31 Dec 2016 | |
| DELTA CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.02%
|
13,260
|
$301,000 | — | 31 Dec 2016 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.02%
|
13,044
|
$296,000 | — | 31 Dec 2016 | |
| Partnervest Advisory Services LLC |
13F
|
Company |
0.02%
|
12,919
|
$293,000 | — | 31 Dec 2016 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.02%
|
12,502
|
$284,000 | — | 31 Dec 2016 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.02%
|
12,115
|
$275,000 | — | 31 Dec 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.02%
|
11,930
|
$271,000 | — | 31 Dec 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.02%
|
10,462
|
$237,000 | — | 31 Dec 2016 | |
| Alpine Global Management, LLC |
13F
|
Company |
0.02%
|
9,516
|
$216,000 | — | 31 Dec 2016 | |
| LVW Advisors, LLC |
13F
|
Company |
0.01%
|
9,097
|
$206,000 | — | 31 Dec 2016 | |
| First Horizon Advisors, Inc. |
13F
|
Company |
0.01%
|
9,040
|
$206,000 | — | 31 Dec 2016 | |
| AllSquare Wealth Management LLC |
13F
|
Company |
0.01%
|
8,800
|
$200,000 | — | 31 Dec 2016 | |
| Intellectus Partners, LLC |
13F
|
Company |
0.01%
|
8,620
|
$196,000 | — | 31 Dec 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.01%
|
7,075
|
$160,000 | — | 31 Dec 2016 |
Institutional Holders of First Trust Intermediate Duration Preferred & Income Fund - Common Stock (FPF) as of Q1 2017
As of 31 Mar 2017,
First Trust Intermediate Duration Preferred & Income Fund - Common Stock (FPF) was held by
71 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,908,294 shares.
The largest 10 holders included
MORGAN STANLEY, UBS Group AG, BESSEMER GROUP INC, Invesco Ltd., WELLS FARGO & COMPANY/MN, BANK OF AMERICA CORP /DE/, ROYAL BANK OF CANADA, COMERICA SECURITIES INC, Vident Investment Advisory, LLC, and GUGGENHEIM CAPITAL LLC.
This page lists
71
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
70
Q1 2017 holders
71
Holder diff
1
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.