Security key
33718W103
First Trust Intermediate Duration Preferred & Income Fund - Common Stock (FPF)
CUSIP: 33718W103
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 60,669,515
- Total 13F shares
- 9,381,868
- Share change
- +548,603
- Total reported value
- $212,653,927
- Price per share
- $22.69
- Number of holders
- 70
- Value change
- +$12,255,972
- Number of buys
- 42
- Number of sells
- 16
Report period
Q4 2016
Institutions
70
Top holders
10
FPF full security history
Newer quarter: Q1 2017
Previous quarter: Q3 2016
First Trust Intermediate Duration Preferred & Income Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33718W103
Recent filing periods:
Top shareholders of FPF - First Trust Intermediate Duration Preferred & Income Fund - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
6.1%
|
3,677,919
|
$85,843,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.86%
|
519,176
|
$12,118,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
0.78%
|
474,421
|
$11,073,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.78%
|
473,185
|
$11,043,000 | — | 30 Sep 2016 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.73%
|
445,692
|
$10,402,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
0.7%
|
423,976
|
$9,896,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.62%
|
376,658
|
$8,791,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.43%
|
259,115
|
$6,048,000 | — | 30 Sep 2016 | |
| COMERICA SECURITIES INC |
13F
|
Company |
0.4%
|
241,863
|
$5,645,000 | — | 30 Sep 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.36%
|
221,333
|
$5,166,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.33%
|
202,370
|
$4,669,000 | — | 30 Sep 2016 | |
| NINE MASTS CAPITAL Ltd |
13F
|
Company |
0.24%
|
143,498
|
$3,349,000 | — | 30 Sep 2016 | |
| JANUS HENDERSON INVESTORS US LLC |
13F
|
Company |
0.18%
|
109,700
|
$2,560,000 | — | 30 Sep 2016 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.15%
|
91,473
|
$2,143,000 | — | 30 Sep 2016 | |
| Sterneck Capital Management, LLC |
13F
|
Company |
0.15%
|
90,996
|
$2,124,000 | — | 30 Sep 2016 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
0.14%
|
86,551
|
$2,020,000 | — | 30 Sep 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.14%
|
83,682
|
$1,953,000 | — | 30 Sep 2016 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
0.13%
|
81,722
|
$1,905,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.13%
|
76,558
|
$1,787,000 | — | 30 Sep 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.11%
|
66,393
|
$1,550,000 | — | 30 Sep 2016 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.11%
|
66,050
|
$1,541,000 | — | 30 Sep 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.11%
|
65,334
|
$1,525,000 | — | 30 Sep 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.09%
|
57,365
|
$1,339,000 | — | 30 Sep 2016 | |
| Mathes Company, Inc. |
13F
|
Company |
0.06%
|
39,250
|
$916,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.06%
|
34,186
|
$798,000 | — | 30 Sep 2016 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.05%
|
33,037
|
$762,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.05%
|
29,690
|
$693,000 | — | 30 Sep 2016 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.05%
|
27,548
|
$608,000 | — | 30 Sep 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.03%
|
21,100
|
$492,000 | — | 30 Sep 2016 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.03%
|
20,315
|
$474,000 | — | 30 Sep 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.03%
|
17,705
|
$413,000 | — | 30 Sep 2016 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.03%
|
17,062
|
$398,000 | — | 30 Sep 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.02%
|
14,750
|
$344,000 | — | 30 Sep 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.02%
|
13,767
|
$322,000 | — | 30 Sep 2016 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.02%
|
13,593
|
$317,000 | — | 30 Sep 2016 | |
| DELTA CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.02%
|
13,260
|
$309,000 | — | 30 Sep 2016 | |
| Partnervest Advisory Services LLC |
13F
|
Company |
0.02%
|
12,919
|
$302,000 | — | 30 Sep 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.02%
|
11,930
|
$278,000 | — | 30 Sep 2016 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.02%
|
11,540
|
$269,000 | — | 30 Sep 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.02%
|
9,956
|
$232,000 | — | 30 Sep 2016 | |
| Curi Capital, LLC |
13F
|
Company |
0.02%
|
9,451
|
$221,000 | — | 30 Sep 2016 | |
| LVW Advisors, LLC |
13F
|
Company |
0.01%
|
9,097
|
$212,000 | — | 30 Sep 2016 | |
| First Horizon Advisors, Inc. |
13F
|
Company |
0.01%
|
9,040
|
$206,000 | — | 30 Sep 2016 | |
| AllSquare Wealth Management LLC |
13F
|
Company |
0.01%
|
7,800
|
$182,000 | — | 30 Sep 2016 | |
| Cordasco Financial Network |
13F
|
Company |
0.01%
|
5,810
|
$137,000 | — | 30 Sep 2016 | |
| FIRST FINANCIAL CORP /IN/ |
13F
|
Company |
0.01%
|
5,800
|
$135,000 | — | 30 Sep 2016 | |
| Creative Planning |
13F
|
Company |
0.01%
|
5,695
|
$133,000 | — | 30 Sep 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.01%
|
5,575
|
$130,000 | — | 30 Sep 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
2,378
|
$56,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
2,296
|
$54,000 | — | 30 Sep 2016 |
Institutional Holders of First Trust Intermediate Duration Preferred & Income Fund - Common Stock (FPF) as of Q4 2016
As of 31 Dec 2016,
First Trust Intermediate Duration Preferred & Income Fund - Common Stock (FPF) was held by
70 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,381,868 shares.
The largest 10 holders included
MORGAN STANLEY, BESSEMER GROUP INC, BANK OF AMERICA CORP /DE/, ROYAL BANK OF CANADA, Invesco Ltd., UBS Group AG, WELLS FARGO & COMPANY/MN, BANK OF MONTREAL /CAN/, GUGGENHEIM CAPITAL LLC, and COMERICA SECURITIES INC.
This page lists
70
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
59
Q4 2016 holders
70
Holder diff
11
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.