Q4 2013 13F Holders as of 31 Dec 2013
-
Type / Class
-
Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
-
Shares outstanding
-
2,698,176
-
Total 13F shares
-
1,295,549
-
Share change
-
+13,658
-
Total reported value
-
$41,475,459
-
Price per share
-
$32.59
-
Number of holders
-
23
-
Value change
-
+$445,083
-
Number of buys
-
1
Institutional Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q4 2013
As of 31 Dec 2013,
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) was held by
23 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,295,549 shares.
The largest 10 holders included
RiverFront Investment Group, LLC, RAYMOND JAMES & ASSOCIATES, SUSQUEHANNA INTERNATIONAL GROUP, LLP, WELLS FARGO & COMPANY/MN, MORGAN STANLEY, Camelot Portfolios, LLC, BB&T SECURITIES, LLC, Cetera Advisors LLC, Placemark Investments, Inc., and COMERICA SECURITIES INC.
This page lists
23
institutional shareholders reporting positions in this security
for the Q4 2013 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.