Security key
297602104
ETHAN ALLEN INTERIORS INC - Common Stock (ETD)
CUSIP: 297602104
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 25,461,876
- Total 13F shares
- 21,762,764
- Share change
- -733,127
- Total reported value
- $294,670,487
- Put/Call ratio
- 54%
- Price per share
- $13.54
- Number of holders
- 137
- Value change
- -$9,107,606
- Number of buys
- 61
- Number of sells
- 65
Report period
Q3 2020
Institutions
137
Top holders
10
ETD full security history
Newer quarter: Q4 2020
Previous quarter: Q2 2020
ETHAN ALLEN INTERIORS INC SEC filings
ETHAN ALLEN INTERIORS INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 297602104
Recent filing periods:
Top shareholders of ETD - ETHAN ALLEN INTERIORS INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
15%
|
3,865,652
|
$45,730,000 | — | 30 Jun 2020 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
8.2%
|
2,092,399
|
$24,753,000 | — | 30 Jun 2020 | |
| VANGUARD GROUP INC |
13F
|
Company |
7.3%
|
1,853,931
|
$21,932,000 | — | 30 Jun 2020 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
4.9%
|
1,260,126
|
$14,907,000 | — | 30 Jun 2020 | |
| Global Alpha Capital Management Ltd. |
13F
|
Company |
3.8%
|
979,817
|
$11,591,000 | — | 30 Jun 2020 | |
| STATE STREET CORP |
13F
|
Company |
3.8%
|
959,637
|
$11,353,000 | — | 30 Jun 2020 | |
| Invesco Ltd. |
13F
|
Company |
3.8%
|
956,404
|
$11,315,000 | — | 30 Jun 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
2.9%
|
732,981
|
$8,671,000 | — | 30 Jun 2020 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
2.6%
|
651,700
|
$7,710,000 | — | 30 Jun 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
2.4%
|
607,236
|
$7,185,000 | — | 30 Jun 2020 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
2.2%
|
567,670
|
$6,716,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
2%
|
512,250
|
$6,060,000 | — | 30 Jun 2020 | |
| Grantham, Mayo, Van Otterloo & Co. LLC |
13F
|
Company |
1.9%
|
495,900
|
$5,866,000 | — | 30 Jun 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
1.8%
|
470,054
|
$5,560,000 | — | 30 Jun 2020 | |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
1.6%
|
410,051
|
$4,851,000 | — | 30 Jun 2020 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.6%
|
398,540
|
$4,714,000 | — | 30 Jun 2020 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
1.5%
|
393,811
|
$4,659,000 | — | 30 Jun 2020 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
1.5%
|
377,533
|
$4,466,000 | — | 30 Jun 2020 | |
| Bank of New York Mellon Corp |
13F
|
Company |
1.1%
|
288,654
|
$3,415,000 | — | 30 Jun 2020 | |
| Assenagon Asset Management S.A. |
13F
|
Company |
1.1%
|
276,823
|
$3,275,000 | — | 30 Jun 2020 | |
| WINTON GROUP Ltd |
13F
|
Company |
0.94%
|
240,435
|
$2,844,000 | — | 30 Jun 2020 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.83%
|
210,788
|
$2,494,000 | — | 30 Jun 2020 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.83%
|
210,294
|
$2,488,000 | — | 30 Jun 2020 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
0.74%
|
188,712
|
$2,232,000 | — | 30 Jun 2020 | |
| Teton Advisors, Inc. |
13F
|
Company |
0.64%
|
163,810
|
$1,938,000 | — | 30 Jun 2020 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.59%
|
149,100
|
$1,764,000 | — | 30 Jun 2020 | |
| AMUNDI ASSET MANAGEMENT US, INC. |
13F
|
Company |
0.55%
|
139,853
|
$1,655,000 | — | 30 Jun 2020 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.54%
|
138,500
|
$1,643,779 | — | 30 Jun 2020 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.47%
|
118,830
|
$1,406,000 | — | 30 Jun 2020 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0.43%
|
108,631
|
$1,285,000 | — | 30 Jun 2020 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.43%
|
108,355
|
$1,282,000 | — | 30 Jun 2020 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.42%
|
107,065
|
$1,267,000 | — | 30 Jun 2020 | |
| Euclidean Technologies Management, LLC |
13F
|
Company |
0.4%
|
100,853
|
$1,193,000 | — | 30 Jun 2020 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
0.34%
|
87,126
|
$1,031,000 | — | 30 Jun 2020 | |
| LOS ANGELES CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.31%
|
78,820
|
$932,000 | — | 30 Jun 2020 | |
| PRUDENTIAL FINANCIAL INC |
13F
|
Company |
0.3%
|
75,178
|
$889,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.27%
|
69,340
|
$821,000 | — | 30 Jun 2020 | |
| York State Teachers Retirement System New |
13F
|
Individual |
0.27%
|
69,286
|
$820,000 | — | 30 Jun 2020 | |
| Legal & General Group Plc |
13F
|
Company |
0.26%
|
65,522
|
$775,000 | — | 30 Jun 2020 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.25%
|
63,546
|
$752,000 | — | 30 Jun 2020 | |
| NORGES BANK |
13F
|
Company |
0.25%
|
63,233
|
$748,000 | — | 30 Jun 2020 | |
| Cubist Systematic Strategies, LLC |
13F
|
Company |
0.24%
|
60,602
|
$717,000 | — | 30 Jun 2020 | |
| PUBLIC SECTOR PENSION INVESTMENT BOARD |
13F
|
Company |
0.24%
|
60,417
|
$715,000 | — | 30 Jun 2020 | |
| QS Investors, LLC |
13F
|
Company |
0.23%
|
58,638
|
$694,000 | — | 30 Jun 2020 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.23%
|
57,462
|
$678,000 | — | 30 Jun 2020 | |
| Swiss National Bank |
13F
|
Company |
0.22%
|
54,900
|
$649,000 | — | 30 Jun 2020 | |
| TUDOR INVESTMENT CORP ET AL |
13F
|
Company |
0.21%
|
53,721
|
$636,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.21%
|
52,804
|
$625,000 | — | 30 Jun 2020 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0.21%
|
52,360
|
$620,000 | — | 30 Jun 2020 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.2%
|
51,787
|
$613,000 | — | 30 Jun 2020 |
Institutional Holders of ETHAN ALLEN INTERIORS INC - Common Stock (ETD) as of Q3 2020
As of 30 Sep 2020,
ETHAN ALLEN INTERIORS INC - Common Stock (ETD) was held by
137 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
21,762,764 shares.
The largest 10 holders included
BlackRock Inc., DIMENSIONAL FUND ADVISORS LP, VANGUARD GROUP INC, LSV ASSET MANAGEMENT, STATE STREET CORP, MORGAN STANLEY, Global Alpha Capital Management Ltd., NORTHERN TRUST CORP, ROYCE & ASSOCIATES LP, and GOLDMAN SACHS GROUP INC.
This page lists
137
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
127
Q3 2020 holders
137
Holder diff
10
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.