Security key
297602104
ETHAN ALLEN INTERIORS INC - Common Stock (ETD)
CUSIP: 297602104
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 25,461,876
- Total 13F shares
- 26,878,707
- Share change
- -508,843
- Total reported value
- $990,428,388
- Price per share
- $36.85
- Number of holders
- 187
- Value change
- -$16,382,133
- Number of buys
- 76
- Number of sells
- 88
Report period
Q4 2016
Institutions
187
Top holders
10
ETD full security history
Newer quarter: Q1 2017
Previous quarter: Q3 2016
ETHAN ALLEN INTERIORS INC SEC filings
ETHAN ALLEN INTERIORS INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 297602104
Recent filing periods:
Top shareholders of ETD - ETHAN ALLEN INTERIORS INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| ROYCE & ASSOCIATES LP |
13F
|
Company |
9.4%
|
2,391,151
|
$74,771,000 | — | 30 Sep 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
9.1%
|
2,322,539
|
$72,625,000 | — | 30 Sep 2016 | |
| DISCIPLINED GROWTH INVESTORS INC /MN |
13F
|
Company |
8.8%
|
2,245,413
|
$70,214,000 | — | 30 Sep 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
8.1%
|
2,073,109
|
$64,826,000 | — | 30 Sep 2016 | |
| FMR LLC |
13F
|
Company |
8.1%
|
2,057,886
|
$64,351,000 | — | 30 Sep 2016 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
5.7%
|
1,456,803
|
$45,554,000 | — | 30 Sep 2016 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
5.5%
|
1,399,857
|
$43,773,000 | — | 30 Sep 2016 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
5.3%
|
1,354,490
|
$42,355,000 | — | 30 Sep 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
3.4%
|
873,041
|
$27,300,000 | — | 30 Sep 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
3.3%
|
832,757
|
$26,039,000 | — | 30 Sep 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
2.5%
|
648,430
|
$20,276,000 | — | 30 Sep 2016 | |
| STATE STREET CORP |
13F
|
Company |
2.1%
|
532,035
|
$16,642,000 | — | 30 Sep 2016 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
1.9%
|
481,467
|
$15,055,000 | — | 30 Sep 2016 | |
| LORD, ABBETT & CO. LLC |
13F
|
Company |
1.8%
|
455,033
|
$14,229,000 | — | 30 Sep 2016 | |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
1.6%
|
406,965
|
$12,726,000 | — | 30 Sep 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
1.5%
|
382,545
|
$11,963,000 | — | 30 Sep 2016 | |
| STATE OF WISCONSIN INVESTMENT BOARD |
13F
|
Company |
1.5%
|
381,552
|
$11,931,000 | — | 30 Sep 2016 | |
| NORGES BANK |
13F
|
Company |
1.5%
|
376,725
|
$11,251,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
1.3%
|
342,914
|
$10,722,000 | — | 30 Sep 2016 | |
| AJO, LP |
13F
|
Company |
1.3%
|
341,489
|
$10,678,000 | — | 30 Sep 2016 | |
| Netols Asset Management, Inc. |
13F
|
Company |
0.9%
|
228,956
|
$7,159,000 | — | 30 Sep 2016 | |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO |
13F
|
Company |
0.85%
|
216,624
|
$6,774,000 | — | 30 Sep 2016 | |
| Emerald Acquisition Ltd. |
13F
|
Company |
0.84%
|
213,776
|
$6,685,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.81%
|
206,597
|
$6,460,000 | — | 30 Sep 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.8%
|
203,835
|
$6,373,000 | — | 30 Sep 2016 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
0.74%
|
187,425
|
$5,861,000 | — | 30 Sep 2016 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.64%
|
162,657
|
$5,086,000 | — | 30 Sep 2016 | |
| BARROW HANLEY MEWHINNEY & STRAUSS LLC |
13F
|
Company |
0.58%
|
147,508
|
$4,613,000 | — | 30 Sep 2016 | |
| Teton Advisors, Inc. |
13F
|
Company |
0.55%
|
139,129
|
$4,351,000 | — | 30 Sep 2016 | |
| Clark Capital Management Group, Inc. |
13F
|
Company |
0.54%
|
137,078
|
$4,287,000 | — | 30 Sep 2016 | |
| AlphaOne Investment Services, LLC |
13F
|
Company |
0.53%
|
135,026
|
$4,222,000 | — | 30 Sep 2016 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.53%
|
134,411
|
$4,203,000 | — | 30 Sep 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.5%
|
128,455
|
$4,017,000 | — | 30 Sep 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.41%
|
104,055
|
$3,254,000 | — | 30 Sep 2016 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.4%
|
102,588
|
$3,208,000 | — | 30 Sep 2016 | |
| Global Alpha Capital Management Ltd. |
13F
|
Company |
0.39%
|
100,400
|
$3,140,000 | — | 30 Sep 2016 | |
| MENTA CAPITAL LLC |
13F
|
Company |
0.38%
|
97,771
|
$3,057,000 | — | 30 Sep 2016 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.38%
|
96,715
|
$3,024,000 | — | 30 Sep 2016 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.36%
|
90,937
|
$2,843,000 | — | 30 Sep 2016 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.36%
|
90,527
|
$2,831,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
0.33%
|
85,085
|
$2,660,000 | — | 30 Sep 2016 | |
| Fisher Asset Management, LLC |
13F
|
Company |
0.33%
|
83,940
|
$2,625,000 | — | 30 Sep 2016 | |
| Shinko Asset Management Co., Ltd. |
13F
|
Company |
0.33%
|
83,940
|
$2,625,000 | — | 30 Sep 2016 | |
| QS Investors, LLC |
13F
|
Company |
0.33%
|
83,860
|
$2,622,000 | — | 30 Sep 2016 | |
| Informed Momentum Co LLC |
13F
|
Company |
0.33%
|
82,782
|
$2,589,000 | — | 30 Sep 2016 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.29%
|
74,036
|
$2,315,000 | — | 30 Sep 2016 | |
| York State Teachers Retirement System New |
13F
|
Individual |
0.29%
|
72,798
|
$2,276,000 | — | 30 Sep 2016 | |
| SHELL ASSET MANAGEMENT CO |
13F
|
Company |
0.26%
|
67,345
|
$2,106,000 | — | 30 Sep 2016 | |
| Foundry Partners, LLC |
13F
|
Company |
0.26%
|
66,650
|
$2,084,000 | — | 30 Sep 2016 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.25%
|
63,200
|
$1,976,000 | — | 30 Sep 2016 |
Institutional Holders of ETHAN ALLEN INTERIORS INC - Common Stock (ETD) as of Q4 2016
As of 31 Dec 2016,
ETHAN ALLEN INTERIORS INC - Common Stock (ETD) was held by
187 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
26,878,707 shares.
The largest 10 holders included
VANGUARD GROUP INC, DISCIPLINED GROWTH INVESTORS INC /MN, ROYCE & ASSOCIATES LP, BlackRock Fund Advisors, FMR LLC, DIMENSIONAL FUND ADVISORS LP, LSV ASSET MANAGEMENT, PRICE T ROWE ASSOCIATES INC /MD/, Bank of New York Mellon Corp, and NORTHERN TRUST CORP.
This page lists
187
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
181
Q4 2016 holders
187
Holder diff
6
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.