Security key
29268T508
ENERGY FOCUS, INC/DE - Common Stock, $0.0001 par value per share (EFOI)
CUSIP: 29268T508
Q3 2023 13F Holders as of 30 Sep 2023
- Security type / class
- Equity / Common Stock, $0.0001 par value per share
- Total 13F shares
- 56,656
- Total 13F value
- $116,582
- Share change
- +24,512
- SEC-reported price per share
- $2.00
- Number of holders
- 8
- Value change
- +$50,502
- Number of buys
- 4
- Number of sells
- 1
- Shares outstanding
- 6,265,201
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2023
Institutions
8
Top holders
8
EFOI full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
ENERGY FOCUS, INC/DE SEC filings
ENERGY FOCUS, INC/DE company facts
Broader feeds
Reporting periods
Holder history for CUSIP 29268T508
Recent filing periods:
Ownership snapshot
Top reported holders of EFOI - ENERGY FOCUS, INC/DE - Common Stock, $0.0001 par value per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Huang Chiao Chieh
Disclosed value leader
Gina Huang
Comparable rows
8/15
Latest evidence
30 Jun 2023
13D/G
13F
3/4/5
Lead comparable stake: 32%
7 rows are not safely comparable across share classes.
13D/G row: Huang Chiao Chieh
Showing 1-6 of 15 holder rows.
Quick read
Huang Chiao Chieh leads the comparable SEC ownership view at 32%.
8 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Huang Chiao Chieh's linked filing trail.
Comparable ownership
Top 5
Huang Chiao Chieh
32%
INTERNATIONAL ASSETS INVESTMENT M...
0.24%
VANGUARD GROUP INC
0.19%
BlackRock Finance, Inc.
0.06%
Tower Research Capital LLC (TRC)
0.02%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Huang Chiao Chieh |
13D/G
|
32%
|
$4,596,778
1,998,599 shares
|
$0 | 17 Jan 2023 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
Company
|
0.24%
|
$27,034
14,936 shares
|
— | 30 Jun 2023 |
| VANGUARD GROUP INC |
13F
Company
|
0.19%
|
$21,086
11,650 shares
|
— | 30 Jun 2023 |
| BlackRock Finance, Inc. |
13F
Company
|
0.06%
|
$6,609
3,651 shares
|
— | 30 Jun 2023 |
| Tower Research Capital LLC (TRC) |
13F
Company
|
0.02%
|
$2,581
1,426 shares
|
— | 30 Jun 2023 |
| MORGAN STANLEY |
13F
Company
|
0.01%
|
$838
463 shares
|
— | 30 Jun 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
8
Shares
56,656
Rows available
8
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2023 vs Q1 2026 Across Filers
Q1 2026 holders
13
Q3 2023 holders
8
Holder diff
-5
| Investor | Q1 2026 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q1 2026 value | Q3 2023 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend