ENERGY FOCUS, INC/DE - Common Stock, $0.0001 par value per share (EFOI)

CUSIP: 29268T508

Q2 2023 13F Holders as of 30 Jun 2023

Holder snapshot 5 signals
Share change
+32,144
SEC-reported price per share
$1.81
Number of holders
7
Value change
+$58,180
Number of buys
7
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
6,265,201

Security key

29268T508

Report period

Q2 2023

Institutions

7

Top holders

7

Ownership snapshot

Top reported holders of EFOI - ENERGY FOCUS, INC/DE - Common Stock, $0.0001 par value per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Huang Chiao Chieh
Disclosed value leader
Gina Huang
Comparable rows
1/15
Latest evidence
31 Mar 2023
13D/G 3/4/5 13F Lead comparable stake: 32% 14 rows are not safely comparable across share classes. 13D/G row: Huang Chiao Chieh Showing 1-6 of 15 holder rows.

Quick read

Huang Chiao Chieh leads the comparable SEC ownership view at 32%.

1 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Huang Chiao Chieh's linked filing trail.
Comparable ownership Top 1
Huang Chiao Chieh 32%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Huang Chiao Chieh
13D/G
32%
$4,596,778
1,998,599 shares
$0 17 Jan 2023
Gina Huang
3/4/5
Director, 10%+ Owner
—
class O/S missing
$6,547,626
3,720,242 shares
— 30 Mar 2023
James Tu
3/4/5
Chairman and CEO, Director, 10%+ Owner
—
class O/S missing
$439,738
249,851 shares
— 16 Aug 2021
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
13F
Company
13F
—
class O/S missing
$59,634
106,490 shares
— 31 Mar 2023
Philip Politziner
3/4/5
Director
—
class O/S missing
$55,264
31,400 shares
— 22 Jun 2022
VANGUARD GROUP INC
13F
Company
13F
—
class O/S missing
$45,672
81,557 shares
— 31 Mar 2023
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q2 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
7
Shares
32,144
Rows available
7
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q2 2023 vs Q1 2026 Across Filers

Q1 2026 holders
13
Q2 2023 holders
7
Holder diff
-6
Investor Q1 2026 Shares Q2 2023 Shares Share Diff Share Chg % Q1 2026 value Q2 2023 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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