ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF)

Q: What does CUSIP 289074106 represent in this 13F holders report?

CUSIP 289074106 is the security identifier for ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest used to aggregate holder disclosures.

Q: How many institutions held ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest in Q4 2015?

36 institutional investors reported ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest for Q4 2015. Use the holders table for investor-level position and value details.

CUSIP: 289074106

Q4 2015 13F Holders as of 31 Dec 2015

Type / Class: Equity / Common Shares of Beneficial Interest
Shares outstanding: 13,520,057
Total 13F shares: 4,596,931
Share change: +193,730
Total reported value: $35,648,601
Price per share: $7.75
Number of holders: 36
Value change: +$1,501,566
Number of buys: 20
Number of sells: 9

Quarterly Holders Quick Answers

What is CUSIP 289074106?
CUSIP 289074106 identifies ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest in SEC institutional holdings data.

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Newer quarter: Q1 2016
Previous quarter: Q3 2015

Recent filing periods for CUSIP 289074106:

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Top shareholders of ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	6.9%	930,533	$7,278,000	—	30 Sep 2015	13F
UBS Group AG	13F	Company	5.5%	747,157	$5,844,000	—	30 Sep 2015	13F
Advisors Asset Management, Inc.	13F	Company	3%	403,856	$3,158,000	—	30 Sep 2015	13F
1607 Capital Partners, LLC	13F	Company	2%	272,767	$2,133,000	—	30 Sep 2015	13F
SIT INVESTMENT ASSOCIATES INC	13F	Company	2%	268,932	$2,103,000	—	30 Sep 2015	13F
GUGGENHEIM CAPITAL LLC	13F	Company	1.8%	249,725	$1,954,000	—	30 Sep 2015	13F
Relative Value Partners Group, LLC	13F	Company	1.7%	235,539	$1,842,000	—	30 Sep 2015	13F
WELLS FARGO & COMPANY/MN	13F	Company	1.2%	168,867	$1,321,000	—	30 Sep 2015	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	1.2%	166,068	$1,299,000	—	30 Sep 2015	13F
MSI Financial Services Inc	13F	Company	1%	138,876	$1,086,000	—	30 Sep 2015	13F
Gramercy Funds Management LLC	13F	Company	0.81%	109,957	$860,000	—	30 Sep 2015	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.55%	74,623	$584,000	—	30 Sep 2015	13F
Concert Wealth Management Inc.	13F	Company	0.54%	73,373	$577,000	—	30 Sep 2015	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.51%	68,560	$536,000	—	30 Sep 2015	13F
Bulldog Investors, LLP	13F	Company	0.49%	65,922	$516,000	—	30 Sep 2015	13F
HighTower Advisors, LLC	13F	Company	0.43%	58,010	$454,000	—	30 Sep 2015	13F
SENTINEL TRUST CO LBA	13F	Company	0.35%	47,100	$368,000	—	30 Sep 2015	13F
DOLIVER ADVISORS, LP	13F	Company	0.27%	36,274	$284,000	—	30 Sep 2015	13F
Coe Capital Management, LLC	13F	Company	0.25%	34,013	$266,036	—	30 Sep 2015	13F
Invesco Ltd.	13F	Company	0.25%	33,775	$264,000	—	30 Sep 2015	13F
MERIDIAN INVESTMENT COUNSEL INC.	13F	Company	0.19%	25,750	$201,000	—	30 Sep 2015	13F
SIGNET FINANCIAL MANAGEMENT, LLC	13F	Company	0.16%	21,498	$168,000	—	30 Sep 2015	13F
Curi Capital, LLC	13F	Company	0.11%	14,363	$112,000	—	30 Sep 2015	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.1%	13,476	$106,000	—	30 Sep 2015	13F
ROYAL BANK OF CANADA	13F	Company	0.1%	13,131	$103,000	—	30 Sep 2015	13F
Aviance Capital Partners, LLC	13F	Company	0.09%	12,600	$99,000	—	30 Sep 2015	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	0.05%	6,476	$50,000	—	30 Sep 2015	13F
CITIGROUP INC	13F	Company	0.01%	880	$6,000	—	30 Sep 2015	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	0%	621	$5,000	—	30 Sep 2015	13F

Institutional Holders of ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) as of Q4 2015

As of 31 Dec 2015, ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) was held by 36 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,596,931 shares. The largest 10 holders included MORGAN STANLEY, UBS Group AG, Advisors Asset Management, Inc., 1607 Capital Partners, LLC, GUGGENHEIM CAPITAL LLC, Relative Value Partners Group, LLC, SIT INVESTMENT ASSOCIATES INC, Raymond James Financial Services Advisors, Inc., WELLS FARGO & COMPANY/MN, and MetLife Securities, Inc. This page lists 36 institutional shareholders reporting positions in this security for the Q4 2015 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2015 vs Q3 2015 Across Filers

Q3 2015 holders

Q4 2015 holders

Holder diff

Investor	Q3 2015 Shares	Q4 2015 Shares	Share Diff	Share Chg %	Q3 2015 Value $	Q4 2015 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.