ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF)
CUSIP: 289074106
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 13,520,057
- Total 13F shares
- 4,381,465
- Share change
- +97,331
- Total reported value
- $34,270,036
- Price per share
- $7.82
- Number of holders
- 30
- Value change
- +$691,340
- Number of buys
- 10
- Number of sells
- 16
Quarterly Holders Quick Answers
What is CUSIP 289074106?
CUSIP 289074106 identifies ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 289074106:
Top shareholders of ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
6.2%
|
843,120
|
$7,445,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
5.6%
|
753,126
|
$6,650,000 | — | 30 Jun 2015 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
3.4%
|
458,080
|
$4,045,000 | — | 30 Jun 2015 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
2.1%
|
289,829
|
$2,559,000 | — | 30 Jun 2015 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
2%
|
276,219
|
$2,439,000 | — | 30 Jun 2015 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
1.8%
|
237,743
|
$2,099,000 | — | 30 Jun 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.7%
|
236,015
|
$2,084,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.2%
|
165,213
|
$1,458,000 | — | 30 Jun 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0.97%
|
130,608
|
$1,153,000 | — | 30 Jun 2015 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.81%
|
109,957
|
$971,000 | — | 30 Jun 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.55%
|
74,623
|
$659,000 | — | 30 Jun 2015 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.54%
|
73,374
|
$650,000 | — | 30 Jun 2015 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.52%
|
70,522
|
$623,000 | — | 30 Jun 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.43%
|
58,009
|
$513,000 | — | 30 Jun 2015 | |
| SENTINEL TRUST CO LBA |
13F
|
Company |
0.35%
|
47,100
|
$416,000 | — | 30 Jun 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.34%
|
45,580
|
$402,000 | — | 30 Jun 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.33%
|
44,438
|
$392,000 | — | 30 Jun 2015 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0.33%
|
44,151
|
$390,000 | — | 30 Jun 2015 | |
| Coe Capital Management, LLC |
13F
|
Company |
0.25%
|
34,013
|
$300,335 | — | 30 Jun 2015 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
0.19%
|
25,750
|
$227,000 | — | 30 Jun 2015 | |
| Invesco Ltd. |
13F
|
Company |
0.17%
|
22,884
|
$202,000 | — | 30 Jun 2015 | |
| SIGNET FINANCIAL MANAGEMENT, LLC |
13F
|
Company |
0.16%
|
21,498
|
$190,000 | — | 30 Jun 2015 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.14%
|
19,290
|
$170,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.1%
|
13,970
|
$123,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.1%
|
13,476
|
$119,000 | — | 30 Jun 2015 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.09%
|
12,771
|
$113,000 | — | 30 Jun 2015 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.08%
|
10,384
|
$92,000 | — | 30 Jun 2015 | |
| HIGHLAND CAPITAL MANAGEMENT LP |
13F
|
Company |
0.01%
|
1,235
|
$11,000 | — | 30 Jun 2015 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0%
|
621
|
$5,000 | — | 30 Jun 2015 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
563
|
$5,000 | — | 30 Jun 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
150
|
$1,000 | — | 30 Jun 2015 |
Institutional Holders of ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) as of Q3 2015
As of 30 Sep 2015,
ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) was held by
30 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,381,465 shares.
The largest 10 holders included
MORGAN STANLEY, UBS Group AG, Advisors Asset Management, Inc., 1607 Capital Partners, LLC, SIT INVESTMENT ASSOCIATES INC, GUGGENHEIM CAPITAL LLC, Relative Value Partners Group, LLC, WELLS FARGO & COMPANY/MN, Raymond James Financial Services Advisors, Inc., and MetLife Securities, Inc.
This page lists
30
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
32
Q3 2015 holders
30
Holder diff
-2
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.