ESS TECH INC - COMMON STOCK (GWH)

CUSIP: 26916J106

Q3 2023 13F Holders as of 30 Sep 2023

Share change
+1,545,030
Put/Call ratio
14%
SEC-reported price per share
$1.88
Number of holders
98
Value change
+$3,136,878
Number of buys
45
Open additional details 1 more signal available
Number of sells
37

Security key

26916J106

Report period

Q3 2023

Institutions

98

Top holders

10

Ownership snapshot

Top reported holders of GWH - ESS TECH INC - COMMON STOCK (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
SOFTBANK GROUP CORP.
Disclosed value leader
SOFTBANK GROUP CORP.
Comparable rows
0/15
Latest evidence
21 Sep 2023
13F 3/4/5 Highest disclosed value: $52,851,938 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

SOFTBANK GROUP CORP. has the largest disclosed position value at $52.85M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens SOFTBANK GROUP CORP.'s linked filing trail.
Disclosed position value Top 5
SOFTBANK GROUP CORP. $52.85M
HONEYWELL INTERNATIONAL INC $20.63M
ACON S2 Sponsor, L.L.C. $7.63M
Craig E. Evans $10.53M
BlackRock Finance, Inc. $8.5M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
SOFTBANK GROUP CORP.
13F 3/4/5
Company · Director, 10%+ Owner
—
denominator unverified
$52,851,938
35,953,699 shares
— 30 Jun 2023
HONEYWELL INTERNATIONAL INC
3/4/5
10%+ Owner
—
denominator unverified
$20,627,886
16,491,754 shares
— 21 Sep 2023
ACON S2 Sponsor, L.L.C.
3/4/5
10%+ Owner
—
mixed-class rows
$7,629,880
10,183,334 shares
mixed-class rows
— 08 Oct 2021
Breakthrough Energy Ventures, LLC
3/4/5
10%+ Owner
—
denominator unverified
—
18,558,721 shares
— 09 Nov 2021
Craig E. Evans
3/4/5
President, Director
—
denominator unverified
$10,533,477
8,421,392 shares
— 13 Mar 2023
BlackRock Finance, Inc.
13F
Company
13F
—
denominator unverified
$8,498,816
5,781,508 shares
— 30 Jun 2023
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
98
Shares
60,632,417
Rows available
98
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2023 vs Q2 2023 Across Filers

Q2 2023 holders
88
Q3 2023 holders
98
Holder diff
10
Investor Q2 2023 Shares Q3 2023 Shares Share Diff Share Chg % Q2 2023 value Q3 2023 value Value change Value Chg %
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