ESS TECH INC - COMMON STOCK (GWH)

CUSIP: 26916J106

Q4 2021 13F Holders as of 31 Dec 2021

Share change
+53,471,181
Put/Call ratio
27%
SEC-reported price per share
$11.44
Number of holders
57
Value change
+$611,746,396
Number of buys
53
Open additional details 1 more signal available
Number of sells
3

Security key

26916J106

Report period

Q4 2021

Institutions

57

Top holders

10

Ownership snapshot

Top reported holders of GWH - ESS TECH INC - COMMON STOCK (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
SOFTBANK GROUP CORP.
Disclosed value leader
SOFTBANK GROUP CORP.
Comparable rows
0/9
Latest evidence
09 Nov 2021
3/4/5 13F Highest disclosed value: $44,970,887 9 rows are not safely comparable across share classes. Showing 1-6 of 9 holder rows.

Quick read

SOFTBANK GROUP CORP. has the largest disclosed position value at $44.97M.

0 of 9 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens SOFTBANK GROUP CORP.'s linked filing trail.
Disclosed position value Top 5
SOFTBANK GROUP CORP. $44.97M
ACON S2 Sponsor, L.L.C. $7.63M
MARSHALL WACE, LLP $8.78M
Verition Fund Management LLC $260K
D. Shadrick Wilson $62.5K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 9 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
SOFTBANK GROUP CORP.
3/4/5
Director, 10%+ Owner
—
denominator unverified
$44,970,887
35,953,699 shares
— 09 Nov 2021
ACON S2 Sponsor, L.L.C.
3/4/5
10%+ Owner
—
mixed-class rows
$7,629,880
10,183,334 shares
mixed-class rows
— 08 Oct 2021
Breakthrough Energy Ventures, LLC
3/4/5
10%+ Owner
—
denominator unverified
—
18,558,721 shares
— 09 Nov 2021
MARSHALL WACE, LLP
13F
Company
13F
—
denominator unverified
$8,778,000
878,630 shares
— 30 Sep 2021
Verition Fund Management LLC
13F
Company
13F
—
denominator unverified
$260,000
26,000 shares
— 30 Sep 2021
D. Shadrick Wilson
3/4/5
Director
—
denominator unverified
$62,540
50,000 shares
— 08 Oct 2021
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2021

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
57
Shares
54,378,437
Rows available
57
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2021 vs Q3 2021 Across Filers

Q3 2021 holders
3
Q4 2021 holders
57
Holder diff
54
Investor Q3 2021 Shares Q4 2021 Shares Share Diff Share Chg % Q3 2021 value Q4 2021 value Value change Value Chg %
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