Security key
266042407
DUOS TECHNOLOGIES GROUP, INC. - Common Stock, par value $0.001 (DUOT)
CUSIP: 266042407
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common Stock, par value $0.001
- Shares outstanding
- 29,482,320
- Total 13F shares
- 2,369,422
- Share change
- +16,348
- Total reported value
- $12,168,199
- Price per share
- $5.13
- Number of holders
- 17
- Value change
- +$84,187
- Number of buys
- 11
- Number of sells
- 4
Report period
Q3 2023
Institutions
17
Top holders
10
DUOT full security history
Newer quarter: Q4 2023
Previous quarter: Q2 2023
DUOS TECHNOLOGIES GROUP, INC. SEC filings
DUOS TECHNOLOGIES GROUP, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 266042407
Recent filing periods:
Top shareholders of DUOT - DUOS TECHNOLOGIES GROUP, INC. - Common Stock, par value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Bleichroeder LP |
13F
|
Company |
4.4%
|
1,283,162
|
$7,621,982 | — | 30 Jun 2023 | |
| BARD ASSOCIATES INC |
13F
|
Company |
1.7%
|
489,095
|
$2,905,225 | — | 30 Jun 2023 | |
| Northern Right Capital Management, L.P. |
13F
|
Company |
0.51%
|
151,165
|
$897,920 | — | 30 Jun 2023 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.36%
|
107,223
|
$636,904 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.3%
|
89,100
|
$529,254 | — | 30 Jun 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.21%
|
63,379
|
$376,471 | — | 30 Jun 2023 | |
| Diversified Investment Strategies, LLC |
13F
|
Company |
0.2%
|
59,782
|
$355,105 | — | 30 Jun 2023 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.16%
|
48,406
|
$287,532 | — | 30 Jun 2023 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.12%
|
34,143
|
$203,000 | — | 30 Jun 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.08%
|
22,883
|
$135,925 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
4,000
|
$23,760 | — | 30 Jun 2023 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
595
|
$3,534 | — | 30 Jun 2023 | |
| TUCKER ASSET MANAGEMENT LLC |
13F
|
Company |
0%
|
100
|
$594 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
41
|
$244 | — | 30 Jun 2023 | |
| Norman H. Pessin |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
1,221,062
|
$3,009,918 | — | 27 Sep 2022 | |
| Edmond L. Harris |
3/4/5
|
Former Director |
—
class O/S missing
|
16,832
|
$41,491 | — | 30 Dec 2022 | |
| Blair Madison Fonda |
3/4/5
|
Other* |
—
class O/S missing
|
13,779
|
$33,965 | — | 05 Aug 2021 | |
| Connie L. Weeks |
3/4/5
|
Chief Accounting Officer |
—
class O/S missing
|
40,000
|
— | — | 10 Nov 2021 |
Institutional Holders of DUOS TECHNOLOGIES GROUP, INC. - Common Stock, par value $0.001 (DUOT) as of Q3 2023
As of 30 Sep 2023,
DUOS TECHNOLOGIES GROUP, INC. - Common Stock, par value $0.001 (DUOT) was held by
17 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,369,422 shares.
The largest 10 holders included
Bleichroeder LP, BARD ASSOCIATES INC, Northern Right Capital Management, L.P., VANGUARD GROUP INC, MORGAN STANLEY, GEODE CAPITAL MANAGEMENT, LLC, Diversified Investment Strategies, LLC, Private Advisor Group, LLC, HighTower Advisors, LLC, and CITADEL ADVISORS LLC.
This page lists
17
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
14
Q3 2023 holders
17
Holder diff
3
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.