Q4 2017 13F Holders as of 31 Dec 2017
-
Type / Class
-
Debt / EXCHANGE TRADED
-
Number of holders
-
43
-
Total 13F principal, excl. options
-
11,278,704
-
Principal change
-
+937,472
-
Total reported value, excl. options
-
$99,814,000
-
Value change
-
+$8,276,479
-
Number of buys
-
22
-
Number of sells
-
-10
-
Price
-
$8.85
Significant Holders of DUFF & PHELPS - EXCHANGE TRADED (DUC) as of Q4 2017
45 filings reported holding DUC - DUFF & PHELPS - EXCHANGE TRADED as of Q4 2017.
DUFF & PHELPS - EXCHANGE TRADED (DUC) has 43 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of $11,278,704 of principal
.
Largest 10 bondholders include SIT INVESTMENT ASSOCIATES INC ($4,161,364 of principal), WELLS FARGO & COMPANY/MN ($3,283,750 of principal), Karpus Management, Inc. ($1,521,256 of principal), 1607 Capital Partners, LLC ($1,024,570 of principal), Invesco Ltd. ($270,915 of principal), Shaker Financial Services, LLC ($142,700 of principal), GUGGENHEIM CAPITAL LLC ($123,118 of principal), Proficio Capital Partners LLC ($113,704 of principal), BANK OF AMERICA CORP /DE/ ($94,907 of principal), and MORGAN STANLEY ($48,681 of principal).
This table shows the top 43 institutional bondholders of the company debt. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.